Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| H H & G Securities, Inc. CRD: 13515 | - | 0 | 0 | A | INACTIVE |
| H H Financial Consultants CRD: 134630 | - | 0 | 2 | - | Unknown |
| H I Management Services Inc. CRD: 152551 | - | 0 | 1 | - | Unknown |
| H Investment Management Company, Ltd. CRD: 297455 | - | 0 | 0 | - | Unknown |
| H K Securities, Inc. CRD: 104029 | - | 0 | 0 | A | INACTIVE |
| H L Investments, Inc. CRD: 18458 | - | 0 | 0 | A | INACTIVE |
| H Management Company, Ltd. CRD: 291595 | - | 0 | 0 | - | Unknown |
| H O M Opportunity Management, LLC CRD: 317026 | - | 0 | 1 | - | Unknown |
| H Partners Management LLC CRD: 161041 | - | 0 | 1 | - | Unknown |
| H Plus Management Limited CRD: 325742 | - | 0 | 0 | - | Unknown |
| H Point Investors Management, LP CRD: 315914 | - | 0 | 0 | - | Unknown |
| H R Financial Services, Inc. CRD: 116733 | - | 0 | 2 | - | Unknown |
| H Squared Management LP CRD: 325633 | - | 0 | 0 | - | Unknown |
| H Venture Partners CRD: 314019 | - | 0 | 1 | - | Unknown |
| H&A Investment Manager LLC CRD: 320765 | - | 0 | 1 | - | Unknown |
| H&C Financial Services LLC CRD: 158768 | - | 0 | 1 | - | Unknown |
| H&H International Investment, LLC CRD: 292451 | - | 0 | 1 | - | Unknown |
| H&H Investment Planners, Inc. CRD: 117656 | - | 0 | 1 | - | Unknown |
| H&K Wealth Management, LLC CRD: 165206 | - | 0 | 0 | - | Unknown |
| H&M Financial Advisors CRD: 121115 | - | 0 | 4 | - | Unknown |
| H&P Trading Limited Parternship CRD: 34329 | - | 1 | 0 | B | INACTIVE |
| H&P Wealth Advisors CRD: 281425 | - | 0 | 0 | - | Unknown |
| H&Q Asia Pacific CRD: 162254 | - | 0 | 0 | - | Unknown |
| H&Q Asia Pacific CRD: 162255 | - | 0 | 0 | - | Unknown |
| H&S Securities, LLC CRD: 116246 | - | 0 | 0 | A | INACTIVE |
| H&S TAX and Wealth Advisors LLC CRD: 290643 | - | 0 | 2 | - | Unknown |
| H. a. Brandt & Associates, Inc CRD: 6575 | - | 0 | 0 | A | INACTIVE |
| H. a. Kramer & Associates, PA CRD: 141751 | - | 0 | 0 | - | Unknown |
| H. Anthony Ruckel CRD: 171403 | - | 0 | 1 | - | Unknown |
| H. B. Shaine & Co., Inc. CRD: 374 | - | 0 | 0 | A | INACTIVE |
| H. Barton Asset Management, LLC CRD: 161955 | - | 0 | 1 | - | Unknown |
| H. Burckhardt & Company, Inc. CRD: 10274 | - | 0 | 0 | A | INACTIVE |
| H. C. Denison Co. CRD: 1628 | WI | 3 | 3 | B | Active |
| H. Caro & Co. CRD: 310832 | - | 0 | 0 | - | Unknown |
| H. D. Taylor Securities, Inc. CRD: 24154 | - | 0 | 0 | A | INACTIVE |
| H. G. NIX Incorporated CRD: 7677 | - | 0 | 0 | A | INACTIVE |
| H. G. Wellington & Co., Inc. CRD: 7536 | - | 6 | 0 | D | INACTIVE |
| H. I. Henann & Company, Inc. CRD: 5304 | - | 0 | 0 | A | INACTIVE |
| H. Jackson Shirley & Co. Inc. CRD: 8015 | - | 0 | 0 | A | INACTIVE |
| H. JAY Mottice, Inc. CRD: 8253 | - | 0 | 0 | A | INACTIVE |
| H. Kawano & Co., Inc. CRD: 377 | - | 0 | 0 | A | INACTIVE |
| H. Kerr Taylor & Company, Inc. CRD: 15002 | - | 0 | 0 | A | INACTIVE |
| H. L. Camp & Company, Inc. CRD: 17005 | - | 0 | 0 | A | INACTIVE |
| H. L. Lichstrahl & Company, LLC CRD: 112124 | - | 0 | 1 | - | Unknown |
| H. L. Michaels Securities, Inc. CRD: 17905 | - | 0 | 0 | A | INACTIVE |
| H. L. Ormond & Company, LLC CRD: 313593 | - | 0 | 1 | - | Unknown |
| H. M. Payson & Co. CRD: 2993 | - | 1 | 1 | B | INACTIVE |
| H. Pearce Investment Company CRD: 16604 | - | 0 | 0 | A | INACTIVE |
| H. Rivkin & Co., Inc. CRD: 29459 | - | 3 | 0 | C | INACTIVE |
| H. Roark & Associates, Inc. CRD: 112898 | - | 0 | 0 | A | INACTIVE |