Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| H. S. Kipnis & Co. CRD: 2448 | - | 0 | 0 | A | INACTIVE |
| H. Starr Financial Corp. CRD: 16631 | - | 0 | 0 | A | INACTIVE |
| H. Syversen & Co., Inc. CRD: 16390 | - | 0 | 0 | A | INACTIVE |
| H. T. Fletcher Securities Incorporated CRD: 17297 | - | 0 | 0 | A | INACTIVE |
| H.A. Kenning Investments,Inc. CRD: 14923 | - | 0 | 0 | A | INACTIVE |
| H.A.M.L CRD: 289310 | - | 0 | 0 | - | Unknown |
| H.B. Brown Financial Advising, LLC CRD: 338830 | - | 0 | 1 | - | Unknown |
| H.B. Gofman Associates Inc CRD: 106180 | - | 0 | 0 | - | Unknown |
| H.C.WAINWRIGHT & Co., LLC CRD: 375 | NY | 16 | 2 | D | Active |
| H.D. Brent & Company, Inc. CRD: 122884 | - | 0 | 0 | - | Unknown |
| H.E. Hahn Investments Inc. CRD: 17353 | - | 0 | 0 | A | INACTIVE |
| H.G. Wexler, Inc. CRD: 10348 | - | 0 | 0 | A | INACTIVE |
| H.H. Investment Counsel, Inc. CRD: 123133 | - | 0 | 2 | - | Unknown |
| H.I.G. Capital, LLC CRD: 160711 | - | 0 | 1 | - | Unknown |
| H.I.G. Whitehorse Advisers, LLC CRD: 164905 | - | 0 | 1 | - | Unknown |
| H.I.T. Capital, LLC CRD: 164107 | - | 0 | 2 | - | Unknown |
| H.J. Langworthy Investors, Inc. CRD: 126482 | - | 0 | 0 | - | Unknown |
| H.J. Meyers & Co., Inc. CRD: 15609 | - | 0 | 0 | A | INACTIVE |
| H.J. Siegel Real Estate Equities Corp. CRD: 11058 | - | 0 | 0 | A | INACTIVE |
| H.J. Stodghill & Co. Investment Corp CRD: 18218 | - | 0 | 0 | A | INACTIVE |
| H.J.F., Inc. CRD: 13206 | - | 0 | 0 | A | INACTIVE |
| H.K. Freeland & Company, Inc. CRD: 23523 | - | 0 | 0 | A | INACTIVE |
| H.L. Zeve Associates, Inc. CRD: 17427 | - | 0 | 0 | A | INACTIVE |
| H.M.B. Service Corporation CRD: 14051 | - | 0 | 0 | A | INACTIVE |
| H.P. Becker & Co CRD: 107902 | - | 0 | 2 | - | Unknown |
| H.S. Financial, Inc. CRD: 136731 | - | 0 | 3 | - | Unknown |
| H/2 Capital Partners CRD: 133693 | - | 0 | 1 | - | Unknown |
| H/N Management CRD: 148181 | - | 0 | 0 | - | Unknown |
| H145M Capital Management LLC CRD: 315626 | - | 0 | 1 | - | Unknown |
| H2 Advisers LLC CRD: 299366 | - | 0 | 0 | - | Unknown |
| H2 Equity Partners CRD: 162637 | - | 0 | 0 | - | Unknown |
| H2 Equity Partners Fund Management B.V. CRD: 284424 | - | 0 | 0 | - | Unknown |
| H2 Investments LLC CRD: 227789 | - | 0 | 0 | - | Unknown |
| H20 Capital Innovation, LLC CRD: 335430 | - | 0 | 1 | - | Unknown |
| H2C Securities Inc. CRD: 7169 | - | 2 | 0 | B | INACTIVE |
| H2O AM CRD: 169065 | - | 0 | 0 | - | Unknown |
| H2OLS Wealth Management Solutions LLC CRD: 341011 | - | 0 | 1 | - | Unknown |
| H2R Group LLC CRD: 328438 | - | 0 | 1 | - | Unknown |
| HA Wealth Advisors Inc. CRD: 325764 | - | 0 | 3 | - | Unknown |
| Haafor (Singapore) PTE. Ltd. CRD: 289925 | - | 0 | 0 | - | Unknown |
| Haag Financial Consulting CRD: 144702 | - | 0 | 1 | - | Unknown |
| Haas Capital Management LLC CRD: 156707 | - | 0 | 1 | - | Unknown |
| Haas Financial Products, Inc. CRD: 24181 | - | 1 | 0 | B | INACTIVE |
| Haas Financial Services Inc CRD: 122450 | - | 0 | 1 | - | Unknown |
| Haas Financial, Inc. CRD: 329490 | - | 0 | 1 | - | Unknown |
| Haas Investment Management LLC CRD: 154886 | - | 0 | 3 | - | Unknown |
| Haas Securities Corporation CRD: 2104 | - | 0 | 0 | A | INACTIVE |
| Haas Trade Advisors LLC CRD: 338730 | - | 0 | 1 | - | Unknown |
| Haas Wealth Strategies LLC CRD: 304147 | - | 0 | 0 | - | Unknown |
| Habash Wealth Management CRD: 318706 | - | 0 | 0 | - | Unknown |