Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alton Securities Group Inc. CRD: 39639 | - | 8 | 0 | D | INACTIVE |
| Altor 2003 GP Limited CRD: 161899 | - | 0 | 0 | - | Unknown |
| Altor Fund II GP Limited CRD: 161901 | - | 0 | 0 | - | Unknown |
| Altor Fund III GP Limited CRD: 161903 | - | 0 | 0 | - | Unknown |
| Altor Fund Manager AB CRD: 172713 | - | 0 | 0 | - | Unknown |
| Altoros Trust LLC CRD: 284423 | - | 0 | 0 | - | Unknown |
| Altos Investments, Inc. CRD: 283306 | - | 0 | 0 | - | Unknown |
| Altos Ventures Management, Inc. CRD: 162777 | - | 0 | 1 | - | Unknown |
| Altra CRD: 165679 | - | 0 | 0 | - | Unknown |
| Altra CRD: 165678 | - | 0 | 0 | - | Unknown |
| Altra Asset Management Corp. CRD: 165430 | - | 0 | 0 | - | Unknown |
| Altra Venture Partners LLC CRD: 314277 | - | 0 | 1 | - | Unknown |
| Altravue Capital GP I, LLC CRD: 283259 | - | 0 | 0 | - | Unknown |
| Altravue Capital, LLC CRD: 283260 | - | 0 | 3 | - | Unknown |
| Altreant Advisors, Inc CRD: 286484 | - | 0 | 0 | - | Unknown |
| Altriarch Asset Management, LLC CRD: 328482 | - | 0 | 1 | - | Unknown |
| Altriarch Credit, LLC CRD: 328484 | - | 0 | 0 | - | Unknown |
| Altrinsic Global Advisors, LLC CRD: 109678 | - | 0 | 1 | - | Unknown |
| Altrius Capital Management, Inc. CRD: 121529 | - | 0 | 5 | - | Unknown |
| Altru Financial CRD: 333278 | - | 0 | 0 | - | Unknown |
| Altruist Advisors LLC CRD: 340784 | - | 0 | 4 | - | Unknown |
| Altruist Financial LLC CRD: 299274 | TX | 1 | 11 | B | Active |
| Altruist LLC CRD: 299398 | - | 0 | 1 | - | Unknown |
| Altruist Wealth Management CRD: 333692 | - | 0 | 1 | - | Unknown |
| Altruistic Advisor LLC CRD: 329799 | - | 0 | 1 | - | Unknown |
| Altruistic Investing CRD: 289016 | - | 0 | 0 | - | Unknown |
| Altruity Wealth CRD: 292799 | - | 0 | 2 | - | Unknown |
| Altruvista LLC CRD: 154576 | - | 0 | 1 | - | Unknown |
| Alts Eval, LLC CRD: 329707 | - | 0 | 1 | - | Unknown |
| Altschuler Financial Services CRD: 130004 | - | 0 | 0 | - | Unknown |
| Altum Capital Management, LLC CRD: 160123 | - | 0 | 1 | - | Unknown |
| Altum Wealth Advisors CRD: 301214 | - | 0 | 1 | - | Unknown |
| Altura Capital CRD: 312348 | - | 0 | 1 | - | Unknown |
| Altura Capital Advisors LLC CRD: 338063 | - | 0 | 1 | - | Unknown |
| Altura Capital Group, LLC CRD: 140623 | - | 0 | 0 | - | Unknown |
| Altura Private Capital, LLC CRD: 332050 | - | 0 | 0 | - | Unknown |
| Altura Wealth Advisors CRD: 337998 | - | 0 | 1 | - | Unknown |
| Altura Wealth Advisors Inc. CRD: 309501 | - | 0 | 3 | - | Unknown |
| Altura, Nelson & Co., Incorporated CRD: 14600 | - | 0 | 0 | A | INACTIVE |
| Alturas Wealth Management, LLC CRD: 304531 | - | 0 | 1 | - | Unknown |
| Altus Capital Inc. CRD: 141901 | - | 0 | 0 | - | Unknown |
| Altus Capital Partners, Inc. CRD: 159529 | - | 0 | 1 | - | Unknown |
| Altus Investment Group CRD: 128489 | - | 0 | 2 | - | Unknown |
| Altus Private Capital CRD: 332318 | - | 0 | 1 | - | Unknown |
| Altus Wealth Group, LLC CRD: 287848 | - | 0 | 5 | - | Unknown |
| Altus Wealth Management, LLC CRD: 153650 | - | 0 | 1 | - | Unknown |
| Altus Wealth Solutions CRD: 145259 | - | 0 | 2 | - | Unknown |
| Altus Wealth Stragtegies, Inc. CRD: 136606 | - | 0 | 0 | - | Unknown |
| Aludra Capital Advisors, LLC CRD: 306316 | - | 0 | 0 | - | Unknown |
| Aluman CRD: 281073 | - | 0 | 2 | - | Unknown |