Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BOSTON BAY CAPITAL, INC.
CRD: 7737
0 0 A INACTIVE
BOSTON CABOT LLC
CRD: 115861
0 0 A INACTIVE
BOSTON FIDES FINANCIAL, INC.
CRD: 158462
0 0 A Unknown
BOSTON MOUNTAIN MONEY MANAGEMENT, INC.
CRD: 143649
0 0 A Unknown
BOSTON MUTUAL SALES CORP.
CRD: 1278
0 0 A INACTIVE
BOSTON PARTNERS
CRD: 124982
0 0 A Unknown
BOSTON, BERARD AND COMPANY, LTD.
CRD: 13546
0 0 A INACTIVE
BOT LAB, LP
CRD: 304244
0 0 A Unknown
BOTAMER FINANCIAL
CRD: 124077
0 0 A Unknown
BOTTOM LINE BROKERS, INC.
CRD: 15750
0 0 A INACTIVE
BOUCHER, OEHMKE & COMPANY
CRD: 17470
0 0 A INACTIVE
BOULAY WEALTH
CRD: 111334
0 0 A Unknown
BOULDER FOOD GROUP, LLC
CRD: 174360
0 0 A Unknown
BOULDER SECURITIES CORP.
CRD: 45818
0 0 A INACTIVE
BOULDER VENTURES
CRD: 160967
0 0 A Unknown
BOULDERADO GROUP, LLC
CRD: 164802
0 0 A Unknown
BOULEVARD
CRD: 164423
0 0 A Unknown
BOUNTY MANAGEMENT CORP
CRD: 105732
0 0 A Unknown
BOUR GROUP
CRD: 132913
0 0 A Unknown
BOURBAKI LLC
CRD: 172201
0 0 A Unknown
BOURNE MANAGEMENT, INC.
CRD: 13745
0 0 A INACTIVE
BOURSA INVESTMENTS
CRD: 152516
CA 0 1 A Active
BOUSSARD & GAVAUDAN GESTION SAS
CRD: 162723
0 0 A Unknown
BOVARO PARTNERS, LLC
CRD: 117041
0 0 A INACTIVE
BOW STREET LLC
CRD: 158043
0 0 A Unknown
BOWEN CAPITAL
CRD: 288061
0 0 A Unknown
BOWEN WEALTH
CRD: 315212
0 0 A Unknown
BOWEN, HANES & CO INC
CRD: 105153
0 0 A Unknown
BOWEN, INC.
CRD: 142930
MA 0 1 A Active
BOWER, JEFFREY DAVID
CRD: 134352
0 0 A INACTIVE
BOWERS, GARY LEE
CRD: 35280
0 0 A INACTIVE
BOWERY CAPITAL
CRD: 168273
0 0 A Unknown
BOX HILL PRIVATE WEALTH
CRD: 322620
0 0 A Unknown
BOX HOLDINGS LLC
CRD: 281336
0 0 A Unknown
BOYD CAPITAL
CRD: 312070
0 0 A Unknown
BOYD CAPITAL GROUP LLC
CRD: 322677
0 0 A Unknown
BOYD FINANCIAL STRATEGIES, INC.
CRD: 107505
0 0 A Unknown
BOYE HOLDINGS INC.
CRD: 19870
0 0 A INACTIVE
BOYLE & SNYDER, LLC
CRD: 100780
0 0 A INACTIVE
BOYLE CAPITAL
CRD: 132416
0 0 A Unknown
BOYNE CAPITAL
CRD: 285919
0 0 A Unknown
BOYU CAPITAL
CRD: 162708
0 0 A Unknown
BOZ & COMPANY LLC
CRD: 167851
0 0 A Unknown
BOZEMAN, L.L.C.
CRD: 164813
0 0 A Unknown
BP CAPITAL, LLC
CRD: 132090
0 0 A INACTIVE
BP FUND MANAGEMENT LLC
CRD: 330294
0 0 A Unknown
BP INVESTMENT LLC
CRD: 313561
0 0 A Unknown
BP MANAGEMENT, S.C.
CRD: 282007
0 0 A Unknown
BP SECURITIES, LLC
CRD: 288568
WA 0 1 A Active
BPBI LLC
CRD: 288133
0 0 A Unknown
Page 68 of 544 (27,152 total)