Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BPGC MANAGEMENT LP CRD: 309916 | — | 0 | 0 | A | Unknown |
| BPM ADVISORS, INC. CRD: 164441 | — | 0 | 0 | A | Unknown |
| BPOC CRD: 157573 | — | 0 | 0 | A | Unknown |
| BPP CAPITAL, LLC CRD: 281455 | — | 0 | 0 | A | Unknown |
| BPW ADVISORY SERVICES LLC CRD: 332779 | — | 0 | 0 | A | Unknown |
| BQ ASSET MANAGEMENT CRD: 337418 | — | 0 | 0 | A | Unknown |
| BQEX LTD CRD: 341484 | — | 0 | 0 | A | Unknown |
| BQS MANAGEMENT LLC CRD: 282313 | — | 0 | 0 | A | Unknown |
| BQV PARTNERS BV CRD: 336401 | — | 0 | 0 | A | Unknown |
| BR CAPITAL CRD: 310003 | — | 0 | 0 | A | Unknown |
| BR WEALTH MANAGEMENT CRD: 307546 | — | 0 | 0 | A | Unknown |
| BRACKETT INVESTMENTS CRD: 17702 | — | 0 | 0 | A | INACTIVE |
| BRAD PEERY INC. CRD: 15035 | — | 0 | 0 | A | INACTIVE |
| BRADBURY SECURITIES CRD: 13488 | — | 0 | 0 | A | INACTIVE |
| BRADEN SILVERMAN, S.P. CRD: 119904 | — | 0 | 0 | A | INACTIVE |
| BRADLEY ADVISORY CRD: 122098 | — | 0 | 0 | A | Unknown |
| BRADLEY WEALTH LLC CRD: 131808 | — | 0 | 0 | A | Unknown |
| BRADYCO FINANCIAL CRD: 127204 | — | 0 | 0 | A | Unknown |
| BRAE HEAD, INC. CRD: 129265 | — | 0 | 0 | A | Unknown |
| BRAEVEST CRD: 134982 | — | 0 | 0 | A | Unknown |
| BRAHMA MANAGEMENT LLC CRD: 146254 | — | 0 | 0 | A | Unknown |
| BRAHMAN CAPITAL CORP CRD: 160081 | — | 0 | 0 | A | Unknown |
| BRAIDWELL LP CRD: 316988 | — | 0 | 0 | A | Unknown |
| BRAIN TRUST MANAGEMENT CRD: 165777 | — | 0 | 0 | A | Unknown |
| BRAINTRUST CRD: 339615 | — | 0 | 0 | A | Unknown |
| BRAM US LLC CRD: 159558 | — | 0 | 0 | A | Unknown |
| BRAMLEY, BART CRD: 33315 | — | 0 | 0 | A | INACTIVE |
| BRANCH & BLOOM FINANCIAL PLANNING, LLC CRD: 339754 | — | 0 | 0 | A | Unknown |
| BRANCH, CABELL & CO., INC. CRD: 6820 | — | 18 | 0 | F | INACTIVE |
| BRANDON INVESTMENTS, INC. CRD: 16931 | — | 0 | 0 | A | INACTIVE |
| BRANDT, HARRY A CRD: 33435 | — | 0 | 0 | A | INACTIVE |
| BRANFORD CASTLE PARTNERS, L.P. CRD: 269942 | — | 0 | 0 | A | Unknown |
| BRANMAUR EQUITIES CORP. CRD: 19232 | — | 0 | 0 | A | INACTIVE |
| BRASHEAR BROKERAGE L.L.C. CRD: 137384 | — | 0 | 0 | A | INACTIVE |
| BRASHEAR TRADING L.L.C. CRD: 130250 | — | 0 | 0 | A | INACTIVE |
| BRASS CAPITAL CRD: 333892 | — | 0 | 0 | A | Unknown |
| BRAUN-BOSTICH & ASSOCIATES INC. CRD: 288336 | — | 0 | 0 | A | Unknown |
| BRAVA FINANCIAL CRD: 322054 | — | 0 | 0 | A | Unknown |
| BRAVE BOAT CAPITAL ADVISORS CRD: 275029 | — | 0 | 0 | A | Unknown |
| BRAVE NEW WEALTH CRD: 336030 | — | 0 | 0 | A | Unknown |
| BRAVEHEART, L.L.C. CRD: 43696 | — | 0 | 0 | A | INACTIVE |
| BRAVER STERN SECURITIES LLC CRD: 29108 | — | 2 | 0 | F | INACTIVE |
| BRAVIAS FINANCIAL CRD: 289589 | — | 0 | 0 | A | Unknown |
| BRAVO ZULU CAPITAL MANAGEMENT CRD: 340256 | — | 0 | 0 | A | Unknown |
| BRAZOS BROKERAGE CORPORATION CRD: 22823 | — | 0 | 0 | A | INACTIVE |
| BRAZOS CAPITAL CRD: 289749 | — | 0 | 0 | A | Unknown |
| BRAZOS CAPITAL CO. CRD: 13351 | — | 0 | 0 | A | INACTIVE |
| BRAZOS INVESTMENT PARTNERS I, L.P. CRD: 157120 | — | 0 | 0 | A | Unknown |
| BRB FINANZ USA CRD: 325760 | — | 0 | 0 | A | Unknown |
| BRB PARTNERS, L.P. CRD: 118907 | — | 0 | 0 | A | INACTIVE |