Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BRC MANAGEMENT LLC CRD: 159827 | — | 0 | 0 | A | Unknown |
| BRC SECURITIES, LP CRD: 141276 | — | 0 | 0 | A | INACTIVE |
| BREAD AND BUTTER VENTURES, LLC CRD: 289774 | — | 0 | 0 | A | Unknown |
| BREAKAWAY WEALTH CRD: 329826 | — | 0 | 0 | A | Unknown |
| BREAKWALL EQUITY CRD: 338231 | — | 0 | 0 | A | Unknown |
| BRECEK & YOUNG ADVISORS, INC. CRD: 40395 | — | 5 | 0 | F | INACTIVE |
| BRECK PARTNERS, LLC CRD: 301203 | — | 0 | 0 | A | Unknown |
| BREGAL INVESTMENTS LLP CRD: 285885 | — | 0 | 0 | A | Unknown |
| BREGAL INVESTMENTS, INC. CRD: 285006 | — | 0 | 0 | A | Unknown |
| BREGAL UNTERNEHMERKAPITAL UK LTD CRD: 336370 | — | 0 | 0 | A | Unknown |
| BREITER, TED R. CRD: 34763 | — | 3 | 0 | F | INACTIVE |
| BREN VENTURES LLC CRD: 139768 | NY | 0 | 1 | A | Active |
| BRENDAN E. CRYAN AND COMPANY, L.L.C. CRD: 33496 | NY | 5 | 1 | F | Active |
| BRENNAN, DAVID PAUL CRD: 35668 | — | 0 | 0 | A | INACTIVE |
| BRENNAN, PATRICK PAUL CRD: 33814 | — | 0 | 0 | A | INACTIVE |
| BRENT CAPITAL CORP. CRD: 18518 | — | 0 | 0 | A | INACTIVE |
| BRENT EQUITIES, LTD. CRD: 11520 | — | 0 | 0 | A | INACTIVE |
| BRENT W. BARNES CRD: 115266 | — | 0 | 0 | A | Unknown |
| BRENT W. SIMMONS,CPA,P.C. CRD: 121853 | — | 0 | 0 | A | Unknown |
| BRENTWOOD ADVISORY GROUP, LLC CRD: 111191 | — | 0 | 0 | A | Unknown |
| BRESCOR WEALTH ADVISORY CRD: 330578 | — | 0 | 0 | A | Unknown |
| BRESSLER, ALBERT CRD: 121557 | — | 0 | 0 | A | INACTIVE |
| BRESSLER, ALBERT CRD: 127094 | — | 0 | 0 | A | INACTIVE |
| BRETON CO CRD: 105606 | — | 0 | 0 | A | Unknown |
| BREVAN HOWARD (HONG KONG) LIMITED CRD: 161287 | — | 0 | 0 | A | Unknown |
| BREVAN HOWARD US LLC CRD: 150662 | NY | 0 | 1 | A | Active |
| BREWER SMITH SECURITIES CO. CRD: 15532 | — | 0 | 0 | A | INACTIVE |
| BREWER, JOHN R. CRD: 39956 | — | 0 | 0 | A | INACTIVE |
| BREXTON FAMILY FINANCIAL, LLC CRD: 309643 | — | 0 | 0 | A | Unknown |
| BRF ASPEN, LLC CRD: 160425 | — | 0 | 0 | A | Unknown |
| BRG FINANCIAL, LLC CRD: 327813 | — | 0 | 0 | A | Unknown |
| BRI PARTNERS LLC CRD: 114514 | — | 0 | 0 | A | INACTIVE |
| BRI SECURITIES, INC. CRD: 43611 | — | 0 | 0 | A | INACTIVE |
| BRIAN & NICK LLC CRD: 133474 | — | 0 | 0 | A | INACTIVE |
| BRIAN B. BUNN CPA, PLLC CRD: 298351 | — | 0 | 0 | A | Unknown |
| BRIAN D. LOWDER, INC. CRD: 105972 | — | 0 | 0 | A | Unknown |
| BRIAN DENNIS, CFP® CRD: 284498 | — | 0 | 0 | A | Unknown |
| BRIAN DENNIS, CFP® CRD: 325735 | — | 0 | 0 | A | Unknown |
| BRIAN DRAKE, LLC CRD: 309407 | — | 0 | 0 | A | Unknown |
| BRIAN L. YUREK CRD: 145148 | — | 0 | 0 | A | Unknown |
| BRIAN LUDDEN LLC CRD: 119853 | — | 3 | 0 | F | INACTIVE |
| BRIAN SCOTT KUHENS CRD: 117296 | — | 0 | 0 | A | Unknown |
| BRIAR STREET SECURITIES, L.L.C CRD: 42147 | — | 0 | 0 | A | INACTIVE |
| BRIC, INC. CRD: 289251 | — | 0 | 0 | A | Unknown |
| BRICKELL GLOBAL ADVISORY, INC. CRD: 156643 | — | 0 | 0 | A | Unknown |
| BRICKELL OPUS WEALTH MANAGEMENT LLC CRD: 158903 | — | 0 | 0 | A | Unknown |
| BRIDGE ADVISORY LLC CRD: 148282 | — | 0 | 0 | A | Unknown |
| BRIDGE CAPITAL CRD: 153120 | — | 0 | 0 | A | Unknown |
| BRIDGE INVESTMENTS LLC CRD: 338057 | — | 0 | 0 | A | Unknown |
| BRIDGEBAY CRD: 144565 | — | 0 | 0 | A | Unknown |