Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BRIDGEPOINT LLC CRD: 322260 | — | 0 | 0 | A | Unknown |
| BRIDGEPORT DPM, LLC CRD: 104049 | — | 0 | 0 | A | INACTIVE |
| BRIDGEPORT PARTNERS CRD: 322871 | — | 0 | 0 | A | Unknown |
| BRIDGER MANAGEMENT LLC CRD: 160738 | — | 0 | 0 | A | Unknown |
| BRIDGMAN-BOURGER SECURITIES CORP. CRD: 21995 | — | 0 | 0 | A | INACTIVE |
| BRIGADE CAPITAL UK LLP CRD: 173947 | — | 0 | 0 | A | Unknown |
| BRIGGS ADVISORY GROUP, INC. CRD: 291947 | — | 0 | 0 | A | Unknown |
| BRIGHAM JR, WILLIAM H CRD: 122667 | — | 0 | 0 | A | Unknown |
| BRIGHT ANGEL ADVISORS LLC CRD: 311704 | — | 0 | 0 | A | Unknown |
| BRIGHT INVESTMENTS, LLC CRD: 269955 | — | 0 | 0 | A | Unknown |
| BRIGHT LEGACY LLC CRD: 318338 | — | 0 | 0 | A | Unknown |
| BRIGHT PATH SPORTS PARTNERS, LLC CRD: 327730 | — | 0 | 0 | A | Unknown |
| BRIGHTFIELD, LLC CRD: 103758 | — | 0 | 0 | A | INACTIVE |
| BRIGHTON ADVISORY GROUP CRD: 134844 | — | 0 | 0 | A | Unknown |
| BRIGHTON INDUSTRIES, INC. CRD: 16902 | — | 0 | 0 | A | INACTIVE |
| BRIGHTON JONES LLC CRD: 108601 | — | 0 | 0 | A | Unknown |
| BRIGHTON SECURITIES CORP. CRD: 3875 | NY | 8 | 1 | F | Active |
| BRIGHTPLAN LLC CRD: 283790 | — | 0 | 0 | A | Unknown |
| BRIGHTSIDE PARTNERS CRD: 305389 | — | 0 | 0 | A | Unknown |
| BRIGHTWATER ADVISORY, LLC CRD: 169806 | — | 0 | 0 | A | Unknown |
| BRILIONX INC CRD: 339996 | — | 0 | 0 | A | Unknown |
| BRILLIQUID LLC CRD: 167567 | — | 0 | 0 | A | INACTIVE |
| BRIMBERG & CO. CRD: 1315 | — | 8 | 0 | F | INACTIVE |
| BRINDLE & BAY FINANCIAL ADVISORS, LLC CRD: 291747 | — | 0 | 0 | A | Unknown |
| BRINKER ASSET MANAGEMENT CRD: 134164 | — | 0 | 0 | A | Unknown |
| BRINKER FINANCIAL CRD: 123343 | — | 0 | 0 | A | Unknown |
| BRINLEY PARTNERS, LP CRD: 316147 | — | 0 | 0 | A | Unknown |
| BRIO FINANCIAL GROUP CRD: 289889 | — | 0 | 0 | A | Unknown |
| BRISLIN & WORAM CRD: 7180 | — | 0 | 0 | A | INACTIVE |
| BRISTOL GROUP INC CRD: 105087 | — | 0 | 0 | A | Unknown |
| BRISTOL WEALTH GROUP CRD: 330145 | — | 0 | 0 | A | Unknown |
| BRITE ADVISORS USA, INC. CRD: 155775 | — | 0 | 0 | A | Unknown |
| BRITE INVESTMENTS USA, LLC CRD: 288370 | — | 0 | 0 | A | Unknown |
| BRITSON INVESTMENTS, INC. CRD: 14328 | — | 0 | 0 | A | INACTIVE |
| BRITTINGHAM, INC. CRD: 1317 | — | 0 | 0 | A | INACTIVE |
| BRITTON HILL HOLDINGS LLC CRD: 171864 | — | 0 | 0 | A | Unknown |
| BRJ WEALTH MANAGEMENT CRD: 323328 | — | 0 | 0 | A | Unknown |
| BROAD BAY CAPITAL MANAGEMENT LP CRD: 284341 | — | 0 | 0 | A | Unknown |
| BROAD BROOK FINANCIAL CRD: 173835 | — | 0 | 0 | A | Unknown |
| BROAD COVE CAPITAL CRD: 305393 | — | 0 | 0 | A | Unknown |
| BROAD INVESTMENT SECURITIES LLC CRD: 290775 | — | 0 | 0 | A | Unknown |
| BROAD STREET SECURITIES, INC. CRD: 36101 | — | 11 | 0 | F | INACTIVE |
| BROAD, MICHAEL CRD: 128514 | — | 0 | 0 | A | Unknown |
| BROADCHILD SECURITIES CORP. CRD: 7702 | — | 0 | 0 | A | INACTIVE |
| BROADCORT CAPITAL CORP. CRD: 13456 | — | 6 | 0 | F | INACTIVE |
| BROADEN WEALTH LLC CRD: 338314 | — | 0 | 0 | A | Unknown |
| BROADPOINT DESCAP CRD: 14997 | — | 0 | 0 | A | INACTIVE |
| BROADSCALE GROUP LLC CRD: 307523 | — | 0 | 0 | A | Unknown |
| BROADSKY PARTNERS CRD: 174197 | — | 0 | 0 | A | Unknown |
| BROADWAY BROKERAGE SERVICES, INC. CRD: 16936 | — | 1 | 0 | F | INACTIVE |