Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ambrosia Herb TEA, LLC CRD: 288737 | - | 0 | 2 | - | Unknown |
| Ambrozy & Associates, Inc. CRD: 129318 | - | 0 | 2 | - | Unknown |
| AMC GP S.A R.L. CRD: 320730 | - | 0 | 0 | - | Unknown |
| AMC Wealth Management, LLC CRD: 308157 | - | 0 | 7 | - | Unknown |
| Amco Securities Inc. CRD: 23767 | - | 0 | 0 | A | INACTIVE |
| Amcon Securities, Inc. CRD: 19519 | - | 0 | 0 | A | INACTIVE |
| Amcore Investment Banking, Inc. CRD: 32008 | - | 0 | 0 | A | INACTIVE |
| Amcore Investment Services, Inc CRD: 27708 | - | 1 | 0 | B | INACTIVE |
| AMD Capital, LLC CRD: 121539 | IL | 0 | 2 | A | Active |
| AMD Securities, Inc. CRD: 14069 | - | 0 | 0 | A | INACTIVE |
| AMD Wealth Management LLC CRD: 339633 | - | 0 | 1 | - | Unknown |
| Amdg Financial CRD: 119569 | - | 0 | 0 | - | Unknown |
| Amegy Investments, Inc. CRD: 120145 | - | 0 | 0 | A | INACTIVE |
| Amelia Advisors CRD: 157884 | - | 0 | 0 | - | Unknown |
| Amelia Securities, Inc. CRD: 34619 | - | 0 | 0 | A | INACTIVE |
| Ameliora Wealth Management USA LLC CRD: 325590 | - | 0 | 2 | - | Unknown |
| Ament, Noah Robert CRD: 103713 | - | 1 | 0 | B | INACTIVE |
| Ament, Noah Robert CRD: 125246 | - | 1 | 0 | B | INACTIVE |
| Amerafric Capital, LLC CRD: 329136 | - | 0 | 1 | - | Unknown |
| Amerant Investments, Inc. CRD: 117284 | FL | 1 | 17 | B | Active |
| Ameraudi Asset Management, Inc. CRD: 119854 | - | 0 | 8 | - | Unknown |
| Amerdream Securities Corporation CRD: 20453 | - | 0 | 0 | A | INACTIVE |
| Amerest Securities, Inc. CRD: 40201 | - | 1 | 0 | B | INACTIVE |
| Amergin Asset Management, LLC CRD: 323350 | - | 0 | 1 | - | Unknown |
| Ameribanc Corporation CRD: 124207 | - | 0 | 2 | - | Unknown |
| America Costone Investment Advisers Inc. CRD: 328134 | - | 0 | 1 | - | Unknown |
| America First Associates Corp. CRD: 38245 | - | 8 | 0 | D | INACTIVE |
| America First Investment Advisors LLC CRD: 106984 | - | 0 | 3 | - | Unknown |
| America First Programs, Inc. CRD: 17127 | - | 0 | 0 | A | INACTIVE |
| America Invest Online, Inc. CRD: 21166 | - | 0 | 0 | A | INACTIVE |
| America Northcoast Securities, Inc. CRD: 16076 | - | 3 | 0 | C | INACTIVE |
| America's Choice Equities LLC CRD: 135272 | - | 1 | 0 | B | INACTIVE |
| America/Southwestern Securities Group, Inc. CRD: 25537 | - | 0 | 0 | A | INACTIVE |
| Americafirst Wealth Management, Inc. CRD: 314640 | - | 0 | 0 | - | Unknown |
| Americal Securities, Inc. CRD: 28096 | - | 2 | 0 | B | INACTIVE |
| American & Overseas Brokers LC CRD: 41434 | - | 0 | 0 | A | INACTIVE |
| American Advisors LLC CRD: 284250 | - | 0 | 1 | - | Unknown |
| American Advisory Network, LLC CRD: 304052 | - | 0 | 0 | - | Unknown |
| American Allied Securities Inc. CRD: 28228 | - | 0 | 0 | A | INACTIVE |
| American Alternative Capital, LLC CRD: 309956 | MI | 0 | 4 | A | Active |
| American Appraisal Capital Services Inc CRD: 11722 | - | 0 | 0 | A | INACTIVE |
| American Aristocrat CRD: 331254 | - | 0 | 0 | - | Unknown |
| American Asian Investment Incorporated CRD: 34555 | - | 0 | 0 | A | INACTIVE |
| American Asset Advisory, LLC CRD: 168444 | - | 0 | 0 | - | Unknown |
| American Asset Management Corporation CRD: 10695 | - | 0 | 0 | A | INACTIVE |
| American Asset Management Group Inc CRD: 105099 | - | 0 | 0 | - | Unknown |
| American Asset Management Inc. CRD: 123116 | - | 0 | 1 | - | Unknown |
| American Assets Capital Advisers, LLC CRD: 168805 | - | 0 | 0 | - | Unknown |
| American Assets Investment Management, LLC CRD: 131660 | - | 0 | 2 | - | Unknown |
| American Beacon Advisors, Inc. CRD: 105552 | - | 0 | 6 | - | Unknown |