Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BROCK POND CAPITAL PARTNERS LLC CRD: 340414 | — | 0 | 0 | A | Unknown |
| BROCKENBROUGH CRD: 105142 | — | 0 | 0 | A | Unknown |
| BROCO PARTNERS, L.P. CRD: 35611 | — | 0 | 0 | A | INACTIVE |
| BROGAN FINANCIAL CRD: 133623 | — | 0 | 0 | A | Unknown |
| BROKER ONE CRD: 121219 | — | 0 | 0 | A | Unknown |
| BROKER XPRESS CRD: 125921 | — | 1 | 0 | F | INACTIVE |
| BROKERAGE DESIGN & DEVELOPMENT, INC. CRD: 18204 | — | 0 | 0 | A | INACTIVE |
| BROKERSTRUST CLEARING CORP. CRD: 7429 | — | 0 | 0 | A | INACTIVE |
| BROKERWEST CRD: 23947 | — | 1 | 0 | F | INACTIVE |
| BRON SECURITIES, INC. CRD: 24052 | — | 0 | 0 | A | INACTIVE |
| BRONSON & CO., LLC CRD: 45025 | — | 0 | 0 | A | INACTIVE |
| BRONTE CAPITAL CRD: 151222 | — | 0 | 0 | A | Unknown |
| BRONZE INVESTMENTS, LLC CRD: 304387 | — | 0 | 0 | A | Unknown |
| BROOK BAY CAPITAL (UK) LLP CRD: 282515 | — | 0 | 0 | A | Unknown |
| BROOK BAY GENERAL PARTNER II LIMITED CRD: 291711 | — | 0 | 0 | A | Unknown |
| BROOK CAPITAL CRD: 130919 | — | 0 | 0 | A | Unknown |
| BROOK HORIZONS LLC CRD: 330584 | — | 0 | 0 | A | Unknown |
| BROOK INVESTMENTS, INC. CRD: 7876 | — | 0 | 0 | A | INACTIVE |
| BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC CRD: 312797 | — | 0 | 0 | A | Unknown |
| BROOKFIELD BHS ADVISORS LLC CRD: 309500 | — | 0 | 0 | A | Unknown |
| BROOKHILL SECURITIES CORP. CRD: 10257 | — | 0 | 0 | A | INACTIVE |
| BROOKLANDS CRD: 286221 | — | 0 | 0 | A | Unknown |
| BROOKLANDS CAPITAL STRATEGIES BD, LP CRD: 281951 | CA | 0 | 1 | A | Active |
| BROOKLIN BUY OUT LTD CRD: 163368 | — | 0 | 0 | A | Unknown |
| BROOKLINE GROUP, LLC CRD: 153587 | — | 1 | 0 | F | INACTIVE |
| BROOKLYN BRIDGE VENTURES, INC. CRD: 166274 | — | 0 | 0 | A | Unknown |
| BROOKLYN FI, LLC CRD: 292115 | — | 0 | 0 | A | Unknown |
| BROOKS, ROBERT CRD: 32816 | — | 0 | 0 | A | INACTIVE |
| BROOKSTONE CAPITAL MANAGEMENT LLC CRD: 141413 | — | 0 | 0 | A | Unknown |
| BROOKWOOD INVESTMENT GROUP CRD: 316544 | — | 0 | 0 | A | Unknown |
| BROOM VENTURES, LLC CRD: 317986 | — | 0 | 0 | A | Unknown |
| BROSCHE, DEAN MARK CRD: 29740 | — | 0 | 0 | A | INACTIVE |
| BROWN & HAWK, INC. CRD: 3062 | — | 0 | 0 | A | INACTIVE |
| BROWN ADVISORY CRD: 110181 | — | 0 | 0 | A | Unknown |
| BROWN ADVISORY CRD: 106375 | — | 0 | 0 | A | Unknown |
| BROWN ADVISORY GROUP, LLC CRD: 139651 | — | 0 | 0 | A | Unknown |
| BROWN ADVISORY LTD. CRD: 168985 | — | 0 | 0 | A | Unknown |
| BROWN AND BROWN FINANCIAL SERVICES, INC. CRD: 105392 | — | 0 | 0 | A | Unknown |
| BROWN AND BROWN SECURITIES, INC. CRD: 15560 | TX | 0 | 1 | A | Active |
| BROWN BEAR CAPITAL MANAGEMENT CRD: 165210 | — | 0 | 0 | A | Unknown |
| BROWN BEAR FINANCIAL DBA BB FINANCIAL CRD: 317769 | — | 0 | 0 | A | Unknown |
| BROWN BRIDGE CAPITAL, LLC CRD: 268791 | — | 0 | 0 | A | Unknown |
| BROWN BROTHERS HARRIMAN & CO. CRD: 104487 | — | 3 | 0 | F | INACTIVE |
| BROWN BROTHERS HARRIMAN INVESTMENTS, LLC CRD: 282732 | NY | 0 | 1 | A | Active |
| BROWN FINANCIAL ADVISORY CRD: 155548 | — | 0 | 0 | A | Unknown |
| BROWN FINANCIAL GROUP CRD: 169343 | — | 0 | 0 | A | Unknown |
| BROWN INVESTMENTS, INC. CRD: 17501 | — | 0 | 0 | A | INACTIVE |
| BROWN PCFO CRD: 330769 | — | 0 | 0 | A | Unknown |
| BROWN SAVANO JV, LLC CRD: 163853 | — | 0 | 0 | A | Unknown |
| BROWN, BROSCHE SECURITIES, INC. CRD: 8371 | — | 0 | 0 | A | INACTIVE |