Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BROWN, EDWARD HILL
CRD: 34391
0 0 A INACTIVE
BROWN, MARC
CRD: 103839
0 0 A INACTIVE
BROWN, MARC ALAN
CRD: 33789
0 0 A INACTIVE
BROWN, SHAWN E
CRD: 114175
0 0 A INACTIVE
BROWNCO, LLC
CRD: 1326
19 0 F INACTIVE
BROWNLIE & BRADEN ADVISORS, LLC
CRD: 288879
0 0 A Unknown
BROWNSTONE CAPITAL CORP.
CRD: 14055
0 0 A INACTIVE
BROYLES ADVISORY, LLC
CRD: 285119
0 0 A Unknown
BROZOS CORPORATION
CRD: 47617
0 0 A INACTIVE
BRP CAPITAL LLC
CRD: 289959
0 0 A Unknown
BRS FINANCIAL LLC
CRD: 158566
0 0 A Unknown
BRSQUARED L.L.C.
CRD: 299063
0 0 A Unknown
BRUCE & CO INC
CRD: 104735
0 0 A Unknown
BRUCE A BRECKNER LLC
CRD: 172735
0 0 A Unknown
BRUCE A. KRAIG ASSOCIATES
CRD: 118032
0 0 A Unknown
BRUCE JAMES THOMAS JR
CRD: 115903
0 0 A Unknown
BRUCE N. GOODMAN
CRD: 128914
0 0 A Unknown
BRUCE S. BRICKMAN & ASSOCIATES, INC.
CRD: 156653
0 0 A Unknown
BRUCE TODD ROSEN/ REDWOOD FINANICAL
CRD: 135692
0 0 A Unknown
BRUCE W. DAVIS
CRD: 130042
0 0 A Unknown
BRUCE, PATRICK R.
CRD: 130743
0 0 A INACTIVE
BRUCKER WEALTH
CRD: 335781
0 0 A Unknown
BRUNCH & BUDGET, LLC
CRD: 226756
0 0 A Unknown
BRUNETTA & CO.
CRD: 13969
0 0 A INACTIVE
BRUNGER FINANCIAL
CRD: 170523
0 0 A Unknown
BRUNI J V & CO
CRD: 106644
0 0 A Unknown
BRUNO MOUNTAIN ADVISORY, LLC
CRD: 327235
0 0 A Unknown
BRUZZA, JAMES J.
CRD: 120885
0 0 A INACTIVE
BRV MANAGEMENT CO, L.L.C.
CRD: 160704
0 0 A Unknown
BRX GLOBAL
CRD: 284664
0 0 A Unknown
BRYAN ADVISORY SERVICES, LLC
CRD: 153659
0 0 A Unknown
BRYAN INVESTMENTS, LLC
CRD: 157826
0 0 A Unknown
BRYAN WISDA, CFP
CRD: 164269
0 0 A Unknown
BRYANT & BRANNOCK, LLC.
CRD: 148254
0 0 A Unknown
BRYANT GROUP ADVISORS
CRD: 277095
0 0 A Unknown
BRYCAST
CRD: 155875
0 0 A Unknown
BRYN MAWR INVESTMENTS
CRD: 290325
0 0 A Unknown
BRYNWOOD PARTNERS
CRD: 158087
0 0 A Unknown
BRZ CAPITAL MANAGEMENT
CRD: 284823
0 0 A Unknown
BSCM MANAGEMENT LP
CRD: 311656
0 0 A Unknown
BSE BOND CONNECT, LLC
CRD: 100080
1 0 F INACTIVE
BSF EQUITIES, INC.
CRD: 14725
0 0 A INACTIVE
BSF II GP, LLC
CRD: 332646
0 0 A Unknown
BSG ADVISERS
CRD: 297243
0 0 A Unknown
BSG MARKETS LLC
CRD: 127137
0 0 A INACTIVE
BSG SECURITIES, LLC
CRD: 333747
GA 0 1 A Active
BSI BROKERAGE, INC.
CRD: 41069
0 0 A INACTIVE
BSI HOLDINGS, INC.
CRD: 13751
0 0 A INACTIVE
BSIP SLP GP, LLC
CRD: 298964
0 0 A Unknown
BSLA SECURITIES, INC.
CRD: 13578
0 0 A INACTIVE
Page 73 of 544 (27,152 total)