Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BSP CLO MANAGEMENT LLC CRD: 304962 | — | 0 | 0 | A | Unknown |
| BSP NY LLC CRD: 128557 | — | 0 | 0 | A | Unknown |
| BSP SECURITIES, LLC CRD: 156936 | — | 0 | 0 | A | INACTIVE |
| BSR LONE STAR GP LLC CRD: 325105 | — | 0 | 0 | A | Unknown |
| BSV SPV MANAGEMENT, LLC CRD: 298459 | — | 0 | 0 | A | Unknown |
| BSW WEALTH PARTNERS CRD: 107485 | — | 0 | 0 | A | Unknown |
| BT BROKERAGE CORPORATION CRD: 16570 | — | 0 | 0 | A | INACTIVE |
| BT FAMILY OFFICE, LLC CRD: 305713 | — | 0 | 0 | A | Unknown |
| BT INVESTMENT CORPORATION CRD: 25951 | — | 0 | 0 | A | INACTIVE |
| BT VALO CRD: 330010 | — | 0 | 0 | A | Unknown |
| BTC CAPITAL PARTNERS CRD: 159654 | — | 0 | 0 | A | Unknown |
| BTCM LLC CRD: 288591 | — | 0 | 0 | A | Unknown |
| BTEX GROUP LIMITED CRD: 339669 | — | 0 | 0 | A | Unknown |
| BTG CAPITAL CRD: 286476 | — | 0 | 0 | A | Unknown |
| BTG CAPITAL LLC CRD: 337715 | — | 0 | 0 | A | Unknown |
| BTG PACTUAL (UK) LIMITED CRD: 159871 | — | 0 | 0 | A | Unknown |
| BTG PACTUAL US CAPITAL, LLC CRD: 149486 | NY | 2 | 1 | F | Active |
| BTIG, LLC CRD: 122225 | CA | 12 | 1 | F | Active |
| BTM CONSULTING USA, LLC CRD: 327140 | NY | 0 | 1 | A | Active |
| BTN RESEARCH, INC. CRD: 37456 | — | 0 | 0 | A | INACTIVE |
| BTNV MANAGEMENT, LLC CRD: 320932 | — | 0 | 0 | A | Unknown |
| BTT PARTNERS LLC CRD: 330281 | — | 0 | 0 | A | Unknown |
| BTV CAPITAL LLC CRD: 170290 | — | 0 | 0 | A | Unknown |
| BU BREGAL UNTERNEHMERKAPITAL AG CRD: 336363 | — | 0 | 0 | A | Unknown |
| BU BREGAL UNTERNEHMERKAPITAL GMBH CRD: 336360 | — | 0 | 0 | A | Unknown |
| BUAN CAPITAL LP CRD: 325558 | — | 0 | 0 | A | Unknown |
| BUBBA'S NOM NOM INVESTMENT EMPORIUM CRD: 323509 | — | 0 | 0 | A | Unknown |
| BUCHANAN STREET PARTNERS, L.P. CRD: 169052 | — | 0 | 0 | A | Unknown |
| BUCHHOLZ FINANCIAL CRD: 149785 | — | 0 | 0 | A | Unknown |
| BUCK, CHARLES P. CRD: 130102 | — | 0 | 0 | A | Unknown |
| BUCKLEY & BOOTS, INC. CRD: 26879 | — | 0 | 0 | A | INACTIVE |
| BUCKLEY & YOUNG, LLC CRD: 139690 | — | 0 | 0 | A | INACTIVE |
| BUCKMAN ADVISORY GROUP LLC CRD: 131688 | — | 0 | 0 | A | Unknown |
| BUCKMAN, BUCKMAN & REID, INC. CRD: 23407 | NJ | 22 | 1 | F | Active |
| BUDGE FINANCIAL INC CRD: 108256 | — | 0 | 0 | A | Unknown |
| BUDGE, DAVID M. CRD: 147046 | — | 0 | 0 | A | Unknown |
| BUDGET MORTGAGE CORP. CRD: 282992 | — | 0 | 0 | A | Unknown |
| BUDO SECURITIES LLC CRD: 300556 | — | 0 | 0 | A | INACTIVE |
| BUDROS, RUHLIN & ROE CRD: 106536 | — | 0 | 0 | A | Unknown |
| BUELL SECURITIES CORP. CRD: 1342 | CT | 6 | 1 | F | Active |
| BUENTRIP VENTURES CRD: 333095 | — | 0 | 0 | A | Unknown |
| BUENWEALTH CRD: 327175 | — | 0 | 0 | A | Unknown |
| BUFF YOUR FINANCES CRD: 288105 | — | 0 | 0 | A | Unknown |
| BUFFALO BAY CAPITAL, LLC CRD: 160278 | — | 0 | 0 | A | Unknown |
| BUFFERLABS CRD: 337959 | — | 0 | 0 | A | Unknown |
| BUFFINGTON MOHR MCNEAL CRD: 109361 | — | 0 | 0 | A | Unknown |
| BUGDAL ZINSSER ASSET MANAGEMENT, INC. CRD: 128915 | — | 0 | 0 | A | Unknown |
| BUILD A BETTER FINANCIAL FUTURE LLC CRD: 305490 | — | 0 | 0 | A | Unknown |
| BUILD ADVISORS CRD: 291859 | — | 0 | 0 | A | Unknown |
| BUILD YOUR OWN NEST LLC CRD: 323498 | — | 0 | 0 | A | Unknown |