Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BUILDERS UNION LLP CRD: 298980 | — | 0 | 0 | A | Unknown |
| BUILDERS VC, LLC CRD: 288444 | — | 0 | 0 | A | Unknown |
| BUILDGROUP MANAGEMENT CRD: 289150 | — | 0 | 0 | A | Unknown |
| BUILDUP CRD: 306205 | — | 0 | 0 | A | Unknown |
| BULGER PARTNERS, LLC CRD: 146235 | — | 0 | 0 | A | INACTIVE |
| BULL & BEAR ADVISORS LLC CRD: 315309 | — | 0 | 0 | A | Unknown |
| BULL & BEAR BROKERAGE SERVICES, INC. CRD: 113866 | — | 0 | 0 | A | INACTIVE |
| BULL & BEAR CAPITAL ADVISORS, LLC CRD: 137453 | — | 0 | 0 | A | Unknown |
| BULL & BEAR SECURITIES, INC. CRD: 15142 | — | 10 | 0 | F | INACTIVE |
| BULL & BEAR, LP CRD: 317904 | — | 0 | 0 | A | Unknown |
| BULL BEAR CAPITAL MANAGEMENT LLC CRD: 325136 | — | 0 | 0 | A | Unknown |
| BULL BEAR INVESTMENT MANAGEMENT LLC CRD: 174038 | — | 0 | 0 | A | Unknown |
| BULL OAK CAPITAL, LLC CRD: 170325 | — | 0 | 0 | A | Unknown |
| BULL, INC. CRD: 11132 | — | 0 | 0 | A | INACTIVE |
| BULLARO SECURITIES CORP. CRD: 28042 | — | 2 | 0 | F | INACTIVE |
| BULLE ROCK CRD: 142363 | — | 0 | 0 | A | Unknown |
| BULLGROUND CRD: 339562 | — | 0 | 0 | A | Unknown |
| BULLISH BOB BAGLEY SECURITIES, INC. CRD: 24761 | TX | 0 | 1 | A | Active |
| BULLOGIC LLC CRD: 171122 | — | 0 | 0 | A | Unknown |
| BULLPEN MANAGEMENT, LLC CRD: 166060 | — | 0 | 0 | A | Unknown |
| BULLTICK, LLC CRD: 104005 | FL | 11 | 1 | F | Active |
| BULMAN WEALTH GROUP CRD: 313552 | — | 0 | 0 | A | Unknown |
| BUMPED INVEST CRD: 305161 | — | 0 | 0 | A | Unknown |
| BUNKER CRD: 319690 | — | 0 | 0 | A | Unknown |
| BUNKER POINTER CRD: 330156 | — | 0 | 0 | A | Unknown |
| BUNKER SECURITIES CORP. CRD: 8424 | — | 0 | 0 | A | INACTIVE |
| BUNQ CRD: 334829 | NY | 0 | 1 | A | Active |
| BUOYANT FINANCIAL CRD: 289156 | — | 0 | 0 | A | Unknown |
| BURFORD BROTHERS, INC. CRD: 23512 | — | 0 | 0 | A | INACTIVE |
| BURFORD BROTHERS, INC. CRD: 306574 | — | 0 | 0 | A | Unknown |
| BURGE FINANCIAL CRD: 172552 | — | 0 | 0 | A | Unknown |
| BURGEON CAPITAL CRD: 160484 | — | 0 | 0 | A | Unknown |
| BURGEON GROUP, INC. CRD: 165741 | — | 0 | 0 | A | Unknown |
| BURGESS WEALTH ADVISORY CRD: 173898 | — | 0 | 0 | A | Unknown |
| BURGOS & BREIN WEALTH MANAGEMENT CRD: 155947 | — | 0 | 0 | A | Unknown |
| BURGWIN & CO. CRD: 115 | — | 0 | 0 | A | INACTIVE |
| BURKE & QUICK PARTNERS LLC CRD: 153521 | — | 0 | 0 | A | INACTIVE |
| BURKE JAMES BERNARD CRD: 31686 | — | 0 | 0 | A | INACTIVE |
| BURKE, LAWTON, BREWER & BURKE, LLC CRD: 1346 | — | 10 | 0 | F | INACTIVE |
| BURKE, RICHARD A. CRD: 136963 | — | 0 | 0 | A | Unknown |
| BURL CAPITAL, LLC CRD: 143399 | — | 0 | 0 | A | Unknown |
| BURNETT FINANCIAL CRD: 308200 | — | 0 | 0 | A | Unknown |
| BURNHAM & FLOWER FINANCIAL, INC. CRD: 114006 | MI | 0 | 1 | A | Active |
| BURNS FRY INC CRD: 7146 | — | 0 | 0 | A | INACTIVE |
| BURNS, BRIAN AMBROSE CRD: 116722 | — | 0 | 0 | A | INACTIVE |
| BURNS, GREGORY, JOHN CRD: 130091 | — | 0 | 0 | A | INACTIVE |
| BURNS, MICHAEL MONAHAN CRD: 34389 | — | 0 | 0 | A | INACTIVE |
| BURNSIDE AND CO. CRD: 155293 | — | 0 | 0 | A | Unknown |
| BURRELL & CO CRD: 6061 | — | 0 | 0 | A | INACTIVE |
| BURRILL SECURITIES CRD: 140221 | — | 1 | 0 | F | INACTIVE |