Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BURROUGHS-BRALEY WEALTH MANAGEMENT
CRD: 129251
0 0 A Unknown
BURRUS
CRD: 141435
0 0 A Unknown
BURSAMEX INC.
CRD: 29385
0 0 A INACTIVE
BURST CAPITAL GP, L.L.C.
CRD: 299080
0 0 A Unknown
BURTON, DONALD W
CRD: 160126
0 0 A Unknown
BUSADA ADVISORY SERVICES, INC.
CRD: 17403
0 0 A INACTIVE
BUSH BURNS SECURITIES, INC.
CRD: 30772
0 0 A INACTIVE
BUSINE WEALTH
CRD: 172692
0 0 A Unknown
BUSINESS BLOCKS 101, INC.
CRD: 144398
0 0 A Unknown
BUSTAMANTE & CO
CRD: 331942
0 0 A Unknown
BUTLER & CO., INC.
CRD: 24919
0 0 A INACTIVE
BUTLER & CO., INC.
CRD: 153715
0 0 A Unknown
BUTLER MUNI, LLC
CRD: 7389
3 0 F INACTIVE
BUTLER, CHAPMAN & CO. LLC
CRD: 103794
0 0 A INACTIVE
BUTLER, CHAPMAN & CO., INC.
CRD: 32122
0 0 A INACTIVE
BUTLER, JAMES PAUL
CRD: 35456
0 0 A INACTIVE
BUTTE BROKERAGE COMPANY
CRD: 18045
0 0 A INACTIVE
BUTTON & BUTTON WEALTH MANAGEMENT LLC
CRD: 320823
0 0 A Unknown
BUTTONWOOD CAPITAL MANAGEMENT (BCM)
CRD: 174857
0 0 A Unknown
BUTTONWOOD WEALTH
CRD: 305896
0 0 A Unknown
BUXTON HELMSLEY USA, INC.
CRD: 335976
0 0 A Unknown
BV INVESTMENT PARTNERS, L.P.
CRD: 159349
0 0 A Unknown
BV MGMT, LLC
CRD: 315391
0 0 A Unknown
BV SECURITIES, LLC
CRD: 103800
TX 0 1 A Active
BVB AND PARTNERS S.A.
CRD: 288814
0 0 A Unknown
BVCF MANAGEMENT LTD.
CRD: 167392
0 0 A Unknown
BVCN ADVISORY SERVICES, LLC
CRD: 304798
0 0 A Unknown
BVF PARTNERS L.P.
CRD: 156149
0 0 A Unknown
BVT CAPITAL CORPORATION
CRD: 35985
0 0 A INACTIVE
BVVC
CRD: 336256
0 0 A Unknown
BW CAPITAL PARTNERS
CRD: 162294
0 0 A Unknown
BW SECURITIES CORP.
CRD: 43983
0 0 A INACTIVE
BWB ADVISORY GROUP
CRD: 328208
0 0 A Unknown
BWCP, LP
CRD: 305638
0 0 A Unknown
BWE GP II LTD.
CRD: 288929
0 0 A Unknown
BWE GP LTD.
CRD: 288928
0 0 A Unknown
BWG MANAGEMENT LLC
CRD: 330454
0 0 A Unknown
BWM LLC
CRD: 315056
0 0 A Unknown
BWS FINANCIAL
CRD: 122074
0 0 A Unknown
BWS, INC.
CRD: 17569
0 0 A INACTIVE
BX PARTNERS
CRD: 289812
0 0 A Unknown
BX REIT ADVISORS L.L.C.
CRD: 288053
0 0 A Unknown
BXE CAPITAL
CRD: 289223
0 0 A Unknown
BXK CAPITAL, LLC
CRD: 313333
0 0 A Unknown
BXM WEALTH LLC
CRD: 332544
0 0 A Unknown
BXMT ADVISORS L.L.C.
CRD: 288050
0 0 A Unknown
BYOE MANAGEMENT, LLC
CRD: 328927
0 0 A Unknown
BYRD TRADING, LLC
CRD: 37055
2 0 F INACTIVE
BYRNE FINANCIAL FREEDOM, LLC
CRD: 167893
0 0 A Unknown
BYRON EQUITIES CORP.
CRD: 17982
0 0 A INACTIVE
Page 76 of 544 (27,152 total)