Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ameritrade Northwest, Inc. CRD: 10215 | - | 22 | 0 | F | INACTIVE |
| Ameritrust Advisors of SC, LLC CRD: 166618 | - | 0 | 0 | - | Unknown |
| Ameritrust Equities, Inc. CRD: 19022 | - | 0 | 0 | A | INACTIVE |
| Ameritrust Investment Advisors Inc CRD: 108589 | - | 0 | 1 | - | Unknown |
| Ameritrust Investments of North Carolina, LLC CRD: 164699 | - | 0 | 1 | - | Unknown |
| Amerity Wealth Management, LLC CRD: 322265 | - | 0 | 13 | - | Unknown |
| Amerivest Financial Group, Inc. CRD: 19969 | - | 0 | 0 | A | INACTIVE |
| Amerivest Financial Group, Inc. CRD: 30930 | - | 0 | 0 | A | INACTIVE |
| Amerivest Partners, LLC CRD: 46815 | - | 4 | 0 | C | INACTIVE |
| Amerivest, Inc. CRD: 16460 | - | 0 | 0 | A | INACTIVE |
| Amerivestor Associates, Inc. CRD: 17889 | - | 0 | 0 | A | INACTIVE |
| Amerivet Securities, Inc. CRD: 34786 | NY | 7 | 5 | B | Active |
| Ameriwealth Advisors Corp. CRD: 172710 | - | 0 | 0 | - | Unknown |
| Amerstock Corporation CRD: 29205 | - | 0 | 0 | A | INACTIVE |
| Ames Financial Services CRD: 137261 | - | 0 | 2 | - | Unknown |
| Ames Financial Solutions, LLC CRD: 172728 | - | 0 | 1 | - | Unknown |
| Ames Investment Portfolio, Inc. CRD: 13075 | - | 0 | 0 | A | INACTIVE |
| Amet Partners GP, LLC CRD: 325840 | - | 0 | 1 | - | Unknown |
| Ametrine Wealth CRD: 327672 | - | 0 | 1 | - | Unknown |
| AMF Capital Management CRD: 331864 | - | 0 | 1 | - | Unknown |
| Amfa LLC CRD: 298994 | - | 0 | 1 | - | Unknown |
| Amfco Securities, Inc. CRD: 1045 | - | 0 | 0 | A | INACTIVE |
| Amfg Wealth Management LLC CRD: 292160 | - | 0 | 3 | - | Unknown |
| Amfileon AG CRD: 324407 | - | 0 | 0 | - | Unknown |
| Amfin Investment Services, Inc. CRD: 13945 | - | 3 | 0 | C | INACTIVE |
| Amfirst Financial Group, Inc. CRD: 13154 | - | 0 | 0 | A | INACTIVE |
| AMG Block Sapi DE CV CRD: 317276 | - | 0 | 0 | - | Unknown |
| AMG Distributors, Inc. CRD: 27314 | CT | 2 | 6 | B | Active |
| AMG Equities Corp. CRD: 14446 | - | 0 | 0 | A | INACTIVE |
| AMG Funds LLC CRD: 153456 | - | 0 | 3 | - | Unknown |
| AMG Wealth Management LLC CRD: 307704 | - | 0 | 2 | - | Unknown |
| AMH Equity Ltd CRD: 160452 | - | 0 | 1 | - | Unknown |
| Amhearst Investments CRD: 287574 | - | 0 | 0 | - | Unknown |
| Amherst Advisory & Management LLC CRD: 155745 | - | 0 | 0 | - | Unknown |
| Amherst Capital Management LLC CRD: 174130 | - | 0 | 1 | - | Unknown |
| Amherst Financial Group, LLC CRD: 317964 | - | 0 | 1 | - | Unknown |
| Amherst Securities Group, L.P. CRD: 31141 | - | 0 | 0 | A | INACTIVE |
| AMI Asset Management Corp CRD: 110291 | - | 0 | 7 | - | Unknown |
| AMI Equity Investment Corporation CRD: 18491 | - | 0 | 0 | A | INACTIVE |
| AMI Investment Management Inc CRD: 106321 | - | 0 | 2 | - | Unknown |
| AMI Securities, Inc. CRD: 13412 | - | 0 | 0 | A | INACTIVE |
| Amia Capital LLP CRD: 286664 | - | 0 | 0 | - | Unknown |
| Amic CRD: 121642 | - | 0 | 0 | - | Unknown |
| Amica Wealth Management LLC CRD: 294455 | - | 0 | 0 | - | Unknown |
| Amicable Equity Sales Corporation CRD: 13337 | - | 0 | 0 | A | INACTIVE |
| Amici Capital, LLC CRD: 154498 | - | 0 | 0 | - | Unknown |
| Amicis Management, LLC CRD: 333530 | - | 0 | 1 | - | Unknown |
| Amicorp Wealth Services CRD: 319247 | - | 0 | 1 | - | Unknown |
| Amicus 2, LLC CRD: 162593 | - | 0 | 0 | - | Unknown |
| Amicus AI Advisors, LLC CRD: 315026 | - | 0 | 1 | - | Unknown |