Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Amicus Financial Advisors, LLC CRD: 131315 | - | 0 | 11 | - | Unknown |
| Amida Wealth Advisors, LLC CRD: 319227 | - | 0 | 1 | - | Unknown |
| Amijag Advisors LLC CRD: 172872 | - | 0 | 1 | - | Unknown |
| Amin Khakiani CRD: 133940 | - | 0 | 1 | - | Unknown |
| Amin Wealth Management LLC CRD: 335149 | - | 0 | 0 | - | Unknown |
| Amino Blockchain Fund GP LLC CRD: 296774 | - | 0 | 0 | - | Unknown |
| Amino Capital Management Company, LLC CRD: 209511 | - | 0 | 1 | - | Unknown |
| Amip Management CRD: 284231 | - | 0 | 1 | - | Unknown |
| Amity Financial Planning CRD: 304209 | - | 0 | 0 | - | Unknown |
| Amity Investment Management CRD: 131004 | - | 0 | 0 | - | Unknown |
| Amity Ventures CRD: 290313 | - | 0 | 1 | - | Unknown |
| Amivest Capital, Inc. CRD: 8233 | - | 0 | 0 | A | INACTIVE |
| Amivest Corporation CRD: 3953 | - | 2 | 0 | B | INACTIVE |
| Amiya Capital LLP CRD: 283213 | - | 0 | 0 | - | Unknown |
| AMK Capital Management LLC CRD: 285414 | - | 0 | 1 | - | Unknown |
| Amleon Financial CRD: 291685 | - | 0 | 0 | - | Unknown |
| Amleth Equity Group CRD: 335384 | - | 0 | 1 | - | Unknown |
| Amli Financial Services Co. CRD: 13771 | - | 0 | 0 | A | INACTIVE |
| Amlife Brokerage Corporation CRD: 21587 | - | 0 | 0 | A | INACTIVE |
| Amling Investments LLC CRD: 149783 | - | 0 | 0 | - | Unknown |
| Amodeo, Charles CRD: 123634 | - | 0 | 0 | A | INACTIVE |
| Amoeba Growth Management LLC CRD: 127525 | - | 0 | 2 | - | Unknown |
| Amoon Ventures Y.SH. Ltd. CRD: 300546 | - | 0 | 0 | - | Unknown |
| Amor Fati Financial Services LLC CRD: 339487 | - | 0 | 1 | - | Unknown |
| Amore Ambro, LLC CRD: 291883 | - | 0 | 0 | - | Unknown |
| Amos Financial & Retirement Planning Group, LLC CRD: 166934 | - | 0 | 0 | - | Unknown |
| Amos-LEE Securities, Inc. CRD: 16093 | - | 0 | 0 | A | INACTIVE |
| Amova Asset Management Asia Limited CRD: 161589 | - | 0 | 0 | - | Unknown |
| Amova Asset Management Co.,Ltd. CRD: 110997 | - | 0 | 0 | - | Unknown |
| Amova Asset Management UK Limited CRD: 111038 | - | 0 | 0 | - | Unknown |
| AMP Foundry GP, L.L.C. CRD: 341099 | - | 0 | 1 | - | Unknown |
| AMP Foundry Management LLC CRD: 342103 | - | 0 | 1 | - | Unknown |
| AMP Wealth Management CRD: 108712 | - | 0 | 0 | - | Unknown |
| Amper Investment Banking L.L.C. CRD: 135459 | - | 0 | 0 | A | INACTIVE |
| Ampera Capital LLC CRD: 167558 | - | 0 | 0 | - | Unknown |
| Ampersand Capital Group, L.P. CRD: 329612 | - | 0 | 1 | - | Unknown |
| Ampersand Capital Partners CRD: 161522 | - | 0 | 1 | - | Unknown |
| Ampersand Investment Advisors CRD: 341724 | - | 0 | 1 | - | Unknown |
| Ampfield Management CRD: 292722 | - | 0 | 1 | - | Unknown |
| Amphibian GP, LLC CRD: 321770 | - | 0 | 1 | - | Unknown |
| Amphibion Capital Advisors, LLC CRD: 306852 | - | 0 | 0 | - | Unknown |
| Amphora Advisors CRD: 316135 | - | 0 | 0 | - | Unknown |
| Amphora Equity Partners LLC CRD: 336575 | - | 0 | 1 | - | Unknown |
| Amphora Wealth Management, LLC CRD: 157968 | - | 0 | 5 | - | Unknown |
| Amplified Advisors CRD: 330280 | - | 0 | 0 | - | Unknown |
| Amplified Alpha CRD: 316022 | - | 0 | 3 | - | Unknown |
| Amplified Momentum Group LLC CRD: 332154 | - | 0 | 1 | - | Unknown |
| Amplify Endowment Management, LLC CRD: 277129 | - | 0 | 1 | - | Unknown |
| Amplify Etfs CRD: 173781 | - | 0 | 1 | - | Unknown |
| Amplify Financial, LLC CRD: 325721 | - | 0 | 2 | - | Unknown |