Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BYTELOGICS INC CRD: 282830 | — | 0 | 0 | A | Unknown |
| BYW CRD: 168297 | — | 0 | 0 | A | Unknown |
| B|O|S CRD: 110496 | — | 0 | 0 | A | Unknown |
| C & C TRADING, INC. CRD: 31404 | — | 0 | 0 | A | INACTIVE |
| C & G FINANCIAL, LLC CRD: 121771 | — | 0 | 0 | A | Unknown |
| C & H OPTION TRADING INC. CRD: 281072 | — | 0 | 0 | A | INACTIVE |
| C & H REALTY CORPORATION, INC. CRD: 10768 | — | 0 | 0 | A | INACTIVE |
| C & I PARTNERS CRD: 162491 | — | 0 | 0 | A | Unknown |
| C & J WEALTH ADVISORS CRD: 133293 | — | 0 | 0 | A | Unknown |
| C & L CAPITAL CORP. CRD: 15835 | — | 0 | 0 | A | INACTIVE |
| C & L SECURITIES CORPORATION CRD: 6673 | — | 3 | 0 | F | INACTIVE |
| C & N WEALTH MANAGEMENT CRD: 165457 | — | 0 | 0 | A | Unknown |
| C & S SECURITIES, INC. CRD: 10773 | — | 0 | 0 | A | INACTIVE |
| C CUBED CAPITAL PARTNERS, LLC CRD: 328128 | — | 0 | 0 | A | Unknown |
| C F PARKS INC CRD: 109843 | — | 0 | 0 | A | Unknown |
| C RESERVE CAPITAL, LLC CRD: 333263 | — | 0 | 0 | A | Unknown |
| C&C INVESTOR SERVICES, INC. CRD: 16622 | — | 0 | 0 | A | INACTIVE |
| C&C TRADING L.L.C. CRD: 39302 | CT | 5 | 1 | F | Active |
| C&D WEALTH ADVISORS CRD: 110769 | — | 0 | 0 | A | Unknown |
| C&H EQUITIES, INC. CRD: 13713 | — | 0 | 0 | A | INACTIVE |
| C&H PARTNERS LLC CRD: 117122 | — | 0 | 0 | A | Unknown |
| C&M CONNECTIONS, LLC CRD: 291915 | — | 0 | 0 | A | Unknown |
| C&N TRADING, L.L.C. CRD: 100520 | — | 1 | 0 | F | INACTIVE |
| C&O FUNDS ADVISOR INC CRD: 105612 | — | 0 | 0 | A | Unknown |
| C&S ADVISORS, INC. CRD: 166206 | — | 0 | 0 | A | Unknown |
| C&S INVESTMENT CRD: 294103 | — | 0 | 0 | A | Unknown |
| C&W REALTY CAPITAL CORPORATION CRD: 20684 | — | 0 | 0 | A | INACTIVE |
| C-BASS CAPITAL LLC CRD: 43133 | — | 0 | 0 | A | INACTIVE |
| C-BRIDGE CAPITAL LLC CRD: 308376 | — | 0 | 0 | A | Unknown |
| C-J ADVISORY, INC. CRD: 133665 | — | 0 | 0 | A | Unknown |
| C-PAS LLC CRD: 148670 | — | 0 | 0 | A | Unknown |
| C. A. BOTZUM & CO. CRD: 123 | — | 2 | 0 | F | INACTIVE |
| C. BURTON STOHL & COMPANY, L.L.C CRD: 43746 | — | 0 | 0 | A | INACTIVE |
| C. COLL INC. CRD: 15448 | — | 0 | 0 | A | INACTIVE |
| C. E. CARLSON, INC. CRD: 6851 | — | 0 | 0 | A | INACTIVE |
| C. E. GAYE & SONS SECURITIES LTD. CRD: 2394 | — | 1 | 0 | F | INACTIVE |
| C. E. SKOWRUP & CO. CRD: 108456 | — | 0 | 0 | A | Unknown |
| C. F. CHILDS & COMPANY, INC. CRD: 16646 | — | 0 | 0 | A | INACTIVE |
| C. G. HUGHES COMPANY, LLC CRD: 109357 | — | 0 | 0 | A | Unknown |
| C. GERACI & COMPANY CRD: 114965 | — | 0 | 0 | A | Unknown |
| C. GIACOBBE GROUP INC. CRD: 308218 | — | 0 | 0 | A | Unknown |
| C. H. WAGNER & CO., INC. CRD: 122 | — | 0 | 0 | A | INACTIVE |
| C. J. M. PLANNING CORP. CRD: 5698 | — | 4 | 0 | F | INACTIVE |
| C. KEITH WENTWORTH CRD: 114086 | — | 0 | 0 | A | Unknown |
| C. L. MCKINNEY & CO., INC. CRD: 2735 | — | 0 | 0 | A | INACTIVE |
| C. O. OVERBEY, JR LLC CRD: 117192 | — | 0 | 0 | A | Unknown |
| C. R. DAVIS & COMPANY CRD: 1593 | — | 2 | 0 | F | INACTIVE |
| C. VICTOR COATES, C.P.A. CRD: 108144 | — | 0 | 0 | A | Unknown |
| C.A. ANDREW, INC. CRD: 16618 | — | 0 | 0 | A | INACTIVE |
| C.A. ATLANTIC SECURITIES, INC. CRD: 16358 | — | 0 | 0 | A | INACTIVE |