Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| C.B. BOND FINANCIAL PLANNING, INC. CRD: 117765 | — | 0 | 0 | A | Unknown |
| C.B. TERRENCE CAPITAL CORPORAITON CRD: 20047 | — | 0 | 0 | A | INACTIVE |
| C.B.I. AGENCIES LTD., INC. CRD: 14788 | — | 0 | 0 | A | INACTIVE |
| C.C. MCDONALD CRD: 10934 | — | 0 | 0 | A | INACTIVE |
| C.C.G. SECURITIES, LTD. CRD: 15231 | — | 0 | 0 | A | INACTIVE |
| C.C.M. INVESTMENT COMPANY CRD: 10239 | — | 0 | 0 | A | INACTIVE |
| C.E.C. WEALTH MANAGEMENT CRD: 323751 | — | 0 | 0 | A | Unknown |
| C.F. MOORE INVESTMENTS CRD: 114303 | — | 0 | 0 | A | Unknown |
| C.G. MANAGEMENT PARTNERS, L.P. CRD: 124474 | — | 0 | 0 | A | Unknown |
| C.G.A. WEALTH MANAGEMENT CRD: 288034 | — | 0 | 0 | A | Unknown |
| C.I. SECURITIES CORPORATION CRD: 13707 | — | 0 | 0 | A | INACTIVE |
| C.J. JOHNSON, INC. CRD: 14707 | — | 0 | 0 | A | INACTIVE |
| C.J. LAWRENCE CRD: 174034 | — | 0 | 0 | A | Unknown |
| C.K. COOPER & COMPANY, INC. CRD: 13653 | — | 0 | 0 | A | INACTIVE |
| C.K. COOPER & COMPANY, INC. CRD: 106578 | — | 5 | 0 | F | INACTIVE |
| C.L. FREDERICKS CO., INC. CRD: 4408 | — | 0 | 0 | A | INACTIVE |
| C.N.M. MANAGEMENT, LLC CRD: 121035 | — | 0 | 0 | A | Unknown |
| C.R. HAUPT LLC CRD: 157149 | — | 0 | 0 | A | Unknown |
| C.R. RETIREMENT STRATEGIES, LLC CRD: 339017 | — | 0 | 0 | A | Unknown |
| C.S WEALTH LLC CRD: 329021 | — | 0 | 0 | A | Unknown |
| C.S. MCKEE, L.P. CRD: 119167 | — | 0 | 0 | A | Unknown |
| C.T. KARES ADVISORY GROUP, INC. CRD: 117829 | — | 0 | 0 | A | Unknown |
| C.U. BROKERAGE SERVICES, INC. CRD: 14621 | — | 0 | 0 | A | INACTIVE |
| C.W. O'CONNER WEALTH ADVISORS, INC. CRD: 125646 | — | 0 | 0 | A | Unknown |
| C.W. RHOADES & CO., INC. CRD: 13491 | — | 0 | 0 | A | INACTIVE |
| C.Y. SECURITIES, INC. CRD: 29829 | — | 0 | 0 | A | INACTIVE |
| C11 MANAGEMENT LLC CRD: 334154 | — | 0 | 0 | A | Unknown |
| C12 CAPITAL MANAGEMENT CRD: 157174 | — | 0 | 0 | A | Unknown |
| C12 CAPITAL MANAGEMENT US LP CRD: 159845 | — | 0 | 0 | A | Unknown |
| C2 ENERGY CAPITAL LLC CRD: 298716 | — | 0 | 0 | A | Unknown |
| C2 INVESTMENT GROUP CRD: 119473 | — | 0 | 0 | A | Unknown |
| C2 PRIVATE WEALTH CRD: 151501 | — | 0 | 0 | A | Unknown |
| C2M SECURITIES, LLC CRD: 38924 | — | 1 | 0 | F | INACTIVE |
| C3 CAPITAL, LLC CRD: 119155 | — | 0 | 0 | A | INACTIVE |
| C4T LLC CRD: 324073 | — | 0 | 0 | A | Unknown |
| C5 CAPITAL LIMITED CRD: 297542 | — | 0 | 0 | A | Unknown |
| C5 CAPITAL USA LLC CRD: 323150 | — | 0 | 0 | A | Unknown |
| C7 INVESTMENTS, LLC CRD: 338505 | — | 0 | 0 | A | Unknown |
| CA FUNDS GROUP, INC. CRD: 151193 | — | 4 | 0 | F | INACTIVE |
| CA IB SECURITIES (NEW YORK) INC. CRD: 14851 | — | 0 | 0 | A | INACTIVE |
| CA PARTNERS LLC CRD: 121742 | — | 0 | 0 | A | Unknown |
| CAA CONNECT, LLC CRD: 308930 | — | 0 | 0 | A | Unknown |
| CABILDO CAPITAL LLC CRD: 297330 | — | 0 | 0 | A | Unknown |
| CABLE CAR CAPITAL, LP CRD: 169234 | — | 0 | 0 | A | Unknown |
| CABOT ETF PARTNERS CRD: 311348 | — | 0 | 0 | A | Unknown |
| CABOT LANE LLC CRD: 143301 | — | 0 | 0 | A | INACTIVE |
| CABOT PROPERTIES L.P. CRD: 118729 | — | 0 | 0 | A | Unknown |
| CABOT SQUARE CAPITAL CRD: 160101 | — | 0 | 0 | A | Unknown |
| CABOTO USA, INC. CRD: 45705 | — | 0 | 0 | A | INACTIVE |
| CABRA VC CRD: 333714 | — | 0 | 0 | A | Unknown |