Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Amplify MY Wealth CRD: 314949 | - | 0 | 2 | - | Unknown |
| Amplify Partners CRD: 167059 | - | 0 | 1 | - | Unknown |
| AMPLIFY.LA Management, L.L.C. CRD: 310172 | - | 0 | 1 | - | Unknown |
| AMPLIFY.LA Partners, L.L.C. CRD: 165859 | - | 0 | 1 | - | Unknown |
| Amplio Private Equity AB CRD: 301988 | - | 0 | 0 | - | Unknown |
| Amplio Wealth CRD: 331415 | - | 0 | 1 | - | Unknown |
| Amplio Wealth Management, Inc. CRD: 309712 | - | 0 | 2 | - | Unknown |
| Amplius Asset Management, LLC CRD: 334991 | - | 0 | 1 | - | Unknown |
| Amplius Wealth Advisors CRD: 312463 | - | 0 | 2 | - | Unknown |
| Amplo Management, L.L.C. CRD: 289855 | - | 0 | 0 | - | Unknown |
| Amporn W. Leininger, Summit Financial Services CRD: 130255 | - | 0 | 1 | - | Unknown |
| AMR Action Fund GP GMBH CRD: 335963 | - | 0 | 0 | - | Unknown |
| AMR Action Fund GP, LLC CRD: 312684 | - | 0 | 1 | - | Unknown |
| AMR Capital, LLC CRD: 290656 | - | 0 | 1 | - | Unknown |
| AMR Retirement Services, Inc. CRD: 43307 | - | 0 | 0 | A | INACTIVE |
| AMR Securities, Inc. CRD: 23368 | - | 0 | 0 | A | INACTIVE |
| Amrecorp Securities Inc. CRD: 14689 | - | 0 | 0 | A | INACTIVE |
| Amrein Financial CRD: 125263 | - | 0 | 0 | - | Unknown |
| Amresco Securities, Inc. CRD: 37675 | - | 0 | 0 | A | INACTIVE |
| AMS Brokerage Services LLC CRD: 335083 | LA | 0 | 2 | A | Active |
| AMS Children's Fund, LP CRD: 164111 | - | 0 | 1 | - | Unknown |
| AMS Derivatives B.V. CRD: 286507 | - | 0 | 0 | A | INACTIVE |
| AMS Management CRD: 115640 | - | 0 | 2 | - | Unknown |
| AMS Securities, Inc. CRD: 26450 | - | 1 | 0 | B | INACTIVE |
| Amshel Securities, Inc. CRD: 14109 | - | 0 | 0 | A | INACTIVE |
| Amsouth Investment Services, Inc. CRD: 15692 | - | 8 | 0 | D | INACTIVE |
| Amstar Distributors, Inc. CRD: 122925 | - | 0 | 0 | A | INACTIVE |
| Amster & Co. CRD: 8263 | - | 0 | 0 | A | INACTIVE |
| Amstock & Co. Inc. CRD: 38797 | - | 0 | 0 | A | INACTIVE |
| Amsys Capital, LLC CRD: 297974 | - | 0 | 1 | - | Unknown |
| AMT Capital Services, Inc. CRD: 30142 | - | 0 | 0 | A | INACTIVE |
| Amtax Management Corp. CRD: 14053 | - | 0 | 0 | A | INACTIVE |
| Amtd Financial Markets (USA) LLC CRD: 165313 | - | 0 | 0 | A | INACTIVE |
| Amtex Financial, Inc. CRD: 23756 | - | 0 | 0 | A | INACTIVE |
| Amtex OIL Financial, Inc. CRD: 21314 | - | 0 | 0 | A | INACTIVE |
| Amulet Capital Partners, L.P. CRD: 172012 | - | 0 | 1 | - | Unknown |
| Amundi CRD: 334151 | - | 0 | 1 | - | Unknown |
| Amundi Asset Management US, Inc. CRD: 107719 | - | 0 | 0 | - | Unknown |
| Amundi Distributor US, Inc. CRD: 24497 | - | 1 | 0 | B | INACTIVE |
| Amundi Distributors USA, LLC CRD: 152399 | - | 0 | 0 | A | INACTIVE |
| Amundi Japan Ltd. CRD: 110712 | - | 0 | 0 | - | Unknown |
| Amundi Pioneer Institutional Asset Management, Inc… CRD: 138756 | - | 0 | 0 | - | Unknown |
| Amundi Smith Breeden LLC CRD: 169589 | - | 0 | 0 | - | Unknown |
| Amuni Financial, Inc. CRD: 8365 | FL | 3 | 5 | B | Active |
| AMV Management, Inc CRD: 161455 | - | 0 | 0 | - | Unknown |
| Amvara CRD: 330198 | - | 0 | 1 | - | Unknown |
| Amvest Capital Asset Management, LLC CRD: 326635 | - | 0 | 0 | - | Unknown |
| Amvestors Investment Group, Inc. CRD: 999 | - | 0 | 0 | A | INACTIVE |
| Amvoy Wealth CRD: 310167 | - | 0 | 0 | - | Unknown |
| Amvoy Wealth CRD: 333518 | - | 0 | 1 | - | Unknown |