Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AMW Total Wealth Planning & Management, LLC CRD: 289342 | - | 0 | 0 | - | Unknown |
| Amway Management Company CRD: 5301 | - | 0 | 0 | A | INACTIVE |
| Amwh Asset Management LLC CRD: 331629 | - | 0 | 3 | - | Unknown |
| AMX Ireland CRD: 307218 | - | 0 | 0 | - | Unknown |
| AMY JO Martin, LLC CRD: 330080 | - | 0 | 1 | - | Unknown |
| AMY T. Sharp, CFP, LLC CRD: 285405 | - | 0 | 1 | - | Unknown |
| AMY V. Smith Wealth Management, LLC CRD: 156151 | - | 0 | 0 | - | Unknown |
| AN ELF Company CRD: 154420 | - | 0 | 0 | - | Unknown |
| AN Exceptional Life Financial, LLC CRD: 288742 | - | 0 | 2 | - | Unknown |
| AN Ideal Life Financial Planning, LLC CRD: 311316 | - | 0 | 0 | - | Unknown |
| AN Irrational Mind, LLC CRD: 154628 | - | 0 | 2 | - | Unknown |
| Anacapa Advisors, LLC CRD: 293999 | - | 0 | 1 | - | Unknown |
| Anacapa Financial, LLC CRD: 305365 | - | 0 | 2 | - | Unknown |
| Anacapa, LLC CRD: 330099 | - | 0 | 1 | - | Unknown |
| Anaconda Opportunity Fund, L.P. CRD: 33803 | - | 1 | 0 | B | INACTIVE |
| Anagram Asset Management, LLC CRD: 327114 | - | 0 | 1 | - | Unknown |
| Anagram Capital CRD: 335987 | - | 0 | 1 | - | Unknown |
| Anagram Equities Inc CRD: 306351 | - | 0 | 1 | - | Unknown |
| Anagram Wealth Management CRD: 326788 | - | 0 | 0 | - | Unknown |
| Analog Capital AI, LLC CRD: 339783 | - | 0 | 1 | - | Unknown |
| Analog Investment Edge, LLC CRD: 280031 | - | 0 | 0 | - | Unknown |
| Analyst HUB Securities, LLC CRD: 297665 | TX | 0 | 2 | A | Active |
| Analyst Portfolio Management Ltd. CRD: 114642 | - | 0 | 0 | - | Unknown |
| Analytechs LLC CRD: 313942 | - | 0 | 0 | - | Unknown |
| Analytic Firepower LLC CRD: 136848 | - | 0 | 0 | - | Unknown |
| Analytic Investors, LLC CRD: 104963 | - | 0 | 0 | - | Unknown |
| Analytica Wealth Science, LLC. CRD: 281816 | - | 0 | 0 | - | Unknown |
| Analytical Portfolio Solutions, LLC CRD: 125481 | - | 0 | 0 | - | Unknown |
| Analytical Research Capital Management, LP CRD: 285519 | - | 0 | 0 | - | Unknown |
| Analyticedge Finance CRD: 332962 | - | 0 | 1 | - | Unknown |
| Analytics Investment Advisors CRD: 148898 | - | 0 | 2 | - | Unknown |
| Anantha Raman & Company, Inc. CRD: 15085 | - | 0 | 0 | A | INACTIVE |
| Anantis AI Capital Management, LLC CRD: 333490 | - | 0 | 1 | - | Unknown |
| Anar Management LLC CRD: 290420 | - | 0 | 1 | - | Unknown |
| Anarres Asset Management LLC CRD: 297076 | - | 0 | 0 | - | Unknown |
| Anato Advisory Services, LLC CRD: 277048 | - | 0 | 0 | - | Unknown |
| Anatole Asset Management Ltd. CRD: 284552 | - | 0 | 0 | - | Unknown |
| Anatole Raif Capital Management CRD: 147541 | - | 0 | 0 | - | Unknown |
| Anavon Capital CRD: 297688 | - | 0 | 0 | - | Unknown |
| Anax Financial Group CRD: 336354 | - | 0 | 1 | - | Unknown |
| Anaxi Capital Management LLC CRD: 285592 | - | 0 | 0 | - | Unknown |
| ANB Financial Group, LLC CRD: 122465 | - | 0 | 0 | A | INACTIVE |
| ANB Investments CRD: 319514 | - | 0 | 0 | - | Unknown |
| Anbec Advisors, LLC CRD: 283021 | - | 0 | 1 | - | Unknown |
| Ancala Partners LLC CRD: 333844 | - | 0 | 1 | - | Unknown |
| Ancala Partners LLP CRD: 308380 | - | 0 | 0 | - | Unknown |
| Ancap Financial CRD: 328249 | - | 0 | 3 | - | Unknown |
| Ancap Partners, LLC CRD: 169317 | - | 0 | 0 | - | Unknown |
| Anchin Capital LLC CRD: 128402 | NY | 0 | 2 | A | Active |
| Anchin Wealth Management LLC CRD: 111229 | - | 0 | 1 | - | Unknown |