Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CALE SECURITIES, INC. CRD: 25498 | — | 0 | 0 | A | INACTIVE |
| CALEDONIA PARTNERS L.P. CRD: 36969 | — | 0 | 0 | A | INACTIVE |
| CALEDONIA US, LP CRD: 291463 | — | 0 | 0 | A | Unknown |
| CALEO CAPITAL N.A. LLC CRD: 308542 | — | 0 | 0 | A | Unknown |
| CALES INVESTMENTS, INC. CRD: 18830 | — | 2 | 0 | F | INACTIVE |
| CALIBER INVESTMENT GROUP, LLC CRD: 151285 | — | 0 | 0 | A | Unknown |
| CALIBER WEALTH ADVISORY CRD: 289319 | — | 0 | 0 | A | Unknown |
| CALIBRATE PARTNERS CRD: 318719 | — | 0 | 0 | A | Unknown |
| CALIBRE FINANCIAL GROUP, INC. CRD: 32120 | — | 0 | 0 | A | INACTIVE |
| CALIFORNIA SECURITIES CORP. CRD: 10270 | — | 0 | 0 | A | INACTIVE |
| CALIGAN PARTNERS CRD: 289887 | — | 0 | 0 | A | Unknown |
| CALLAHAN DPM, LLC CRD: 103784 | — | 0 | 0 | A | INACTIVE |
| CALLAHAN FINANCIAL CRD: 282449 | — | 0 | 0 | A | Unknown |
| CALLAHAN WEALTH ADVISORY CRD: 316124 | — | 0 | 0 | A | Unknown |
| CALLAN CAPITAL, LLC CRD: 142527 | — | 0 | 0 | A | Unknown |
| CALLANEN, GLENDA G. CRD: 134694 | — | 0 | 0 | A | Unknown |
| CALLAS, CONSTANTINE G CRD: 163488 | — | 0 | 0 | A | Unknown |
| CALLEN CAPITAL CORPORATION CRD: 20944 | — | 0 | 0 | A | INACTIVE |
| CALLIDUS CAPITAL CRD: 337538 | — | 0 | 0 | A | Unknown |
| CALLS OVER TRADING LP CRD: 129499 | — | 0 | 0 | A | INACTIVE |
| CALMWATER CAPITAL CRD: 282617 | — | 0 | 0 | A | Unknown |
| CALUNIUS CAPITAL LLP CRD: 161780 | — | 0 | 0 | A | Unknown |
| CALUSA, LLC CRD: 101400 | — | 0 | 0 | A | INACTIVE |
| CALVARY WEALTH, LLC CRD: 131478 | — | 0 | 0 | A | Unknown |
| CALVIE FINANCIAL CRD: 335279 | — | 0 | 0 | A | Unknown |
| CALYDON CAPITAL, LLC CRD: 285485 | — | 0 | 0 | A | Unknown |
| CALYN FINANCIAL, INC. CRD: 20184 | — | 0 | 0 | A | INACTIVE |
| CAMAC PARTNERS, LLC CRD: 173002 | — | 0 | 0 | A | Unknown |
| CAMARES CAPITAL LLP CRD: 169267 | — | 0 | 0 | A | Unknown |
| CAMARGO CAPITAL, LLC CRD: 170700 | — | 0 | 0 | A | Unknown |
| CAMBRIA CAPITAL, LLC CRD: 133760 | — | 3 | 0 | F | INACTIVE |
| CAMBRIAN CAPITAL MANAGEMENT, L.L.C. CRD: 324623 | — | 0 | 0 | A | Unknown |
| CAMBRIAN VC, LLC CRD: 317865 | — | 0 | 0 | A | Unknown |
| CAMBRIAN VENTURES CRD: 163857 | — | 0 | 0 | A | Unknown |
| CAMBRIDGE BN LTD. CRD: 40966 | — | 0 | 0 | A | INACTIVE |
| CAMBRIDGE CAPE COD ADVISORS, LLC CRD: 133301 | — | 0 | 0 | A | Unknown |
| CAMBRIDGE CAPITAL CORPORATION CRD: 14779 | — | 0 | 0 | A | INACTIVE |
| CAMBRIDGE FINANCIAL PLANNING GROUP CRD: 120907 | — | 0 | 0 | A | Unknown |
| CAMBRIDGE LEGACY SECURITIES L.L.C. CRD: 103722 | — | 10 | 0 | F | INACTIVE |
| CAMBRIDGE PARTNERS CRD: 8006 | — | 0 | 0 | A | INACTIVE |
| CAMBRIDGE QUANTITATIVE ANALYTICS, LLC CRD: 285516 | — | 0 | 0 | A | Unknown |
| CAMCO, LLC CRD: 154689 | — | 0 | 0 | A | Unknown |
| CAMCOR PARTNERS INC CRD: 162742 | — | 0 | 0 | A | Unknown |
| CAMELLIA GROUP, L.L.C. CRD: 281748 | — | 0 | 0 | A | Unknown |
| CAMELOT INVESTMENT CORP. CRD: 21925 | — | 0 | 0 | A | INACTIVE |
| CAMERON & COMPANY LLC CRD: 19623 | — | 0 | 0 | A | INACTIVE |
| CAMERON LOY, INC. CRD: 18199 | — | 0 | 0 | A | INACTIVE |
| CAMINI CAPITAL, LLC CRD: 324774 | — | 0 | 0 | A | Unknown |
| CAMP & COMPANY, LLC CRD: 133431 | — | 0 | 0 | A | Unknown |
| CAMPBELL (M.W.) & CO., LTD. CRD: 14909 | — | 0 | 0 | A | INACTIVE |