Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Anchor & OAK Wealth Advisors, LLC CRD: 342544 | - | 0 | 3 | - | Unknown |
| Anchor Advisory, LLC CRD: 297570 | - | 0 | 1 | - | Unknown |
| Anchor BAY Capital, Inc. CRD: 116913 | - | 0 | 4 | - | Unknown |
| Anchor BAY Private Wealth LLC CRD: 327418 | - | 0 | 5 | - | Unknown |
| Anchor BAY Securities, LLC CRD: 47360 | CA | 0 | 3 | A | Active |
| Anchor Bolt Capital, LP CRD: 161448 | - | 0 | 0 | - | Unknown |
| Anchor Brokerage Services, Inc. CRD: 16173 | - | 0 | 0 | A | INACTIVE |
| Anchor Capital CRD: 123543 | - | 0 | 1 | - | Unknown |
| Anchor Capital Advisors LLC CRD: 105540 | - | 0 | 4 | - | Unknown |
| Anchor Capital GP LLC CRD: 315872 | - | 0 | 1 | - | Unknown |
| Anchor Capital Management Company, LLC CRD: 288368 | - | 0 | 1 | - | Unknown |
| Anchor Capital Management Company, LLC CRD: 321973 | - | 0 | 1 | - | Unknown |
| Anchor Equity Group, Incorporated CRD: 13656 | - | 0 | 0 | A | INACTIVE |
| Anchor Equity Partners GP (Cayman), Ltd. CRD: 166137 | - | 0 | 0 | - | Unknown |
| Anchor Equity Partners I GP (Cayman), Ltd. CRD: 294049 | - | 0 | 0 | - | Unknown |
| Anchor Equity Partners II GP (Cayman), Ltd. CRD: 281335 | - | 0 | 0 | - | Unknown |
| Anchor Equity Partners III GP (Cayman), Ltd. CRD: 296794 | - | 0 | 0 | - | Unknown |
| Anchor Equity Partners IV GP (Cayman), Ltd. CRD: 315998 | - | 0 | 0 | - | Unknown |
| Anchor Financial CRD: 310081 | - | 0 | 2 | - | Unknown |
| Anchor Financial & Accounting, P.C. CRD: 123353 | - | 0 | 0 | - | Unknown |
| Anchor Financial Group CRD: 111801 | - | 0 | 1 | - | Unknown |
| Anchor Financial Services, CPA, PA CRD: 147408 | - | 0 | 1 | - | Unknown |
| Anchor Health Capital, LLC CRD: 309949 | - | 0 | 1 | - | Unknown |
| Anchor Investments,Inc. CRD: 14481 | - | 0 | 0 | A | INACTIVE |
| Anchor Management Group, Inc. CRD: 25022 | - | 3 | 0 | B | INACTIVE |
| Anchor National Financial Services, Inc. CRD: 5774 | - | 0 | 0 | A | INACTIVE |
| Anchor ONE Financial Management, LLC CRD: 318290 | - | 0 | 0 | - | Unknown |
| Anchor Point Financial CRD: 334103 | - | 0 | 1 | - | Unknown |
| Anchor Point Financial Planning LLC CRD: 342701 | - | 0 | 1 | - | Unknown |
| Anchor Properties Inc. CRD: 10320 | - | 0 | 0 | A | INACTIVE |
| Anchor Sage Advisors, LLC CRD: 331437 | - | 0 | 0 | - | Unknown |
| Anchor Securities, Inc. CRD: 10699 | - | 0 | 0 | A | INACTIVE |
| Anchor Wealth Advisor CRD: 335747 | - | 0 | 1 | - | Unknown |
| Anchor Wealth Advisors, LLC CRD: 300980 | - | 0 | 1 | - | Unknown |
| Anchor Wealth Management, LLC CRD: 287635 | - | 0 | 1 | - | Unknown |
| Anchor West Equities CRD: 18267 | - | 0 | 0 | A | INACTIVE |
| Anchorage Capital Advisors, L.P. CRD: 328998 | - | 0 | 1 | - | Unknown |
| Anchorage Capital Europe, LLP CRD: 163772 | - | 0 | 0 | - | Unknown |
| Anchorage Capital Group Australia PTY Ltd. CRD: 163779 | - | 0 | 0 | - | Unknown |
| Anchorage Capital Group, L.L.C. CRD: 135657 | - | 0 | 1 | - | Unknown |
| Anchorage Capital Partners IV PTY Limited CRD: 327574 | - | 0 | 0 | - | Unknown |
| Anchorcove Partners CRD: 324955 | - | 0 | 0 | - | Unknown |
| Anchored Wealth CRD: 331693 | - | 0 | 1 | - | Unknown |
| Anchorpath Financial, LLC CRD: 155600 | - | 0 | 0 | - | Unknown |
| Anchory, LLC CRD: 293701 | - | 0 | 2 | - | Unknown |
| Anchr Technologies RIA LLC CRD: 340245 | - | 0 | 1 | - | Unknown |
| Anchyra Partners LLC CRD: 335467 | - | 0 | 1 | - | Unknown |
| Ancient CRD: 314839 | - | 0 | 0 | - | Unknown |
| Ancient ART, L.P. CRD: 141112 | - | 0 | 1 | - | Unknown |
| Ancient Management LP D/B/a Ancient CRD: 324806 | - | 0 | 1 | - | Unknown |