Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CAMPDEN CAPITAL LLC CRD: 330155 | — | 0 | 0 | A | Unknown |
| CAMPFIRE CAPITAL CRD: 168457 | NY | 1 | 1 | F | Active |
| CAMPHORA CAPITAL INC. CRD: 338522 | — | 0 | 0 | A | Unknown |
| CAMPOS FINANCIAL CRD: 304860 | — | 0 | 0 | A | Unknown |
| CAMPUS FINANCIAL PARTNERS CRD: 329831 | — | 0 | 0 | A | Unknown |
| CAMRON & COMPANY CAPITAL MANAGEMENT CRD: 284396 | — | 0 | 0 | A | Unknown |
| CAN WICASTA VALUE ADVISORY CRD: 117634 | — | 0 | 0 | A | Unknown |
| CANA PARTNERS LLC CRD: 298986 | — | 0 | 0 | A | Unknown |
| CANAAN NATURAL GAS MANAGEMENT, LLC CRD: 161801 | — | 0 | 0 | A | Unknown |
| CANAAN PARTNERS CRD: 161180 | — | 0 | 0 | A | Unknown |
| CANARSIE CAPITAL, LLC CRD: 166997 | — | 0 | 0 | A | Unknown |
| CANDELA FINANCIAL CRD: 335785 | — | 0 | 0 | A | Unknown |
| CANDENT CAPITAL, LLC CRD: 165454 | — | 0 | 0 | A | Unknown |
| CANDEO CAPITAL CRD: 168094 | — | 0 | 0 | A | Unknown |
| CANDIDE GROUP CRD: 286086 | — | 0 | 0 | A | Unknown |
| CANDOR ASSET ADVISORS, LLC CRD: 284978 | — | 0 | 0 | A | Unknown |
| CANDOTTI, JASON CRD: 133122 | — | 0 | 0 | A | INACTIVE |
| CANDRIAM FRANCE S.A.S. CRD: 173357 | — | 0 | 0 | A | Unknown |
| CANDRIAM S.C.A. CRD: 173355 | — | 0 | 0 | A | Unknown |
| CANELA WEALTH LLC CRD: 331748 | — | 0 | 0 | A | Unknown |
| CANEY RIVER MANAGEMENT CRD: 316918 | — | 0 | 0 | A | Unknown |
| CANID ASSET MANAGEMENT CRD: 148998 | — | 0 | 0 | A | Unknown |
| CANNAGE CAPITAL CRD: 332679 | — | 0 | 0 | A | Unknown |
| CANNARSA INVESTMENTS INC. CRD: 1381 | — | 6 | 0 | F | INACTIVE |
| CANNATA & COMPANY, LLC CRD: 171677 | — | 0 | 0 | A | Unknown |
| CANNELL & CO. CRD: 106326 | — | 0 | 0 | A | Unknown |
| CANNELL CAPITAL LLC CRD: 158371 | — | 0 | 0 | A | Unknown |
| CANNON CAPITAL, LP CRD: 288686 | — | 0 | 0 | A | Unknown |
| CANOPY CAPITAL GROUP CRD: 326730 | — | 0 | 0 | A | Unknown |
| CANOPY PARTNERS CRD: 324812 | — | 0 | 0 | A | Unknown |
| CANTAGALLO, DAVID CRD: 42598 | — | 0 | 0 | A | INACTIVE |
| CANTELLA & CO., INC. CRD: 13905 | — | 31 | 0 | F | INACTIVE |
| CANTELLA SPECIALIST CORP. CRD: 31760 | — | 0 | 0 | A | INACTIVE |
| CANTER WEALTH CRD: 167828 | — | 0 | 0 | A | Unknown |
| CANTOR FITZGERALD & CO. CRD: 134 | NY | 97 | 1 | F | Active |
| CANTOR FITZGERALD FINANCIAL CORP. CRD: 24647 | — | 0 | 0 | A | INACTIVE |
| CANTOS II GP, L.L.C. CRD: 313132 | — | 0 | 0 | A | Unknown |
| CANTOS VENTURES CRD: 288172 | — | 0 | 0 | A | Unknown |
| CANVAS CAPITAL S.A. CRD: 226554 | — | 0 | 0 | A | Unknown |
| CANVAS VENTURES CRD: 168532 | — | 0 | 0 | A | Unknown |
| CANYON CREEK CAPITAL MANAGEMENT, LLC CRD: 167789 | — | 0 | 0 | A | Unknown |
| CAP 10 PARTNERS LLP CRD: 329979 | — | 0 | 0 | A | Unknown |
| CAP PARTNERS, LLC CRD: 144779 | — | 0 | 0 | A | Unknown |
| CAP STRAT CRD: 150091 | — | 0 | 0 | A | Unknown |
| CAP-EQ,INC. CRD: 15510 | — | 0 | 0 | A | INACTIVE |
| CAPABLE WEALTH, LLC CRD: 288448 | — | 0 | 0 | A | Unknown |
| CAPACITY CAPITAL, LLC CRD: 329802 | — | 0 | 0 | A | Unknown |
| CAPASSO PLANNING PARTNERS LLC CRD: 294673 | — | 0 | 0 | A | Unknown |
| CAPE ANN ADVISORS LLC CRD: 167082 | — | 0 | 0 | A | Unknown |
| CAPE ANN ASSET MANAGEMENT CRD: 284056 | — | 0 | 0 | A | Unknown |