Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ancor Capital Partners CRD: 210524 | - | 0 | 1 | - | Unknown |
| Ancora Advisors LLC CRD: 124674 | - | 0 | 2 | - | Unknown |
| Ancora Alternatives LLC CRD: 311902 | - | 0 | 1 | - | Unknown |
| Ancora Holdings, Inc CRD: 340056 | - | 0 | 1 | - | Unknown |
| Ancora Private Wealth Advisors, LLC CRD: 124845 | - | 0 | 3 | - | Unknown |
| Ancorato CRD: 322695 | - | 0 | 4 | - | Unknown |
| Ancoris Securities LLC CRD: 305279 | NY | 0 | 3 | A | Active |
| AND ONE Advisory Services, LLC CRD: 121770 | - | 0 | 0 | - | Unknown |
| Anda Asset Management Co., Ltd. CRD: 165123 | - | 0 | 0 | - | Unknown |
| Andalus Capital, LLC CRD: 138973 | - | 0 | 0 | - | Unknown |
| Andalusian Wealth Management CRD: 170224 | - | 0 | 0 | - | Unknown |
| Andante Financial CRD: 318656 | - | 0 | 1 | - | Unknown |
| Andar Capital Management HK Limited CRD: 339694 | - | 0 | 0 | - | Unknown |
| Andaz Private Investments PTY Ltd CRD: 299920 | - | 0 | 0 | - | Unknown |
| Andbanc Advisory LLC CRD: 150463 | - | 0 | 2 | - | Unknown |
| Andbanc Brokerage, LLC CRD: 155979 | FL | 1 | 2 | B | Active |
| Andco Securities Inc. CRD: 10746 | - | 0 | 0 | A | INACTIVE |
| Anders Wealth Management Inc CRD: 144033 | - | 0 | 0 | - | Unknown |
| Andersen CRD: 124205 | - | 0 | 15 | - | Unknown |
| Andersen Wealth Management CRD: 146154 | - | 0 | 3 | - | Unknown |
| Anderson & Anderson Advisory, LLC CRD: 132989 | - | 0 | 0 | - | Unknown |
| Anderson & Associates INT. LLC CRD: 283253 | - | 0 | 1 | - | Unknown |
| Anderson & Sullivan Securities, Inc. CRD: 14947 | - | 0 | 0 | A | INACTIVE |
| Anderson Advisors, Inc. CRD: 322833 | - | 0 | 1 | - | Unknown |
| Anderson Asset Management CRD: 155516 | - | 0 | 2 | - | Unknown |
| Anderson Capital Resources, Inc. CRD: 27023 | - | 0 | 0 | A | INACTIVE |
| Anderson Capital Ventures CRD: 333616 | - | 0 | 0 | - | Unknown |
| Anderson Financial CRD: 323555 | - | 0 | 0 | - | Unknown |
| Anderson Financial Management Group CRD: 134328 | - | 0 | 0 | - | Unknown |
| Anderson Financial Management, L.L.C. CRD: 153141 | - | 0 | 0 | - | Unknown |
| Anderson Financial Partners, Inc. CRD: 126641 | - | 0 | 1 | - | Unknown |
| Anderson Griggs Investments CRD: 110313 | - | 0 | 2 | - | Unknown |
| Anderson Growth Partners, LLC CRD: 138600 | - | 0 | 2 | - | Unknown |
| Anderson Hoagland & Co CRD: 105157 | - | 0 | 3 | - | Unknown |
| Anderson Leneave & Co. CRD: 104101 | NC | 0 | 1 | A | Active |
| Anderson Wealth Advisors LLC CRD: 149437 | - | 0 | 1 | - | Unknown |
| Anderson Wealth Management CRD: 307054 | - | 0 | 0 | - | Unknown |
| Anderson, Bradley Matthew CRD: 161749 | - | 0 | 0 | - | Unknown |
| Anderson, Bryant & Co. CRD: 13185 | - | 0 | 0 | A | INACTIVE |
| Anderson, Charles W. CRD: 142182 | - | 0 | 0 | - | Unknown |
| Anderson, Craig Joseph CRD: 33916 | - | 0 | 0 | A | INACTIVE |
| Anderson, Demonbrun, Inc. CRD: 8077 | - | 0 | 0 | A | INACTIVE |
| Anderson, Tallman & King Inc. CRD: 13097 | - | 0 | 0 | A | INACTIVE |
| Andersonlane CRD: 301225 | - | 0 | 1 | - | Unknown |
| Andes Capital Group, LLC CRD: 139212 | IL | 3 | 3 | B | Active |
| Andes Impact Partners LLC CRD: 309838 | - | 0 | 0 | - | Unknown |
| Andina Advisors CRD: 151762 | - | 0 | 8 | - | Unknown |
| Ando Arashi CRD: 325829 | - | 0 | 1 | - | Unknown |
| Andor Capital Management, L.L.C. CRD: 161840 | - | 0 | 0 | - | Unknown |
| Andorra Capital CRD: 127045 | - | 0 | 6 | - | Unknown |