Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hexagon Capital Partners, LLC CRD: 305850 | - | 0 | 1 | - | Unknown |
| Hexam Capital Partners, LLP CRD: 153111 | - | 0 | 0 | - | Unknown |
| Hexavest Inc. CRD: 131799 | - | 0 | 0 | - | Unknown |
| Hexeum Capital CRD: 298791 | - | 0 | 1 | - | Unknown |
| Heximer Investment Management Inc. CRD: 105344 | - | 0 | 4 | - | Unknown |
| Hexis Capital Management CRD: 338598 | - | 0 | 0 | - | Unknown |
| Hexis Management, LLC CRD: 323206 | - | 0 | 0 | - | Unknown |
| Hext Capital Partners LLC CRD: 34040 | TX | 1 | 2 | B | Active |
| Heydorn Stone Capital Management LLC CRD: 125903 | - | 0 | 2 | - | Unknown |
| Heyford Space CRD: 325452 | - | 0 | 1 | - | Unknown |
| Heyka Capital Markets, Inc. CRD: 31571 | - | 1 | 0 | B | INACTIVE |
| Heyman Investment Counseling LLC CRD: 166456 | - | 0 | 2 | - | Unknown |
| Heyman Wealth Management, LLC CRD: 154971 | - | 0 | 1 | - | Unknown |
| Heyman-Cole Investment Securities Corp. CRD: 10362 | - | 0 | 0 | A | INACTIVE |
| HF Advisory Group, LLC CRD: 309051 | - | 0 | 2 | - | Unknown |
| HF Advisory Services, LLC CRD: 125399 | - | 0 | 1 | - | Unknown |
| HF0 Advisors, LLC CRD: 325379 | - | 0 | 1 | - | Unknown |
| HFA Investments, LLC CRD: 334904 | - | 0 | 2 | - | Unknown |
| HFC Capital Corp. CRD: 30539 | - | 11 | 0 | D | INACTIVE |
| Hfco Capital Management LLP CRD: 284651 | - | 0 | 0 | - | Unknown |
| HFF Fund Manager, LLC CRD: 333417 | - | 0 | 1 | - | Unknown |
| HFF Securities L.P. CRD: 131585 | - | 0 | 0 | A | INACTIVE |
| HFG Advisors CRD: 113511 | - | 0 | 2 | - | Unknown |
| HFG Advisors Inc. CRD: 125129 | - | 0 | 2 | - | Unknown |
| HFG Advisors, Inc. CRD: 316446 | - | 0 | 3 | - | Unknown |
| HFG Capital CRD: 333823 | - | 0 | 2 | - | Unknown |
| HFG Healthco Securities CRD: 103831 | - | 0 | 0 | A | INACTIVE |
| HFG Investment Group, LLC CRD: 122445 | - | 0 | 0 | A | INACTIVE |
| HFG Wealth Management, LLC CRD: 148406 | - | 0 | 1 | - | Unknown |
| HFH Planning Inc. CRD: 114046 | - | 0 | 1 | - | Unknown |
| HFI Securities, Inc. CRD: 107830 | - | 2 | 0 | B | INACTIVE |
| HFI Wealth Management CRD: 121275 | - | 0 | 0 | - | Unknown |
| Hfir LLC CRD: 168526 | - | 0 | 1 | - | Unknown |
| HFM Advisors CRD: 131174 | - | 0 | 1 | - | Unknown |
| HFM Investment Advisors, Inc. CRD: 115799 | - | 0 | 3 | - | Unknown |
| HFM Investment Advisors, LLC CRD: 289103 | - | 0 | 1 | - | Unknown |
| HFM Wealth Management CRD: 105039 | - | 0 | 3 | - | Unknown |
| HFO Services Corporation CRD: 131094 | - | 0 | 0 | - | Unknown |
| HFP Capital Markets LLC CRD: 44351 | - | 8 | 0 | D | INACTIVE |
| HFP Investments CRD: 315574 | - | 0 | 1 | - | Unknown |
| HFR Asset Management, L.L.C CRD: 111705 | - | 0 | 1 | - | Unknown |
| HFR Investments, LLC CRD: 307372 | - | 0 | 1 | - | Unknown |
| HFR Wealth Management, LLC CRD: 106913 | - | 0 | 2 | - | Unknown |
| HFS Capital, L.L.C. CRD: 104126 | - | 0 | 0 | A | INACTIVE |
| HFS Partners I, a California Limited Partnership CRD: 18020 | - | 0 | 0 | A | INACTIVE |
| HFV Investments, LLC CRD: 47771 | - | 0 | 0 | A | INACTIVE |
| HG CRD: 160063 | - | 0 | 0 | - | Unknown |
| HG Capital Advisors, LLC CRD: 114653 | - | 0 | 2 | - | Unknown |
| HG Capital Management, LLC CRD: 163613 | - | 0 | 1 | - | Unknown |
| HG Capital, LLC CRD: 163904 | - | 0 | 1 | - | Unknown |