Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| HG Tailored Financial Services CRD: 317598 | - | 0 | 1 | - | Unknown |
| HG Vora Capital Management, LLC CRD: 161788 | - | 0 | 1 | - | Unknown |
| HG Wealth Management, LLC CRD: 161032 | - | 0 | 1 | - | Unknown |
| HG Wealth Partners LLC CRD: 330906 | - | 0 | 3 | - | Unknown |
| HGA Securities LLC CRD: 131490 | - | 0 | 0 | A | INACTIVE |
| HGGC, LLC CRD: 145684 | - | 0 | 1 | - | Unknown |
| HGH Capital, LLC CRD: 124519 | - | 0 | 0 | A | INACTIVE |
| HGI Capital Management, LLC. CRD: 168303 | - | 0 | 0 | - | Unknown |
| HGI Holdings, Inc CRD: 103997 | - | 2 | 0 | B | INACTIVE |
| HGP Securities, LLC CRD: 148868 | TX | 0 | 2 | A | Active |
| HGS LLC CRD: 148849 | - | 1 | 0 | B | INACTIVE |
| HGS Partners CRD: 335211 | - | 0 | 1 | - | Unknown |
| HGT Advisors, Inc. CRD: 35511 | - | 0 | 0 | A | INACTIVE |
| HGT Securities, Ltd. CRD: 44900 | - | 0 | 0 | A | INACTIVE |
| Hgturner Associates LLC CRD: 106472 | - | 0 | 2 | - | Unknown |
| HH Advisors LLC CRD: 323491 | - | 0 | 1 | - | Unknown |
| HH Capital Management, Inc. CRD: 310147 | - | 0 | 1 | - | Unknown |
| HH Capital, LLC CRD: 118819 | - | 0 | 0 | A | INACTIVE |
| HH&H Development Corporation CRD: 13676 | - | 0 | 0 | A | INACTIVE |
| HHF Securities CRD: 41338 | - | 0 | 0 | A | INACTIVE |
| HHG & Company, LLC CRD: 104769 | - | 0 | 0 | - | Unknown |
| HHL Wealth Advisors Inc. CRD: 327649 | - | 0 | 1 | - | Unknown |
| HHLR Advisors, Ltd. CRD: 166112 | - | 0 | 0 | - | Unknown |
| HHM Wealth Advisors, LLC CRD: 150843 | - | 0 | 4 | - | Unknown |
| HHPF Capital LLC CRD: 170227 | - | 0 | 1 | - | Unknown |
| HHR Asset Management, LLC CRD: 143062 | - | 0 | 0 | - | Unknown |
| HI Securities, Inc. CRD: 4233 | - | 0 | 0 | A | INACTIVE |
| HI Ventures CRD: 334059 | - | 0 | 0 | - | Unknown |
| HI-Line Capital Management, LLC CRD: 149522 | - | 0 | 1 | - | Unknown |
| HI2 Investment Management, LLC CRD: 283555 | - | 0 | 0 | - | Unknown |
| Hibbard Brown & Co., Inc. CRD: 18246 | - | 0 | 0 | A | INACTIVE |
| Hibernia Sales Corporation CRD: 330420 | - | 0 | 1 | - | Unknown |
| Hibernia Wealth Partners, LLC CRD: 319509 | - | 0 | 3 | - | Unknown |
| Hibernian Financial Planning, LLC CRD: 289960 | - | 0 | 0 | - | Unknown |
| Hibernus Investments LLC CRD: 293534 | - | 0 | 0 | - | Unknown |
| Hibiscus Capital Management LLC CRD: 316421 | - | 0 | 0 | - | Unknown |
| Hickey & Co. CRD: 2193 | - | 0 | 0 | A | INACTIVE |
| Hickey, Kober, Incorporated CRD: 10290 | - | 0 | 0 | A | INACTIVE |
| Hickman Financial, LLC CRD: 168382 | - | 0 | 1 | - | Unknown |
| Hickok & Boardman Capital Management CRD: 104813 | - | 0 | 0 | - | Unknown |
| Hickok Advisory, LLC CRD: 333663 | - | 0 | 1 | - | Unknown |
| Hickory Asset Management, Inc. CRD: 167955 | - | 0 | 0 | - | Unknown |
| Hickory Capital, LLC CRD: 291839 | - | 1 | 0 | B | INACTIVE |
| Hickory CRE Capital LLC CRD: 316166 | - | 0 | 1 | - | Unknown |
| Hickory Financial Group, LLC CRD: 306201 | - | 0 | 1 | - | Unknown |
| Hickory Lane Capital Management LP CRD: 309751 | - | 0 | 0 | - | Unknown |
| Hickory Ridge Capital LLC CRD: 169014 | - | 0 | 0 | - | Unknown |
| Hickory Wealth Management, LLC CRD: 298475 | - | 0 | 3 | - | Unknown |
| Hicks & Associates Wealth Management, LLC CRD: 323171 | - | 0 | 1 | - | Unknown |
| Hicks Capital Management, LLC CRD: 158609 | - | 0 | 2 | - | Unknown |