Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Highlift Financial CRD: 290706 | - | 0 | 0 | - | Unknown |
| Highlight Advisors LLC CRD: 338539 | - | 0 | 2 | - | Unknown |
| Highlight Capital Partners, LLC CRD: 288352 | - | 0 | 0 | - | Unknown |
| Highline Asset Management, LLC CRD: 332483 | - | 0 | 1 | - | Unknown |
| Highline Capital Management, L.P. CRD: 139113 | - | 0 | 0 | - | Unknown |
| Highline Financial Management CRD: 308343 | - | 0 | 0 | - | Unknown |
| Highline Investment Partners, Inc. CRD: 162293 | - | 0 | 0 | - | Unknown |
| Highline Private Wealth, LLC CRD: 332393 | - | 0 | 2 | - | Unknown |
| Highline Wealth Partners CRD: 284712 | - | 0 | 2 | - | Unknown |
| Highmark Asset Management LLC CRD: 269851 | - | 0 | 0 | - | Unknown |
| Highmark Capital Management, Inc. CRD: 109550 | - | 0 | 0 | - | Unknown |
| Highmark Wealth Management LLC CRD: 164790 | - | 0 | 1 | - | Unknown |
| Highmark, LLC CRD: 337564 | - | 0 | 1 | - | Unknown |
| Highmoon Capital CRD: 330754 | - | 0 | 1 | - | Unknown |
| Highmore Group CRD: 174419 | - | 0 | 0 | - | Unknown |
| Highmount Advisors, LLC CRD: 316559 | - | 0 | 0 | - | Unknown |
| Highmount Capital CRD: 120418 | - | 0 | 0 | - | Unknown |
| Highmount Capital Management, LLC CRD: 324679 | - | 0 | 1 | - | Unknown |
| Highpass Asset Management LLC CRD: 159535 | - | 0 | 1 | - | Unknown |
| Highpeak Energy Management, LLC CRD: 293928 | - | 0 | 1 | - | Unknown |
| Highpoint Family Office LLC CRD: 324726 | - | 0 | 0 | - | Unknown |
| Highpoint Planning Partners CRD: 163768 | - | 0 | 0 | - | Unknown |
| Highpoint Planning Partners CRD: 316636 | - | 0 | 119 | - | Unknown |
| Highpoint Wealth Advisors, LLC CRD: 304385 | - | 0 | 0 | - | Unknown |
| Highpointe Wealth CRD: 300247 | - | 0 | 1 | - | Unknown |
| Highpost Capital, LLC CRD: 307798 | - | 0 | 1 | - | Unknown |
| Highrise Wealth Management CRD: 316327 | - | 0 | 1 | - | Unknown |
| Highroad Wealth Advisers, LLC CRD: 149362 | - | 0 | 1 | - | Unknown |
| Highroad Wealth Advisors, LLC CRD: 331566 | - | 0 | 1 | - | Unknown |
| Highrocks Wealth, LLC CRD: 293842 | - | 0 | 1 | - | Unknown |
| Highscale Venture Partners, LLC CRD: 314945 | - | 0 | 1 | - | Unknown |
| Highside Global Management LLC CRD: 282963 | - | 0 | 0 | - | Unknown |
| Highsmith Financial Planning, LLC CRD: 152282 | - | 0 | 1 | - | Unknown |
| Highsmith Securities Corporation CRD: 13016 | - | 0 | 0 | A | INACTIVE |
| Highstar Capital LP CRD: 160971 | - | 0 | 0 | - | Unknown |
| Highstone Group CRD: 107549 | - | 0 | 4 | - | Unknown |
| Highstreet Financial, LLC CRD: 107132 | - | 0 | 3 | - | Unknown |
| Highstreet Partners, LLC CRD: 175076 | - | 0 | 0 | - | Unknown |
| Hightower & Boler, LLC CRD: 288369 | - | 0 | 1 | - | Unknown |
| Hightower 6M Holding, LLC CRD: 317694 | - | 0 | 0 | - | Unknown |
| Hightower Advisors, LLC CRD: 145323 | - | 0 | 1,060 | - | Unknown |
| Hightower Financial Partners CRD: 172962 | - | 0 | 0 | - | Unknown |
| Hightower Private Client CRD: 288687 | - | 0 | 0 | - | Unknown |
| Hightower Securities, LLC CRD: 116681 | IL | 6 | 80 | C | Active |
| Hightree Advisors, LLC CRD: 296340 | - | 0 | 0 | - | Unknown |
| Highview Advisors, L.P. CRD: 138936 | - | 0 | 0 | - | Unknown |
| Highview Capital Management, LLC CRD: 306195 | - | 0 | 2 | - | Unknown |
| Highview International Associates, Inc. CRD: 30751 | - | 0 | 0 | A | INACTIVE |
| Highvista Private Capital Management LLC CRD: 139068 | - | 0 | 1 | - | Unknown |
| Highvista Strategies LLC CRD: 155759 | - | 0 | 1 | - | Unknown |