Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Highwater Financial, LLC CRD: 17604 | - | 0 | 0 | A | INACTIVE |
| Highwater Wealth Management LLC CRD: 157237 | - | 0 | 0 | - | Unknown |
| Highwater Wealth Management LLC CRD: 332043 | - | 0 | 1 | - | Unknown |
| Highway 12 Ventures, Inc. CRD: 163543 | - | 0 | 1 | - | Unknown |
| Highway Financial Networks CRD: 119524 | - | 0 | 0 | - | Unknown |
| Highwest Global CRD: 304637 | - | 0 | 1 | - | Unknown |
| Highwind Wealth Management CRD: 335485 | - | 0 | 1 | - | Unknown |
| Highwood Securities LLC CRD: 309938 | NY | 0 | 2 | A | Active |
| Higive Ltd CRD: 320736 | - | 0 | 0 | - | Unknown |
| Higley, Hall Securities, Incorporated CRD: 45669 | - | 0 | 0 | A | INACTIVE |
| Hiive Advisors Inc. CRD: 335888 | - | 0 | 1 | - | Unknown |
| Hiive Markets Limited CRD: 316580 | - | 0 | 0 | A | Active |
| Hike Ventures, LLC CRD: 300071 | - | 0 | 1 | - | Unknown |
| Hila Capital Management Limited Partnership CRD: 301626 | - | 0 | 0 | - | Unknown |
| Hiland Capital I, LLC CRD: 100220 | - | 0 | 0 | A | INACTIVE |
| Hilbar Capital, LLC CRD: 285088 | - | 0 | 1 | - | Unknown |
| Hilbert 8, LLC CRD: 284577 | - | 0 | 1 | - | Unknown |
| Hilbert Financial Group, LLC CRD: 172738 | - | 0 | 0 | - | Unknown |
| Hilby Wilson Inc. CRD: 13417 | - | 0 | 0 | A | INACTIVE |
| Hilco Corporate Finance, LLC CRD: 282060 | IL | 0 | 8 | A | Active |
| Hilco Investment Advisors, LLC CRD: 300222 | - | 0 | 0 | - | Unknown |
| Hildene Capital Management CRD: 160415 | - | 0 | 1 | - | Unknown |
| Hildred Capital Management, LLC CRD: 301293 | - | 0 | 1 | - | Unknown |
| Hiley Hunt Wealth Management, Inc. CRD: 164942 | - | 0 | 1 | - | Unknown |
| Hill & Co. CRD: 2198 | - | 0 | 0 | A | INACTIVE |
| Hill and Labarre Wealth Management CRD: 314359 | - | 0 | 2 | - | Unknown |
| Hill Capital Management, LLC CRD: 281068 | - | 0 | 0 | - | Unknown |
| Hill City Capital LP CRD: 306709 | - | 0 | 1 | - | Unknown |
| Hill Country Asset Management, LP CRD: 311669 | - | 0 | 0 | - | Unknown |
| Hill Country Group CRD: 307376 | - | 0 | 1 | - | Unknown |
| Hill Country Kingdom Advisors CRD: 325783 | - | 0 | 3 | - | Unknown |
| Hill Country Wealth Management and Solutions, LLC CRD: 318432 | - | 0 | 0 | - | Unknown |
| Hill Fort Capital Partners Ltd CRD: 304499 | - | 0 | 0 | - | Unknown |
| Hill Investment Group CRD: 136452 | - | 0 | 0 | - | Unknown |
| Hill Investment Group CRD: 312052 | - | 0 | 9 | - | Unknown |
| Hill Investments LLC CRD: 301424 | - | 0 | 0 | - | Unknown |
| Hill Investments, Inc. CRD: 7293 | - | 0 | 0 | A | INACTIVE |
| Hill Island Financial LLC CRD: 313469 | - | 0 | 1 | - | Unknown |
| Hill Murrin Securities, Inc. CRD: 15925 | - | 0 | 0 | A | INACTIVE |
| Hill Path Capital LP CRD: 281794 | - | 0 | 1 | - | Unknown |
| Hill Place Advisors, LLC CRD: 146098 | - | 0 | 0 | - | Unknown |
| Hill Samuel Securities Corporation CRD: 2201 | - | 0 | 0 | A | INACTIVE |
| Hill Securities LLC CRD: 338653 | CA | 0 | 1 | A | Active |
| Hill Street Capital LLC CRD: 120322 | - | 0 | 0 | A | INACTIVE |
| Hill Thompson Magid & Co., Inc. CRD: 2202 | - | 25 | 0 | F | INACTIVE |
| Hill Wealth Strategies CRD: 149511 | - | 0 | 1 | - | Unknown |
| Hill Williams Securities Corp. CRD: 28138 | - | 0 | 0 | A | INACTIVE |
| Hill Winds Capital, LP CRD: 284869 | - | 0 | 0 | - | Unknown |
| Hill, Thomas Corporation CRD: 19682 | - | 0 | 0 | A | INACTIVE |
| Hill-TOP Financial Planning, LLC CRD: 296862 | - | 0 | 1 | - | Unknown |