Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hill88 Holding, LLC CRD: 322119 | - | 0 | 1 | - | Unknown |
| Hillair Capital Management LLC CRD: 157022 | - | 0 | 0 | - | Unknown |
| Hillberg Capital Management, LLC CRD: 130291 | - | 0 | 2 | - | Unknown |
| Hillcap Partners LLC CRD: 331890 | - | 0 | 0 | - | Unknown |
| Hillcrest Asset Management CRD: 145078 | - | 0 | 0 | - | Unknown |
| Hillcrest Credit and Income Fund II Manager, LLC CRD: 288671 | - | 0 | 1 | - | Unknown |
| Hillcrest Financial Group CRD: 317862 | - | 0 | 1 | - | Unknown |
| Hillcrest Holdings, LLC CRD: 149143 | - | 0 | 1 | - | Unknown |
| Hillcrest Investment Advisors, Inc. CRD: 282220 | - | 0 | 0 | - | Unknown |
| Hillcrest Investment Partners, LLC CRD: 334527 | - | 0 | 0 | - | Unknown |
| Hillcrest Securities, Inc. CRD: 20428 | - | 0 | 0 | A | INACTIVE |
| Hillebrand Financial Planning LLC CRD: 133235 | - | 0 | 2 | - | Unknown |
| Hillegas Advisory Services, Inc. CRD: 125275 | - | 0 | 0 | - | Unknown |
| Hillegas Safe Money CRD: 172569 | - | 0 | 0 | - | Unknown |
| Hillem Partners LP CRD: 39122 | - | 0 | 0 | A | INACTIVE |
| Hillgate Financial, LLC CRD: 129585 | - | 0 | 1 | - | Unknown |
| Hillgrove Securities CRD: 42778 | - | 4 | 0 | C | INACTIVE |
| Hillhouse Investment Management, Ltd. CRD: 160896 | - | 0 | 0 | - | Unknown |
| Hillhurst Wealth Management LLC CRD: 289433 | - | 0 | 2 | - | Unknown |
| Hilliard Farber Securities Corp. CRD: 18504 | - | 0 | 0 | A | INACTIVE |
| Hillier Securities, Inc. CRD: 118634 | - | 0 | 0 | A | INACTIVE |
| Hillman Capital Management Inc CRD: 110096 | - | 0 | 1 | - | Unknown |
| Hillman Financial Services CRD: 151814 | - | 0 | 0 | - | Unknown |
| Hillman Securities Corp. CRD: 5604 | - | 0 | 0 | A | INACTIVE |
| Hillmark Capital Management, L.P. CRD: 165747 | - | 0 | 0 | - | Unknown |
| Hillsboro Advisors, LLC CRD: 153700 | - | 0 | 0 | - | Unknown |
| Hillsboro Securities, Inc. CRD: 17852 | - | 0 | 0 | A | INACTIVE |
| Hillsborough Capital Corporation CRD: 15939 | - | 0 | 0 | A | INACTIVE |
| Hillsborough Venture Inc. CRD: 313863 | - | 0 | 0 | - | Unknown |
| Hillsdale Investment Management Inc. CRD: 137883 | - | 0 | 0 | - | Unknown |
| Hillson Financial Management, Inc. CRD: 156207 | - | 0 | 0 | - | Unknown |
| Hillspring Financial, Inc. CRD: 113938 | - | 0 | 2 | - | Unknown |
| Hillstar Capital, LLC CRD: 282077 | - | 0 | 1 | - | Unknown |
| Hillstreet Capital, Inc. CRD: 164087 | - | 0 | 0 | - | Unknown |
| Hillstrong CRD: 334005 | - | 0 | 2 | - | Unknown |
| Hillswick Asset Management, LLC CRD: 131468 | - | 0 | 0 | - | Unknown |
| Hilltop Advisors, LLC CRD: 119584 | - | 0 | 1 | - | Unknown |
| Hilltop Financial Advisors CRD: 274030 | - | 0 | 1 | - | Unknown |
| Hilltop Financial Consulting LLC CRD: 139858 | - | 0 | 0 | - | Unknown |
| Hilltop Fund Management CRD: 283223 | - | 0 | 0 | - | Unknown |
| Hilltop Investment Advisors, Inc. CRD: 113108 | - | 0 | 0 | - | Unknown |
| Hilltop Planning CRD: 334342 | - | 0 | 1 | - | Unknown |
| Hilltop Private Capital CRD: 297711 | - | 0 | 0 | - | Unknown |
| Hilltop Road Management, LLC CRD: 342925 | - | 0 | 1 | - | Unknown |
| Hilltop Securities Asset Management, LLC CRD: 110760 | - | 0 | 8 | - | Unknown |
| Hilltop Securities Inc. CRD: 6220 | TX | 78 | 87 | C | Active |
| Hilltop Trading, LLC CRD: 137315 | - | 4 | 0 | C | INACTIVE |
| Hilltop Wealth & TAX Solutions CRD: 290981 | - | 0 | 6 | - | Unknown |
| Hilltop Wealth Advisors, LLC CRD: 283014 | - | 0 | 1 | - | Unknown |
| Hillvale Wealth Management, LLC CRD: 332049 | - | 0 | 1 | - | Unknown |