Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hillview Capital Advisors, LLC CRD: 109071 | - | 0 | 0 | - | Unknown |
| Hillworth Bank Partners CRD: 307454 | TX | 0 | 3 | A | Active |
| Hilpan Moxie Wealth Management, LLC CRD: 159966 | - | 0 | 1 | - | Unknown |
| Hilton Capital Management, LLC CRD: 116357 | - | 0 | 1 | - | Unknown |
| Hilton Financial Group, LLC CRD: 285226 | - | 0 | 1 | - | Unknown |
| Hilton Head Capital Partners, LLC CRD: 299375 | - | 0 | 6 | - | Unknown |
| Hilton Head Financial Advisors, Inc. CRD: 140249 | - | 0 | 1 | - | Unknown |
| Hilton Head Wealth Advisors, LLC CRD: 285945 | - | 0 | 2 | - | Unknown |
| Hilton Securities Corporation CRD: 147487 | - | 0 | 0 | A | INACTIVE |
| Hilty Wealth Management LLC CRD: 324529 | - | 0 | 1 | - | Unknown |
| Hilum Capital Inc. CRD: 333759 | - | 0 | 1 | - | Unknown |
| Himalaya Capital CRD: 157594 | - | 0 | 1 | - | Unknown |
| Himalaya Investment Advisors LLP CRD: 327683 | - | 0 | 0 | - | Unknown |
| Himalaya Strategies CRD: 317715 | - | 0 | 0 | - | Unknown |
| Himco Distribution Services Company CRD: 6604 | - | 4 | 0 | C | INACTIVE |
| Himco HGF I, LLC CRD: 157866 | - | 0 | 0 | - | Unknown |
| Himco, LLC CRD: 157865 | - | 0 | 1 | - | Unknown |
| Himebaugh Financial Planning Services CRD: 119163 | - | 0 | 0 | - | Unknown |
| Himmelfarb Investments Corporation CRD: 15747 | - | 0 | 0 | A | INACTIVE |
| Hinchcliff, George D CRD: 33414 | - | 0 | 0 | A | INACTIVE |
| Hinchley Advisory Group, LLC CRD: 157860 | - | 0 | 1 | - | Unknown |
| Hinde Capital Limited CRD: 162413 | - | 0 | 0 | - | Unknown |
| Hinde Group LLC CRD: 174994 | - | 0 | 1 | - | Unknown |
| Hindman Financial, LLC CRD: 337872 | - | 0 | 1 | - | Unknown |
| Hinds Financial Group Inc CRD: 129971 | - | 0 | 5 | - | Unknown |
| Hinduja-LYNX Investment Advisory, LLC CRD: 289909 | - | 0 | 1 | - | Unknown |
| Hineni Investment Advisor, LLC CRD: 307294 | - | 0 | 0 | - | Unknown |
| Hiner, Matthew Clay CRD: 120417 | - | 0 | 0 | A | INACTIVE |
| Hines Capital Advisors LLC CRD: 307282 | - | 0 | 1 | - | Unknown |
| Hines Financial Services, Inc. CRD: 141756 | - | 0 | 0 | - | Unknown |
| Hines Luxembourg Investment Management S.A.R.L. CRD: 331251 | - | 0 | 0 | - | Unknown |
| Hines Private Wealth Solutions LLC CRD: 128145 | TX | 1 | 4 | B | Active |
| Hines Warner Wealth Management, LLC CRD: 145662 | - | 0 | 0 | - | Unknown |
| Hinet Securities, LLC CRD: 110299 | - | 1 | 0 | B | INACTIVE |
| Hinkle & Lamear, Inc. CRD: 2207 | - | 0 | 0 | A | INACTIVE |
| Hinkle Financial Services LLC CRD: 336451 | - | 0 | 1 | - | Unknown |
| Hinkle-Keeran Group Securities, Inc. CRD: 14918 | - | 0 | 0 | A | INACTIVE |
| Hinman Financial Planning, Inc. CRD: 173844 | - | 0 | 1 | - | Unknown |
| Hinoki Capital Management LLC CRD: 173381 | - | 0 | 0 | - | Unknown |
| Hinsdale Associates CRD: 108293 | - | 0 | 1 | - | Unknown |
| Hinson Equity Corporation CRD: 16044 | - | 0 | 0 | A | INACTIVE |
| Hinton Financial CRD: 334377 | - | 0 | 1 | - | Unknown |
| Hinton Mccurry, LLC CRD: 125683 | - | 0 | 0 | - | Unknown |
| HIP Fund GP I, LLC CRD: 333480 | - | 0 | 1 | - | Unknown |
| HIP Investor, Inc. CRD: 149825 | - | 0 | 4 | - | Unknown |
| HIP Management LLC CRD: 328688 | - | 0 | 1 | - | Unknown |
| Hippenstiel Investment CRD: 148918 | - | 0 | 0 | - | Unknown |
| Hippo Health Management LLC CRD: 312717 | - | 0 | 0 | - | Unknown |
| Hippocratic Financial Advisors CRD: 169481 | - | 0 | 5 | - | Unknown |
| Hirayama Investments, LLC CRD: 147816 | - | 0 | 0 | - | Unknown |