Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hiro Capital I LLP CRD: 341000 | - | 0 | 0 | - | Unknown |
| Hirsch, Frank Andrew CRD: 133963 | - | 0 | 0 | A | INACTIVE |
| Hirschi Hart Management LLC CRD: 341429 | - | 0 | 2 | - | Unknown |
| Hirschkron Planning CRD: 286556 | - | 0 | 0 | - | Unknown |
| Hirschmann Capital LLC CRD: 172324 | - | 0 | 0 | - | Unknown |
| Hirschmann Capital LLC CRD: 297567 | - | 0 | 1 | - | Unknown |
| Hirschtritt, Steven CRD: 107361 | - | 0 | 0 | A | INACTIVE |
| Hirshon, Roth & Co. CRD: 2213 | - | 0 | 0 | A | INACTIVE |
| Hirtle & Co., LLC CRD: 105403 | - | 0 | 20 | - | Unknown |
| Hirzel Capital LLC CRD: 305097 | - | 0 | 1 | - | Unknown |
| Hisaab Capital, LLC CRD: 341015 | - | 0 | 1 | - | Unknown |
| Hiscox RE Insurance Linked Strategies Ltd. CRD: 332541 | - | 0 | 0 | - | Unknown |
| Histor Investing, LLC CRD: 156866 | - | 0 | 1 | - | Unknown |
| Historic Shelter Investments, Inc. CRD: 13858 | - | 0 | 0 | A | INACTIVE |
| Historic Square Equities, Incorporated CRD: 15069 | - | 0 | 0 | A | INACTIVE |
| HIT Opportunities CRD: 326630 | - | 0 | 1 | - | Unknown |
| Hitchwood Capital Management LP CRD: 171347 | - | 0 | 0 | - | Unknown |
| Hite Hedge Asset Management LLC CRD: 160173 | - | 0 | 1 | - | Unknown |
| Hite Securities, Inc. CRD: 15867 | - | 0 | 0 | A | INACTIVE |
| Hitecvision CRD: 161813 | - | 0 | 0 | - | Unknown |
| Hitherlane Partners, LLC CRD: 46604 | - | 0 | 0 | A | INACTIVE |
| Hive Minerals GP, LLC CRD: 337705 | - | 0 | 1 | - | Unknown |
| Hive Retirement Planning CRD: 328713 | - | 0 | 1 | - | Unknown |
| Hive Wealth Management LLC CRD: 313724 | - | 0 | 1 | - | Unknown |
| Hivemind Capital Partners LLC CRD: 319077 | - | 0 | 1 | - | Unknown |
| Hivemind Ventures, LLC CRD: 318357 | - | 0 | 1 | - | Unknown |
| Hivers & Strivers Management Company II, LLC CRD: 307438 | - | 0 | 0 | - | Unknown |
| Hivers & Strivers Management Company, LLC CRD: 288621 | - | 0 | 1 | - | Unknown |
| Hivest Capital Partners SAS CRD: 330148 | - | 0 | 0 | - | Unknown |
| Hivest Financial LLC CRD: 286199 | - | 0 | 1 | - | Unknown |
| Hixon Zuercher Capital Management CRD: 123465 | - | 0 | 2 | - | Unknown |
| HJ Harrell Investments CRD: 299320 | - | 0 | 1 | - | Unknown |
| HJ Wealth Management LLC CRD: 139160 | - | 0 | 0 | - | Unknown |
| HJM Wealth Advisors, LLC CRD: 151516 | - | 0 | 0 | - | Unknown |
| HJN Advisors, LLP CRD: 154983 | - | 0 | 0 | - | Unknown |
| HK Financial CRD: 111741 | - | 0 | 0 | - | Unknown |
| HK Funds CRD: 338583 | - | 0 | 1 | - | Unknown |
| HK Management LLC CRD: 307215 | - | 0 | 1 | - | Unknown |
| HK Private Client, LLC CRD: 315104 | - | 0 | 1 | - | Unknown |
| HKS & Company, Inc. CRD: 24317 | - | 0 | 0 | A | INACTIVE |
| HKS Capital Inc CRD: 288418 | - | 0 | 0 | - | Unknown |
| HKS Wealth Advisors CRD: 159910 | - | 0 | 0 | - | Unknown |
| HKW Management, LLC CRD: 333392 | - | 0 | 1 | - | Unknown |
| HL Capital, Inc. CRD: 157105 | - | 0 | 0 | - | Unknown |
| HL Energy Ventures Management Company, L.L.C. CRD: 334455 | - | 0 | 1 | - | Unknown |
| HL Wealth Management, LLC CRD: 152617 | - | 0 | 1 | - | Unknown |
| HLA Securities Inc CRD: 32713 | - | 1 | 0 | B | INACTIVE |
| HLC VGC Management IV Limited CRD: 323435 | - | 0 | 0 | - | Unknown |
| HLH Securities, Inc. CRD: 23326 | - | 2 | 0 | B | INACTIVE |
| HLM Management Co., LLC CRD: 162337 | - | 0 | 1 | - | Unknown |