Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Home Financial Services, Inc. CRD: 14716 | TN | 2 | 2 | B | Active |
| Home Leasing Securities, Inc. CRD: 15122 | - | 0 | 0 | A | INACTIVE |
| Home Life Insurance Company CRD: 4184 | - | 0 | 0 | A | INACTIVE |
| Home Shopping Club Securities, Inc. CRD: 15081 | - | 0 | 0 | A | INACTIVE |
| Homebrew Ventures CRD: 168123 | - | 0 | 1 | - | Unknown |
| Homefundr Capital CRD: 329181 | - | 0 | 0 | - | Unknown |
| Homegrown Capital LLC CRD: 335401 | - | 0 | 1 | - | Unknown |
| Homegrown Financing, Inc. CRD: 332122 | - | 0 | 1 | - | Unknown |
| Homegrown Ventures, LLC CRD: 330764 | - | 0 | 0 | - | Unknown |
| Homerun Financial, LLC CRD: 293085 | - | 0 | 0 | - | Unknown |
| Homestake Management, LLC CRD: 331198 | - | 0 | 0 | - | Unknown |
| Homestake Venture Partners LLC CRD: 288161 | - | 0 | 3 | - | Unknown |
| Homestead Advisers Corp. CRD: 109845 | - | 0 | 10 | - | Unknown |
| Homestead Capital Corporation CRD: 21906 | - | 0 | 0 | A | INACTIVE |
| Homestead Capital USA, LLC CRD: 281186 | - | 0 | 1 | - | Unknown |
| Homestead Financial Partners CRD: 306371 | - | 0 | 1 | - | Unknown |
| Homestead Financial Services Corp. CRD: 26643 | VA | 1 | 2 | B | Active |
| Homestead Financial, Inc. CRD: 19937 | - | 0 | 0 | A | INACTIVE |
| Homestead Securities, Inc. CRD: 15162 | - | 0 | 0 | A | INACTIVE |
| Hometap Equity Partners, LLC CRD: 301216 | - | 0 | 0 | - | Unknown |
| Hometeam Ventures Management, LLC CRD: 312058 | - | 0 | 1 | - | Unknown |
| Hometown America Incorporated CRD: 123271 | - | 0 | 0 | - | Unknown |
| Homewood Capital Management East LLC CRD: 289221 | - | 0 | 1 | - | Unknown |
| Homewood Capital Management, Inc. CRD: 134542 | - | 0 | 0 | - | Unknown |
| Hommel Wealth Management, Inc. CRD: 277166 | - | 0 | 1 | - | Unknown |
| Homrich Berg CRD: 108189 | - | 0 | 0 | - | Unknown |
| Hondius Capital Management, LP CRD: 297991 | - | 0 | 1 | - | Unknown |
| Honduras Prospera LLC CRD: 299191 | - | 0 | 0 | - | Unknown |
| Honeoye Falls Capital LLC CRD: 333306 | - | 0 | 1 | - | Unknown |
| Honest Asset Management LLC CRD: 312423 | - | 0 | 0 | - | Unknown |
| Honest Capital LLC CRD: 309055 | - | 0 | 1 | - | Unknown |
| Honest Dollar CRD: 175013 | - | 0 | 0 | - | Unknown |
| Honest Wealth CRD: 309177 | - | 0 | 0 | - | Unknown |
| Honest Wealth LLC CRD: 284735 | - | 0 | 2 | - | Unknown |
| Honestly Financial LLC CRD: 338758 | - | 0 | 0 | - | Unknown |
| Honey Badger Advisors LLC CRD: 314128 | - | 0 | 1 | - | Unknown |
| Honey Badger Investment Securities, LLC CRD: 285387 | CA | 0 | 3 | A | Active |
| Honey Bear Securities, Inc. CRD: 16594 | - | 0 | 0 | A | INACTIVE |
| Honey Lake Advisors CRD: 288570 | - | 0 | 0 | - | Unknown |
| Honeybear Financial LLC CRD: 319014 | - | 0 | 0 | - | Unknown |
| Honeybear Financial LLC CRD: 342192 | - | 0 | 1 | - | Unknown |
| Honeybee Harmony LLC CRD: 285655 | - | 0 | 0 | - | Unknown |
| Honeycomb Asset Management LP CRD: 283312 | - | 0 | 0 | - | Unknown |
| Honeycomb Capital Management, L.P. CRD: 330227 | - | 0 | 0 | - | Unknown |
| Honeycomb Development, LLC CRD: 226541 | - | 0 | 0 | - | Unknown |
| Honeycomb Digital Investments, LLC CRD: 312626 | - | 0 | 0 | - | Unknown |
| Honeycomb Money Management CRD: 169690 | - | 0 | 0 | - | Unknown |
| Honeycutt Financial Services, LLC CRD: 136649 | - | 0 | 0 | - | Unknown |
| Honeygo Capital Advisors, LLC CRD: 286368 | - | 0 | 0 | - | Unknown |
| Honeygo Financial CRD: 309766 | - | 0 | 1 | - | Unknown |