Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Honeyguide Capital Partners CRD: 334529 | - | 0 | 1 | - | Unknown |
| Honeystone Ventures LLC CRD: 309611 | - | 0 | 1 | - | Unknown |
| Honeytree Investment Management CRD: 313415 | - | 0 | 0 | - | Unknown |
| Honeyvest LLC CRD: 297225 | - | 0 | 0 | - | Unknown |
| Honeywell Capital Management LLC CRD: 109537 | - | 0 | 1 | - | Unknown |
| Hong Kong Asset Management Limited CRD: 311234 | - | 0 | 0 | - | Unknown |
| Hongkun USA Wealth Management CRD: 297135 | - | 0 | 0 | - | Unknown |
| Hongkun USA Wealth Management III LLC CRD: 308600 | - | 0 | 0 | - | Unknown |
| Hongshan Capital Advisors Limited CRD: 161562 | - | 0 | 0 | - | Unknown |
| Hongxin Accounting and Financial LLC CRD: 285750 | - | 0 | 0 | - | Unknown |
| Honolulu Capital Management CRD: 300951 | - | 0 | 1 | - | Unknown |
| Honor Family Office, LLC CRD: 317000 | - | 0 | 1 | - | Unknown |
| Honor Investment Group, LLC CRD: 153557 | - | 0 | 0 | - | Unknown |
| Honor Wealth Management, LLC CRD: 336450 | - | 0 | 1 | - | Unknown |
| Honorable Financial Services, LLC CRD: 296826 | - | 0 | 2 | - | Unknown |
| Honorpoint Financial CRD: 343016 | - | 0 | 1 | - | Unknown |
| Honte Advisors LLC CRD: 308341 | - | 0 | 1 | - | Unknown |
| Honte Capital Management LLC CRD: 292717 | - | 0 | 1 | - | Unknown |
| Honu Capital Management LLC CRD: 334320 | - | 0 | 1 | - | Unknown |
| Honu Wealth Management CRD: 142563 | - | 0 | 3 | - | Unknown |
| Hony Capital CRD: 337426 | - | 0 | 0 | - | Unknown |
| Hony Capital Limited CRD: 162154 | - | 0 | 0 | - | Unknown |
| Hood Canal Capital, LLC CRD: 311494 | - | 0 | 0 | - | Unknown |
| Hood Financial, LLC CRD: 301471 | - | 0 | 1 | - | Unknown |
| Hood River Capital Management LLC CRD: 166089 | - | 0 | 5 | - | Unknown |
| Hoodoo CRD: 291372 | - | 0 | 1 | - | Unknown |
| Hook Financial Services, LLC CRD: 133805 | - | 0 | 2 | - | Unknown |
| Hook Mill Capital Partners, LP CRD: 316354 | - | 0 | 1 | - | Unknown |
| Hooker & Holcombe Investment Advisors, Inc. CRD: 125791 | - | 0 | 0 | - | Unknown |
| Hoopoe Advisors CRD: 282573 | - | 0 | 3 | - | Unknown |
| Hoopoe Capital Markets, LLC CRD: 294271 | MA | 1 | 2 | B | Active |
| Hoosier Financial Inc. CRD: 151525 | - | 0 | 0 | - | Unknown |
| Hoosier Financial Planning, LLC CRD: 305199 | - | 0 | 1 | - | Unknown |
| Hoot Wealth LLC CRD: 334034 | - | 0 | 0 | - | Unknown |
| Hoov Capital Management CRD: 338641 | - | 0 | 1 | - | Unknown |
| Hoover Capital Management, LLC CRD: 283177 | - | 0 | 2 | - | Unknown |
| Hoover Capital, L.L.C. CRD: 130419 | - | 0 | 1 | - | Unknown |
| Hoover Financial Advisors CRD: 131759 | - | 0 | 0 | - | Unknown |
| Hoover Financial Advisors, Inc. CRD: 133979 | - | 0 | 0 | - | Unknown |
| Hoover Private Wealth, LLC CRD: 336484 | - | 0 | 1 | - | Unknown |
| Hoovest Capital Management Inc CRD: 327888 | - | 0 | 0 | - | Unknown |
| HOP Management CRD: 324546 | - | 0 | 1 | - | Unknown |
| Hope Advisors, LLC CRD: 157748 | - | 0 | 0 | - | Unknown |
| Hope Capital Management, LLC CRD: 283265 | - | 0 | 1 | - | Unknown |
| Hopeman Ventures, LLC CRD: 133414 | - | 0 | 2 | - | Unknown |
| Hopen LS Manager II, LLC CRD: 163476 | - | 0 | 0 | - | Unknown |
| Hopewell Capital Group, Inc. CRD: 120508 | - | 1 | 0 | B | INACTIVE |
| Hopkins Global Capital, LLC CRD: 288756 | - | 0 | 0 | - | Unknown |
| Hopkins Investment Management, LLC. CRD: 121811 | - | 0 | 0 | - | Unknown |
| Hoplite Capital Management, L.P. CRD: 155798 | - | 0 | 0 | - | Unknown |