Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| A TO Z FINANCIAL PLANNING LLC CRD: 146960 | — | 0 | 0 | A | Unknown |
| A YEO CAPITAL MANAGEMENT LLC CRD: 340208 | — | 0 | 0 | A | Unknown |
| A&B ADVISORS CRD: 114598 | — | 0 | 0 | A | Unknown |
| A&L SECURITIES CORP. CRD: 21628 | — | 0 | 0 | A | INACTIVE |
| A&M ADVISORY LLC CRD: 317768 | — | 0 | 0 | A | Unknown |
| A&M ASSET ADMINISTRATION, LLC CRD: 319172 | — | 0 | 0 | A | Unknown |
| A&M CAPITAL CRD: 163576 | — | 0 | 0 | A | Unknown |
| A&M PRIVATE WEALTH PARTNERS, LLC CRD: 331478 | — | 0 | 0 | A | Unknown |
| A&O ADVISORS CRD: 298796 | — | 0 | 0 | A | Unknown |
| A&P CAPITAL LLC CRD: 285322 | — | 0 | 0 | A | Unknown |
| A&R SECURITIES CORP CRD: 34584 | — | 0 | 0 | A | INACTIVE |
| A&S TRADING, LLC CRD: 117601 | — | 0 | 0 | A | INACTIVE |
| A-GRADE MANAGEMENT LLC CRD: 168124 | — | 0 | 0 | A | Unknown |
| A-STAR PARTNERS, LLC CRD: 316533 | — | 0 | 0 | A | Unknown |
| A-STREET MANAGEMENT LP CRD: 336707 | — | 0 | 0 | A | Unknown |
| A-TEAM ADVISORS CRD: 310941 | — | 0 | 0 | A | Unknown |
| A. B. CULBERTSON AND COMPANY CRD: 6870 | — | 3 | 0 | F | INACTIVE |
| A. C. GOODE & CO., INC. CRD: 8356 | — | 0 | 0 | A | INACTIVE |
| A. CH. SECURITIES, INC. CRD: 44630 | — | 4 | 0 | F | INACTIVE |
| A. E. AMES & CO., INCORPORATED CRD: 1076 | — | 0 | 0 | A | INACTIVE |
| A. E. AUB & CO. CRD: 1130 | — | 0 | 0 | A | INACTIVE |
| A. E. BEER & CO., INC. CRD: 1199 | — | 0 | 0 | A | INACTIVE |
| A. F. INVESTMENTS, INC. CRD: 18552 | — | 0 | 0 | A | INACTIVE |
| A. GILE & CO. CRD: 329204 | — | 0 | 0 | A | Unknown |
| A. J. B. ZUNSER CO., INC. CRD: 6721 | — | 0 | 0 | A | INACTIVE |
| A. J. KILPATRICK & CO. CRD: 2437 | — | 0 | 0 | A | INACTIVE |
| A. J. MAYER & COMPANY INC. CRD: 16169 | — | 0 | 0 | A | INACTIVE |
| A. J. PERRY & CO. CRD: 107041 | — | 0 | 0 | A | Unknown |
| A. KATCHER CO. CRD: 2399 | — | 0 | 0 | A | INACTIVE |
| A. MOORE CAPITAL MANAGEMENT, INC. CRD: 111290 | — | 0 | 0 | A | INACTIVE |
| A. NEFF ASSOCIATES LLC CRD: 170488 | — | 0 | 0 | A | Unknown |
| A. P. SECURITIES, INC. CRD: 27041 | NY | 0 | 1 | A | Active |
| A. PAUL HASEK, CFA CRD: 118764 | — | 0 | 0 | A | Unknown |
| A. R. BARON & CO., INC. CRD: 29285 | — | 0 | 0 | A | INACTIVE |
| A. RINGUETTE & CO. CRD: 126655 | — | 0 | 0 | A | Unknown |
| A. T. BROD & CO. INC. CRD: 1319 | — | 0 | 0 | A | INACTIVE |
| A. TO Z. FINANCIAL CONSULTING AND WEALTH MANAGEMEN… CRD: 172485 | — | 0 | 0 | A | Unknown |
| A. W. ZUCKER & CO. CRD: 6969 | — | 0 | 0 | A | INACTIVE |
| A. WALKER & CO, LLC CRD: 327323 | — | 0 | 0 | A | Unknown |
| A.B. FINANCIAL L.L.C. CRD: 37312 | — | 4 | 0 | F | INACTIVE |
| A.B. WATLEY, INC. CRD: 797 | — | 15 | 0 | F | INACTIVE |
| A.C. JOYCE & ASSOCIATES, INC. CRD: 10381 | — | 0 | 0 | A | INACTIVE |
| A.C. MOORE & CO. CRD: 13804 | — | 0 | 0 | A | INACTIVE |
| A.C. VOULGARIS & COMPANY CRD: 19754 | — | 0 | 0 | A | INACTIVE |
| A.C.M.L. CREDIT LIMITED CRD: 311546 | — | 0 | 0 | A | Unknown |
| A.C.R. SECURITIES, INC. CRD: 43645 | — | 1 | 0 | F | INACTIVE |
| A.C.T. INVESTMENTS, INC. CRD: 165829 | — | 0 | 0 | A | Unknown |
| A.CAPITAL VENTURES CRD: 171174 | — | 0 | 0 | A | Unknown |
| A.D. JACK & COMPANY CRD: 10103 | — | 0 | 0 | A | INACTIVE |
| A.E.I. FINANCIAL GROUP CRD: 307099 | — | 0 | 0 | A | Unknown |