Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| 212 Wealth Management CRD: 325317 | - | 0 | 2 | - | Unknown |
| 212 Wealth Management Group, LLC CRD: 338980 | - | 0 | 2 | - | Unknown |
| 2139 Ltd. CRD: 332561 | - | 0 | 0 | - | Unknown |
| 215 Advisors, LLC CRD: 282981 | - | 0 | 0 | - | Unknown |
| 215 Management LLC CRD: 296322 | - | 0 | 0 | - | Unknown |
| 21:5 Advisors, LLC CRD: 333198 | - | 0 | 1 | - | Unknown |
| 21Peaks Capital Management, LLC CRD: 300111 | - | 0 | 2 | - | Unknown |
| 21Shares US LLC CRD: 317551 | - | 0 | 0 | - | Unknown |
| 21Shares US LLC CRD: 328136 | - | 0 | 1 | - | Unknown |
| 21ST Century Equity Advisors Corporation CRD: 120336 | - | 0 | 2 | - | Unknown |
| 21ST Century Financial Services, Inc. CRD: 42750 | - | 0 | 0 | A | INACTIVE |
| 21ST Century Group, LLC CRD: 163160 | - | 0 | 1 | - | Unknown |
| 21ST Century Investing Advisors Corp CRD: 155637 | - | 0 | 0 | - | Unknown |
| 21ST Financial CRD: 338230 | - | 0 | 1 | - | Unknown |
| 21VC Fund II, LP CRD: 162580 | - | 0 | 0 | - | Unknown |
| 22 Seven Wealth Management Inc CRD: 292402 | - | 0 | 1 | - | Unknown |
| 2201 Capital, LLC CRD: 341112 | - | 0 | 2 | - | Unknown |
| 221B Capital Management LLC CRD: 329645 | - | 0 | 1 | - | Unknown |
| 222 Capital Management LLC CRD: 335221 | - | 0 | 1 | - | Unknown |
| 2260 West CRD: 310460 | - | 0 | 3 | - | Unknown |
| 2281329 Ontario Inc. CRD: 157809 | - | 0 | 0 | - | Unknown |
| 22C Capital LLC CRD: 298094 | - | 0 | 1 | - | Unknown |
| 22NW, LP CRD: 230788 | - | 0 | 1 | - | Unknown |
| 22V Asset Management CRD: 323898 | - | 0 | 1 | - | Unknown |
| 22V Securities LLC CRD: 327657 | NY | 0 | 3 | A | Active |
| 23 Wealth LLC CRD: 294048 | - | 0 | 0 | - | Unknown |
| 231 Advisors CRD: 316491 | - | 0 | 0 | - | Unknown |
| 231 Capital, LLC CRD: 119032 | - | 0 | 0 | A | INACTIVE |
| 2444 Investment Services, LLC CRD: 121097 | - | 0 | 1 | - | Unknown |
| 245 Investments LLC CRD: 330299 | - | 0 | 2 | - | Unknown |
| 247MARKET.COM CRD: 48028 | - | 0 | 0 | A | INACTIVE |
| 2480 Securities LLC CRD: 41964 | - | 0 | 0 | A | INACTIVE |
| 24a Capital Management LLC CRD: 332850 | - | 0 | 0 | - | Unknown |
| 24Acres CRD: 334532 | - | 0 | 1 | - | Unknown |
| 24TH Street Asset Management LLC CRD: 292625 | - | 0 | 0 | - | Unknown |
| 25 Capital Partners, LLC CRD: 158449 | - | 0 | 0 | - | Unknown |
| 25 Financial CRD: 317916 | - | 0 | 3 | - | Unknown |
| 2520 Investment Services, LLC CRD: 281142 | - | 0 | 0 | - | Unknown |
| 2521 Entertainment CRD: 336774 | - | 0 | 1 | - | Unknown |
| 25Madison Propel Fund Management Company CRD: 340499 | - | 0 | 1 | - | Unknown |
| 25Madison Ventures Management Company, LLC CRD: 321930 | - | 0 | 1 | - | Unknown |
| 25V Management, LLC CRD: 321678 | - | 0 | 1 | - | Unknown |
| 26North CRD: 322923 | - | 0 | 1 | - | Unknown |
| 26North Direct Lending CRD: 323152 | - | 0 | 1 | - | Unknown |
| 27 Miles Capital LLC CRD: 314763 | - | 0 | 0 | - | Unknown |
| 2717 Partners LP CRD: 329523 | - | 0 | 1 | - | Unknown |
| 2718 Management, LLC CRD: 321914 | - | 0 | 0 | - | Unknown |
| 272 Capital LP CRD: 308148 | - | 0 | 0 | - | Unknown |
| 278 Advisors, LLC CRD: 301053 | - | 0 | 0 | - | Unknown |
| 280 Securities LLC CRD: 284939 | - | 0 | 0 | A | INACTIVE |