Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| 793 CAPITAL, LLC CRD: 331262 | — | 0 | 0 | A | Unknown |
| 7A FINANCIAL LLC CRD: 174949 | — | 0 | 0 | A | Unknown |
| 7M SECURITIES, LLC CRD: 153895 | — | 0 | 0 | A | INACTIVE |
| 7PW WEALTH, LLC CRD: 323511 | — | 0 | 0 | A | Unknown |
| 7TH ST. FINANCIAL CRD: 289765 | — | 0 | 0 | A | Unknown |
| 7V AI MANAGEMENT LLC CRD: 329287 | — | 0 | 0 | A | Unknown |
| 7WIRE MANAGEMENT, L.P. CRD: 287776 | — | 0 | 0 | A | Unknown |
| 8 KNOT CAPITAL L.L.C. CRD: 306988 | — | 0 | 0 | A | Unknown |
| 8 KNOTS MANAGEMENT, LLC CRD: 305473 | — | 0 | 0 | A | Unknown |
| 8 MANAGEMENT CO, LLC CRD: 315599 | — | 0 | 0 | A | Unknown |
| 808 INVESTMENTS CRD: 334068 | — | 0 | 0 | A | Unknown |
| 8090 PARTNERS LLC CRD: 315268 | — | 0 | 0 | A | Unknown |
| 811 CAPITAL LLC CRD: 317866 | — | 0 | 0 | A | Unknown |
| 818 FAMILY OFFICE, LLC CRD: 339082 | — | 0 | 0 | A | Unknown |
| 82 PARTNERS, LLC CRD: 309562 | — | 0 | 0 | A | Unknown |
| 82VS MANAGEMENT, LLC CRD: 331503 | — | 0 | 0 | A | Unknown |
| 83N PARTNERS, LLC CRD: 316643 | — | 0 | 0 | A | Unknown |
| 83NORTH MANAGEMENT, LTD. CRD: 283471 | — | 0 | 0 | A | Unknown |
| 84 VENTURES, LLC CRD: 315660 | — | 0 | 0 | A | Unknown |
| 86 REPUBLIC, LLC CRD: 307733 | — | 0 | 0 | A | Unknown |
| 8808 VENTURES LLC CRD: 305917 | — | 0 | 0 | A | Unknown |
| 888 PARTNERS CRD: 174911 | — | 0 | 0 | A | Unknown |
| 917 ADVISORY SERVICES LLC CRD: 331476 | — | 0 | 0 | A | Unknown |
| 922 VENTURES CRD: 331734 | — | 0 | 0 | A | Unknown |
| 93 FINANCIAL GROUP, LLC CRD: 144235 | — | 0 | 0 | A | Unknown |
| 95 IMPACT CAPITAL, INC. CRD: 284887 | — | 0 | 0 | A | Unknown |
| 9606 CAPITAL CRD: 324129 | — | 0 | 0 | A | Unknown |
| 9823 CAPITAL, LP CRD: 324329 | — | 0 | 0 | A | Unknown |
| 994 GROUP CRD: 292730 | — | 0 | 0 | A | Unknown |
| 994 GROUP CRD: 289923 | — | 0 | 0 | A | Unknown |
| 99RISES INC. CRD: 309803 | — | 0 | 0 | A | Unknown |
| 9D CAPITAL LLC CRD: 308524 | — | 0 | 0 | A | Unknown |
| 9I CAPITAL GROUP LLC CRD: 323057 | — | 0 | 0 | A | Unknown |
| 9INE FINANCIAL CRD: 286122 | — | 0 | 0 | A | Unknown |
| 9M INVESTMENTS, LLC CRD: 289320 | — | 0 | 0 | A | Unknown |
| A & C INVESTMENT, INC. CRD: 116708 | — | 0 | 0 | A | Unknown |
| A & E CAPITAL GROUP, INC. CRD: 24620 | — | 0 | 0 | A | INACTIVE |
| A & I WEALTH MANAGEMENT CRD: 148357 | — | 0 | 0 | A | Unknown |
| A & M SECURITIES, LLC CRD: 39345 | — | 0 | 0 | A | INACTIVE |
| A & P WEALTH MANAGEMENT CRD: 281261 | — | 0 | 0 | A | Unknown |
| A C SECURITIES, INC. CRD: 1340 | — | 0 | 0 | A | INACTIVE |
| A FIN MANAGEMENT LLC CRD: 315482 | — | 0 | 0 | A | Unknown |
| A J FELDMAN FINANCIAL, LLC CRD: 154773 | — | 0 | 0 | A | Unknown |
| A NARROW ROAD, LLC CRD: 290033 | — | 0 | 0 | A | Unknown |
| A PENNY PLANNED CRD: 318938 | — | 0 | 0 | A | Unknown |
| A R SECURITIES, INC. CRD: 20814 | — | 0 | 0 | A | INACTIVE |
| A SCHAFFER ADVISOR SERVICES CRD: 318140 | — | 0 | 0 | A | Unknown |
| A SLING & A STONE, INCORPORATED CRD: 134943 | — | 0 | 0 | A | Unknown |
| A SMALL INVESTMENT CRD: 332816 | — | 0 | 0 | A | Unknown |
| A TO Z ASSET ADVISORS, LLC CRD: 146146 | — | 0 | 0 | A | Unknown |