Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
HSBC Brokerage (USA) Inc.
CRD: 6956
 - 9 0 D INACTIVE
HSBC Global Asset Management (France)
CRD: 158519
 - 0 0 - Unknown
HSBC Global Asset Management (Hong Kong) Limited
CRD: 105193
 - 0 0 - Unknown
HSBC Global Asset Management (UK) Limited
CRD: 154700
 - 0 0 - Unknown
HSBC Global Asset Management (USA) Inc.
CRD: 105686
 - 0 1 - Unknown
HSBC Management (Guernsey) Limited
CRD: 172522
 - 0 0 - Unknown
HSBC Securities (USA) Inc.
CRD: 19585
 NY 94 287 C Active
HSC Financial Services LLC
CRD: 297093
 - 0 0 - Unknown
HSC Securities Corporation
CRD: 3069
 - 2 0 B INACTIVE
HSC Wealth Advisors
CRD: 105103
 - 0 1 - Unknown
Hscore Advisors LLC
CRD: 330589
 - 0 1 - Unknown
HSE Equity Partners LLC
CRD: 327319
 - 0 1 - Unknown
HSG Advisors (SG) PTE. Ltd
CRD: 342674
 - 0 0 - Unknown
HSI - HemisfÉRIO SUL Investimentos Ltda.
CRD: 162788
 - 0 0 - Unknown
HSI Gestora DE Ativos Financeiros Ltda.
CRD: 325801
 - 0 0 - Unknown
HSI Gestora DE Real Estate Private Equity Ltda
CRD: 322581
 - 0 0 - Unknown
HSI Gestora DE Special Opportunities Ltda
CRD: 322525
 - 0 0 - Unknown
Hsip Securities, LLC
CRD: 332851
 MI 0 1 A Active
HSM Real Estate Securities Corporation
CRD: 6780
 - 0 0 A INACTIVE
HSM&R Financial Services Corporation
CRD: 2212
 - 0 0 A INACTIVE
HSP Capital, LLC
CRD: 323590
 - 0 1 - Unknown
HSR Wealth Management
CRD: 304776
 - 0 0 - Unknown
Hsre Securities Advisors, LLC
CRD: 288164
 - 0 0 - Unknown
HST Ventures, LLC
CRD: 317143
 - 0 1 - Unknown
HSU Capital LLC
CRD: 129992
 - 0 0 A INACTIVE
HT Capital Securities, LLC
CRD: 149673
 - 0 0 A INACTIVE
HT Partners LLC
CRD: 147400
 - 0 2 - Unknown
HTB Wealth Advisors, LLC
CRD: 330312
 - 0 1 - Unknown
HTCP Management, LLC
CRD: 284075
 - 0 0 - Unknown
HTG Investment Advisors Inc
CRD: 108614
 - 0 6 - Unknown
HTG, LLC
CRD: 154803
 - 0 0 - Unknown
HTL Securities, Inc.
CRD: 35526
 - 0 0 A INACTIVE
Huatai Securities (USA), Inc.
CRD: 298809
 NY 0 2 A Active
Huaxing Associates III, L.P.
CRD: 330910
 - 0 0 - Unknown
Huaxing Growth Capital Advisory Limited
CRD: 330909
 - 0 0 - Unknown
Huaxing Growth Capital Management, Ltd.
CRD: 330918
 - 0 0 - Unknown
Huayu TSU Investment Management
CRD: 285284
 - 0 2 - Unknown
HUB Angels Management, LLC
CRD: 173531
 - 0 1 - Unknown
HUB International Investment Advisory Services Inc…
CRD: 290090
 - 0 0 - Unknown
HUB International Investment Services Inc.
CRD: 150252
 TX 0 2 A Active
HUB Investment Advisors, Inc
CRD: 164600
 - 0 0 - Unknown
HUB Investment Partners, LLC
CRD: 307956
 - 0 85 - Unknown
Hubbadu Capital Management, LLC
CRD: 336694
 - 0 1 - Unknown
Hubbard Securities, Inc.
CRD: 21446
 - 0 0 A INACTIVE
Hubbell Consulting, LLC
CRD: 140327
 - 0 0 - Unknown
Hubbell Securities Company, Inc.
CRD: 10424
 - 0 0 A INACTIVE
Hubbell Strickland Wealth Management, LLC
CRD: 301715
 - 0 1 - Unknown
Hubble Investments, LLC
CRD: 289415
 - 0 0 A INACTIVE
Huber Advisors LLC
CRD: 169071
 - 0 0 - Unknown
Huber Capital Management LLC
CRD: 143344
 - 0 1 - Unknown
Page 701 of 1601 (80,028 total)
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