Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Huber Financial CRD: 153747 | - | 0 | 0 | - | Unknown |
| Huber Financial Group, Ltd. CRD: 106331 | - | 0 | 0 | - | Unknown |
| Huber Joan Macmonnies CRD: 107221 | - | 0 | 0 | - | Unknown |
| Huber, Cardono, Moring & Richter, L.P. CRD: 110705 | - | 0 | 4 | - | Unknown |
| Huberman Financial Inc. CRD: 28760 | - | 6 | 0 | D | INACTIVE |
| Huberman Securities Corp. CRD: 10133 | - | 0 | 0 | A | INACTIVE |
| Huck Capital Management, LLC CRD: 306013 | - | 0 | 0 | - | Unknown |
| Huckin Financial Group, Inc. CRD: 8593 | - | 4 | 0 | C | INACTIVE |
| Huckleberry Capital Management, LLC CRD: 173149 | - | 0 | 0 | - | Unknown |
| Huckstep Asset Management, LLC CRD: 308437 | - | 0 | 2 | - | Unknown |
| HUD Trading, LLC CRD: 122963 | - | 0 | 0 | A | INACTIVE |
| Huda Capital, LLC CRD: 319342 | - | 0 | 0 | - | Unknown |
| Hudock Capital Group CRD: 149255 | - | 0 | 5 | - | Unknown |
| Hudon Securities, Inc. CRD: 13424 | - | 0 | 0 | A | INACTIVE |
| Hudson Advisor Services, Inc. CRD: 107769 | - | 0 | 6 | - | Unknown |
| Hudson Advisors CRD: 156078 | - | 0 | 1 | - | Unknown |
| Hudson Alliance L.L.C. CRD: 38796 | - | 0 | 0 | A | INACTIVE |
| Hudson BAY Capital Management LP CRD: 155910 | - | 0 | 1 | - | Unknown |
| Hudson Canyon Capital Management CRD: 286437 | - | 0 | 1 | - | Unknown |
| Hudson Capital Advisors BD LLC CRD: 132424 | CA | 1 | 4 | B | Active |
| Hudson Capital Advisory, Inc. CRD: 304163 | - | 0 | 5 | - | Unknown |
| Hudson Capital Management (NY), L.P. CRD: 160592 | - | 0 | 0 | - | Unknown |
| Hudson Capital Management Inc. CRD: 281035 | - | 0 | 0 | - | Unknown |
| Hudson Capital Management Inc. CRD: 307412 | - | 0 | 2 | - | Unknown |
| Hudson Castle Securities Inc. CRD: 130142 | - | 0 | 0 | A | INACTIVE |
| Hudson Companies CRD: 146338 | - | 0 | 1 | - | Unknown |
| Hudson Cooper Asset Management, Inc. CRD: 159455 | - | 0 | 0 | - | Unknown |
| Hudson Cove Capital Management LLC CRD: 283128 | - | 0 | 1 | - | Unknown |
| Hudson Crest Capital LLC CRD: 175331 | - | 0 | 0 | - | Unknown |
| Hudson Delaware Planning LLC CRD: 305105 | - | 0 | 1 | - | Unknown |
| Hudson Derivatives, LLC CRD: 139827 | - | 0 | 0 | A | INACTIVE |
| Hudson Edge Investment Partners, Inc. CRD: 104870 | - | 0 | 1 | - | Unknown |
| Hudson Executive Capital LP CRD: 175032 | - | 0 | 1 | - | Unknown |
| Hudson Executive Securities LLC CRD: 312594 | - | 0 | 0 | A | INACTIVE |
| Hudson Ferry Capital Management LLC CRD: 298547 | - | 0 | 0 | - | Unknown |
| Hudson Financial Advisors Inc CRD: 113978 | - | 0 | 4 | - | Unknown |
| Hudson Financial Incorporated CRD: 29825 | - | 0 | 0 | A | INACTIVE |
| Hudson Harper Capital Management LP CRD: 312709 | - | 0 | 2 | - | Unknown |
| Hudson Heritage Capital Management, Inc. CRD: 44357 | NY | 0 | 4 | A | Active |
| Hudson Hill Capital Management, LLC CRD: 316815 | - | 0 | 1 | - | Unknown |
| Hudson House Capital Incorporated CRD: 335654 | - | 0 | 1 | - | Unknown |
| Hudson Housing Capital LLC CRD: 161240 | - | 0 | 9 | - | Unknown |
| Hudson Housing Securities LLC CRD: 103861 | NY | 1 | 2 | B | Active |
| Hudson Investments CRD: 156176 | - | 0 | 0 | - | Unknown |
| Hudson Knight Securities, Inc. CRD: 31222 | - | 0 | 0 | A | INACTIVE |
| Hudson OAK Wealth Advisory LLC CRD: 300218 | - | 0 | 1 | - | Unknown |
| Hudson Park Advisors LLC CRD: 156821 | - | 0 | 0 | - | Unknown |
| Hudson Park Management, LLC CRD: 312410 | - | 0 | 0 | - | Unknown |
| Hudson Partners Securities LLC CRD: 145425 | - | 0 | 0 | A | INACTIVE |
| Hudson Pilot CRD: 150263 | - | 0 | 0 | - | Unknown |