Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hudson Portfolio Management LLC CRD: 130021 | - | 0 | 2 | - | Unknown |
| Hudson Realty Capital LLC CRD: 157611 | - | 0 | 0 | - | Unknown |
| Hudson River Analytics, Inc. CRD: 119994 | - | 0 | 0 | A | INACTIVE |
| Hudson Securities, Inc. CRD: 26756 | - | 0 | 0 | A | INACTIVE |
| Hudson Securities,Inc. CRD: 10467 | - | 26 | 0 | F | INACTIVE |
| Hudson Sloane & Co., L.L.C. CRD: 38955 | - | 2 | 0 | B | INACTIVE |
| Hudson Structured Capital Management Ltd. CRD: 282919 | - | 0 | 1 | - | Unknown |
| Hudson Technology Inc. CRD: 143619 | - | 0 | 0 | - | Unknown |
| Hudson Trader Brokerage Services, Inc. CRD: 42831 | - | 1 | 0 | B | INACTIVE |
| Hudson Trading Group CRD: 307840 | - | 0 | 1 | - | Unknown |
| Hudson Valley Capital Management CRD: 24162 | - | 2 | 0 | B | INACTIVE |
| Hudson Valley Planning Co. CRD: 2246 | - | 0 | 0 | A | INACTIVE |
| Hudson Value Partners, LLC CRD: 301325 | - | 0 | 5 | - | Unknown |
| Hudson View Advisors, LLC CRD: 288839 | - | 0 | 1 | - | Unknown |
| Hudson WAY Capital Management, LLC CRD: 172400 | - | 0 | 1 | - | Unknown |
| Hudson Wealth Management, LLC CRD: 291182 | - | 0 | 2 | - | Unknown |
| Hudsonwest LLC CRD: 304884 | CO | 0 | 2 | A | Active |
| Huerter Financial Planning, LLC. CRD: 307909 | - | 0 | 0 | - | Unknown |
| Huesler Financial Consulting AG CRD: 285171 | - | 0 | 0 | - | Unknown |
| Hueston Financial Services LLC CRD: 317563 | - | 0 | 0 | - | Unknown |
| Huff Financial Counsel LLC CRD: 305535 | - | 0 | 0 | - | Unknown |
| Huff Wealth Management LLC CRD: 157602 | - | 0 | 2 | - | Unknown |
| Huff, Jamie CRD: 164060 | - | 0 | 0 | - | Unknown |
| Huffman & Ross Wealth Management LLC CRD: 334674 | - | 0 | 1 | - | Unknown |
| Huffman Financial Services Inc CRD: 126474 | - | 0 | 1 | - | Unknown |
| Huffman Prairie Capital, LLC CRD: 162685 | - | 0 | 0 | A | INACTIVE |
| Huffman Prairie Holdings, LLC CRD: 310634 | - | 0 | 1 | - | Unknown |
| Huffman Securities Company, Inc. CRD: 10888 | - | 0 | 0 | A | INACTIVE |
| Huffman Wealth Management CRD: 322238 | - | 0 | 2 | - | Unknown |
| Hugh Armstrong Financial Corporation CRD: 16294 | - | 0 | 0 | A | INACTIVE |
| Hugh GEE & Co., Inc. CRD: 7085 | - | 0 | 0 | A | INACTIVE |
| Hugh GEE and Daughter, Inc. CRD: 19687 | - | 0 | 0 | A | INACTIVE |
| Hugh Johnson Advisors LLC CRD: 133395 | - | 0 | 0 | - | Unknown |
| Hugh Martin & Co. CRD: 7828 | - | 0 | 0 | A | INACTIVE |
| Hughes & Company CRD: 311212 | - | 0 | 1 | - | Unknown |
| Hughes & Company Investment Advisory, LLC CRD: 173614 | - | 0 | 1 | - | Unknown |
| Hughes & Company Investment Brokers, Inc. CRD: 14712 | - | 0 | 0 | A | INACTIVE |
| Hughes Berkshire Advisory, LLC CRD: 173303 | - | 0 | 0 | - | Unknown |
| Hughes Capital Management, LLC CRD: 169138 | - | 0 | 1 | - | Unknown |
| Hughes Family Capital, LLC CRD: 338201 | - | 0 | 4 | - | Unknown |
| Hughes Financial Group, LLC CRD: 168531 | - | 0 | 1 | - | Unknown |
| Hughes Financial Services, LLC CRD: 173195 | - | 0 | 1 | - | Unknown |
| Hughes Investment Advisory Services L.L.C. CRD: 127294 | - | 0 | 0 | - | Unknown |
| Hughes Investment Group, Inc. CRD: 15434 | - | 0 | 0 | A | INACTIVE |
| Hughes Securities, Inc. CRD: 17006 | - | 0 | 0 | A | INACTIVE |
| Hughes Warren, Inc. CRD: 145570 | - | 0 | 1 | - | Unknown |
| Hughes Wealth Management Incorporated CRD: 321954 | - | 0 | 1 | - | Unknown |
| Hugo Marx & Co Inc CRD: 7052 | - | 1 | 0 | B | INACTIVE |
| Huguenot Financial Planning CRD: 292553 | - | 0 | 1 | - | Unknown |
| HUI Malama Financial Advisors LLC CRD: 299592 | - | 0 | 1 | - | Unknown |