Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Huidong Securities Co., Ltd CRD: 329368 | - | 0 | 0 | - | Unknown |
| Huidong Securities Investment Co., Ltd CRD: 334691 | - | 0 | 1 | - | Unknown |
| Huizenga Capital Management, LLC CRD: 156524 | - | 0 | 1 | - | Unknown |
| Hula Community Partners, LLC CRD: 341224 | - | 0 | 1 | - | Unknown |
| Hull and Turel Investment Management, LLC CRD: 171354 | - | 0 | 0 | - | Unknown |
| Hull Capital Management CRD: 115809 | - | 0 | 0 | - | Unknown |
| Hull Capital Management LLC CRD: 138475 | - | 0 | 0 | - | Unknown |
| Hull Quantitative Fund, L.L.C. CRD: 45486 | - | 0 | 0 | A | INACTIVE |
| Hull Street Energy CRD: 291881 | - | 0 | 1 | - | Unknown |
| Hull Tactical CRD: 171391 | - | 0 | 1 | - | Unknown |
| Hull Trading Company, L.L.C. CRD: 28267 | - | 0 | 0 | A | INACTIVE |
| Hull Transaction Services, L.L.C. CRD: 36070 | - | 3 | 0 | C | INACTIVE |
| Hull Wealth Management CRD: 131741 | - | 0 | 1 | - | Unknown |
| Hull Wealth Management LLC CRD: 340282 | - | 0 | 1 | - | Unknown |
| Huller & Associates, LLC CRD: 289543 | - | 0 | 0 | - | Unknown |
| Hulsey Capital Management, Inc. CRD: 116183 | - | 0 | 1 | - | Unknown |
| Hulthage Family Office CRD: 149566 | - | 0 | 0 | - | Unknown |
| Humain Ventures, LLC CRD: 332045 | - | 0 | 1 | - | Unknown |
| Human Capital CRD: 296844 | - | 0 | 1 | - | Unknown |
| Human Capital Wealth Management CRD: 319649 | - | 0 | 1 | - | Unknown |
| Human Element CRD: 329759 | - | 0 | 1 | - | Unknown |
| Human Financial CRD: 147261 | - | 0 | 1 | - | Unknown |
| Human Interest Advisors LLC CRD: 269875 | - | 0 | 1 | - | Unknown |
| Human Investing CRD: 133017 | - | 0 | 1 | - | Unknown |
| Human Ventures LLC CRD: 328556 | - | 0 | 1 | - | Unknown |
| Humane Investing, LLC. CRD: 309690 | - | 0 | 1 | - | Unknown |
| Humanize Wealth CRD: 325178 | - | 0 | 3 | - | Unknown |
| Humankind Investments CRD: 304081 | - | 0 | 1 | - | Unknown |
| Humanrace Capital CRD: 340631 | - | 0 | 1 | - | Unknown |
| Humax Ventures Partners LLC CRD: 335134 | - | 0 | 0 | - | Unknown |
| Humbition Management, LLC CRD: 290641 | - | 0 | 1 | - | Unknown |
| Humble Capital Management LLC CRD: 158115 | - | 0 | 2 | - | Unknown |
| Humble Growth CRD: 322006 | - | 0 | 1 | - | Unknown |
| Humble Stonebrook Fund LLC CRD: 324355 | - | 0 | 0 | - | Unknown |
| Humble Ventures LLC CRD: 306493 | - | 0 | 1 | - | Unknown |
| Humboldt Capital, LLC CRD: 316269 | - | 0 | 1 | - | Unknown |
| Humboldt Eastern Railroad Management LLC CRD: 299290 | - | 0 | 0 | - | Unknown |
| Hume Capital Management, LLC CRD: 290257 | - | 0 | 0 | - | Unknown |
| Humilis Investment Strategies, LLC CRD: 338310 | - | 0 | 1 | - | Unknown |
| Humla Ventures LLC CRD: 327731 | - | 0 | 1 | - | Unknown |
| Hummel Planning, LLC CRD: 298404 | - | 0 | 0 | - | Unknown |
| Hummel Wealth Management, LLC CRD: 143523 | - | 0 | 8 | - | Unknown |
| Hummer Financial Advisory Services Inc CRD: 108550 | - | 0 | 1 | - | Unknown |
| Hummer Winblad Venture Partners CRD: 159709 | - | 0 | 1 | - | Unknown |
| Humming Bird Mauritius CRD: 310551 | - | 0 | 0 | - | Unknown |
| Hummingbird CRD: 175313 | - | 0 | 0 | - | Unknown |
| Hummingbird Partners Limited CRD: 287938 | - | 0 | 0 | - | Unknown |
| Hummingbird Partners, LLC CRD: 173269 | - | 0 | 0 | - | Unknown |
| Hummingbird Ventures Management NV CRD: 342344 | - | 0 | 0 | - | Unknown |
| Hummingbird Ventures V US GP LLC CRD: 326746 | - | 0 | 0 | - | Unknown |