Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Humphreys Capital CRD: 288298 | - | 0 | 0 | - | Unknown |
| Humphreys Capital, LLC CRD: 309323 | - | 0 | 1 | - | Unknown |
| Humphries and Company CRD: 19391 | - | 0 | 0 | A | INACTIVE |
| HUN USA LP CRD: 150360 | - | 0 | 0 | A | INACTIVE |
| Hundertmark Capital LLC CRD: 321138 | - | 0 | 1 | - | Unknown |
| Hungerford Financial LLC CRD: 249789 | - | 0 | 1 | - | Unknown |
| Hunjo LLC CRD: 290595 | - | 0 | 1 | - | Unknown |
| Hunley Wealth Management LLC CRD: 331504 | - | 0 | 2 | - | Unknown |
| Hunnicutt & Co. LLC CRD: 20576 | NY | 1 | 2 | B | Active |
| Hunnington Capital Markets, Inc. CRD: 20719 | - | 0 | 0 | A | INACTIVE |
| Hunniwell Lake Ventures CRD: 339411 | - | 0 | 1 | - | Unknown |
| Hunsicker Investment Management, LLC CRD: 318866 | - | 0 | 1 | - | Unknown |
| Hunt Capital Corporation (the) CRD: 14534 | - | 0 | 0 | A | INACTIVE |
| Hunt Capital Management, LLC CRD: 308017 | - | 0 | 1 | - | Unknown |
| Hunt Club Advisors, LLC CRD: 283130 | - | 0 | 0 | - | Unknown |
| Hunt Financial Securities CRD: 169919 | - | 0 | 0 | A | INACTIVE |
| Hunt Investment Management, LLC CRD: 151744 | - | 0 | 1 | - | Unknown |
| Hunt Lane Capital CRD: 168927 | - | 0 | 0 | - | Unknown |
| Hunt Wealth CRD: 336648 | - | 0 | 1 | - | Unknown |
| Hunt Wealth Management CRD: 288892 | - | 0 | 2 | - | Unknown |
| Hunt, Gary Allyn CRD: 31729 | - | 0 | 0 | A | INACTIVE |
| Hunter Asset Management, LLC CRD: 117253 | - | 0 | 0 | A | INACTIVE |
| Hunter Associates LLC CRD: 30177 | PA | 1 | 6 | B | Active |
| Hunter Capital CRD: 328501 | - | 0 | 0 | - | Unknown |
| Hunter Capital Advisors, Inc. CRD: 136335 | - | 0 | 0 | - | Unknown |
| Hunter Capital Group, L.L.C. CRD: 39724 | - | 0 | 0 | A | INACTIVE |
| Hunter Capital Limited Partnership CRD: 299914 | - | 0 | 0 | - | Unknown |
| Hunter Capital Management CRD: 309050 | - | 0 | 3 | - | Unknown |
| Hunter Capital Management Inc. CRD: 116323 | - | 0 | 2 | - | Unknown |
| Hunter Capital Markets, LLC CRD: 125978 | - | 1 | 0 | B | INACTIVE |
| Hunter Financial Services, Inc. CRD: 128680 | - | 0 | 0 | - | Unknown |
| Hunter International Securities, Inc. CRD: 34722 | - | 0 | 0 | A | INACTIVE |
| Hunter Investment Services LLC CRD: 333760 | - | 0 | 1 | - | Unknown |
| Hunter Keith Industries, Inc. CRD: 332688 | - | 0 | 0 | - | Unknown |
| Hunter Lewis LLC CRD: 304985 | - | 0 | 1 | - | Unknown |
| Hunter Michael Investment Advisors Inc CRD: 107884 | - | 0 | 2 | - | Unknown |
| Hunter Peak Investments, LP CRD: 281105 | - | 0 | 0 | - | Unknown |
| Hunter Peak Investments, LP CRD: 333257 | - | 0 | 0 | - | Unknown |
| Hunter Point Capital LP CRD: 310871 | - | 0 | 1 | - | Unknown |
| Hunter Private Capital Advisors, LLC CRD: 333651 | - | 0 | 1 | - | Unknown |
| Hunter Scott Financial LLC. CRD: 45559 | - | 8 | 0 | D | INACTIVE |
| Hunter Search Management CRD: 333583 | - | 0 | 1 | - | Unknown |
| Hunter Search Management, LLC CRD: 324696 | - | 0 | 0 | - | Unknown |
| Hunter Securities, Inc. CRD: 13633 | - | 0 | 0 | A | INACTIVE |
| Hunter Specialists, LLC CRD: 43303 | - | 0 | 0 | A | INACTIVE |
| Hunter Street Investment Advisors LLC CRD: 145334 | - | 0 | 1 | - | Unknown |
| Hunter Street Partners, LP CRD: 298142 | - | 0 | 1 | - | Unknown |
| Hunter Value Capital LLC CRD: 298289 | - | 0 | 2 | - | Unknown |
| Hunter VIP Investments, LLC CRD: 336715 | - | 0 | 1 | - | Unknown |
| Hunter Wise Securities, LLC CRD: 104193 | - | 0 | 0 | A | INACTIVE |