Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hunter World Markets, Inc. CRD: 38755 | - | 3 | 0 | C | INACTIVE |
| Hunter, Keith, Marshall & Co., Incorporated CRD: 11424 | - | 2 | 0 | B | INACTIVE |
| Hunterbrook Capital LP CRD: 330338 | - | 0 | 1 | - | Unknown |
| Hunters Moon Capital (US) LP CRD: 339386 | - | 0 | 1 | - | Unknown |
| Hunters Moon Capital LLP CRD: 334813 | - | 0 | 0 | - | Unknown |
| Hunthill Capital, LLC CRD: 130604 | - | 0 | 0 | A | INACTIVE |
| Hunting Hill Global Capital, LLC CRD: 167481 | - | 0 | 1 | - | Unknown |
| Hunting Party Securities, Ltd. CRD: 118650 | - | 2 | 0 | B | INACTIVE |
| Huntingdon Securities Corporation CRD: 16497 | - | 2 | 0 | B | INACTIVE |
| Huntington Avenue Ventures Management, LLC CRD: 312846 | - | 0 | 1 | - | Unknown |
| Huntington Capital Corp. CRD: 31021 | - | 1 | 0 | B | INACTIVE |
| Huntington Capital Investors, Ltd. CRD: 16374 | - | 0 | 0 | A | INACTIVE |
| Huntington Capital Securities, Inc. CRD: 16199 | - | 0 | 0 | A | INACTIVE |
| Huntington Holdings, Inc. CRD: 106361 | - | 0 | 0 | A | INACTIVE |
| Huntington Industrial Investments LLC CRD: 298665 | - | 0 | 1 | - | Unknown |
| Huntington Investments, Inc. CRD: 13897 | - | 0 | 0 | A | INACTIVE |
| Huntington Management, LLC CRD: 157431 | - | 0 | 0 | - | Unknown |
| Huntington Securities Group, Inc. CRD: 10562 | - | 0 | 0 | A | INACTIVE |
| Huntington Securities, Inc. CRD: 2261 | OH | 8 | 20 | C | Active |
| Huntington Securities, LLC CRD: 116558 | - | 1 | 0 | B | INACTIVE |
| Huntington Steele LLC CRD: 126615 | - | 0 | 0 | - | Unknown |
| Huntleigh Advisors, Inc. CRD: 113412 | - | 0 | 48 | - | Unknown |
| Huntleigh Byrne Investment Advisors Inc CRD: 104998 | - | 0 | 0 | - | Unknown |
| Huntleigh Securities Corporation CRD: 7456 | MO | 8 | 14 | B | Active |
| Huntwick Capital Management LLC CRD: 336203 | - | 0 | 1 | - | Unknown |
| Huntwicke Securities, LLC CRD: 146993 | MA | 0 | 5 | A | Active |
| Hurdle6 Capital, LLC CRD: 306531 | - | 0 | 0 | - | Unknown |
| Hurlburt Financial CRD: 152173 | - | 0 | 1 | - | Unknown |
| Hurley Capital, LLC CRD: 130051 | - | 0 | 1 | - | Unknown |
| Hurley Financial Group, Inc. CRD: 108983 | - | 0 | 3 | - | Unknown |
| Hurley Investments, LLC CRD: 153535 | - | 0 | 3 | - | Unknown |
| Hurley Wealth Management Group, Inc CRD: 155475 | - | 0 | 1 | - | Unknown |
| Hurlow Wealth Management Group, Inc. CRD: 282587 | - | 0 | 2 | - | Unknown |
| Huron Capital Advisors CRD: 318748 | - | 0 | 1 | - | Unknown |
| Huron Capital Partners LLC CRD: 157060 | - | 0 | 1 | - | Unknown |
| Huron Investment Management, Inc. CRD: 164983 | - | 0 | 1 | - | Unknown |
| Huron Transaction Advisory LLC CRD: 166959 | IL | 0 | 4 | A | Active |
| Hurricane Advisor Solutions CRD: 338267 | - | 0 | 1 | - | Unknown |
| Hurricane Capital Advisors LLC CRD: 314749 | - | 0 | 1 | - | Unknown |
| Hurricane Capital, L.L.C. CRD: 129029 | - | 0 | 0 | A | INACTIVE |
| Hurricane Trading, LLC CRD: 29518 | - | 2 | 0 | B | INACTIVE |
| Hurst & Degraffenried Wealth Management, LLC CRD: 152563 | - | 0 | 2 | - | Unknown |
| Hurst Capital Management CRD: 115185 | - | 0 | 3 | - | Unknown |
| Hurst Wealth Advisors, PC CRD: 127652 | - | 0 | 1 | - | Unknown |
| Hurt & Associates, LLC CRD: 117182 | - | 0 | 0 | - | Unknown |
| Hurwitz Associates, Inc. CRD: 133472 | - | 0 | 3 | - | Unknown |
| Husami & Associates CRD: 134240 | - | 0 | 2 | - | Unknown |
| Husky Trading CRD: 115242 | - | 4 | 0 | C | INACTIVE |
| Huss Financial, LLC CRD: 309754 | - | 0 | 0 | - | Unknown |
| Huss Services, Inc. CRD: 2258 | - | 1 | 0 | B | INACTIVE |