Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hussman Strategic Advisors Inc CRD: 109400 | - | 0 | 1 | - | Unknown |
| Hussmen Financial CRD: 148127 | - | 0 | 1 | - | Unknown |
| Hustle Fund Management, LLC CRD: 291058 | - | 0 | 1 | - | Unknown |
| Hustlewealth Investment & Asset Management, LLC CRD: 286666 | - | 0 | 0 | - | Unknown |
| HUT 8 Ventures Management, LLC CRD: 304678 | - | 0 | 0 | - | Unknown |
| Hutch Capital Management LLC CRD: 290275 | - | 0 | 1 | - | Unknown |
| Hutchens Investment Management Inc CRD: 112312 | - | 0 | 0 | - | Unknown |
| Hutchin Hill Capital, LP CRD: 156802 | - | 0 | 0 | - | Unknown |
| Hutchins Canning & Company PA CRD: 118918 | - | 0 | 1 | - | Unknown |
| Hutchinson & Ziegler Financial Advisors, Inc. CRD: 145096 | - | 0 | 3 | - | Unknown |
| Hutchinson Financial Advisors, Inc CRD: 116062 | - | 0 | 0 | - | Unknown |
| Hutchinson Securities CRD: 10160 | - | 0 | 0 | A | INACTIVE |
| Hutchinson, FOX, Inc. CRD: 14086 | - | 0 | 0 | A | INACTIVE |
| Hutchinson/Ifrah, Inc. CRD: 46568 | - | 0 | 0 | A | INACTIVE |
| Hutchison Investment Advisors CRD: 116090 | - | 0 | 1 | - | Unknown |
| Hutchison Road Partners, LLC CRD: 149028 | - | 0 | 2 | - | Unknown |
| Hutchison Whitehead Wealth Management CRD: 129716 | - | 0 | 1 | - | Unknown |
| Hutchison, Robert CRD: 103969 | - | 0 | 0 | A | INACTIVE |
| Huth Advisory Group, LLC CRD: 134978 | - | 0 | 0 | - | Unknown |
| Hutner Capital Management Inc. CRD: 107896 | - | 0 | 2 | - | Unknown |
| Hutt Capital, LLC CRD: 312248 | - | 0 | 1 | - | Unknown |
| Huttoe & Associates, Inc. CRD: 17461 | - | 0 | 0 | A | INACTIVE |
| Hutton Collins Partners LLP CRD: 161439 | - | 0 | 0 | - | Unknown |
| Hutton Wealth Management Services, LLC CRD: 149467 | - | 0 | 0 | - | Unknown |
| Hutzler Brokerage Group, Inc. CRD: 24231 | - | 0 | 0 | A | INACTIVE |
| Huygens Capital LLC CRD: 168438 | - | 0 | 3 | - | Unknown |
| HV Capital Adviser GMBH CRD: 163955 | - | 0 | 0 | - | Unknown |
| HV Capital Advisors LLC CRD: 163912 | - | 0 | 1 | - | Unknown |
| HV Capital Management CRD: 339467 | - | 0 | 1 | - | Unknown |
| HV Capital Manager GMBH CRD: 301966 | - | 0 | 0 | - | Unknown |
| HV Fund I Management Co, LLC CRD: 162945 | - | 0 | 1 | - | Unknown |
| HVA Brokerage Services LLC CRD: 113864 | - | 0 | 0 | A | INACTIVE |
| HVC Management Co., LLC CRD: 283831 | - | 0 | 1 | - | Unknown |
| HVM Etfs LLC CRD: 305223 | - | 0 | 0 | - | Unknown |
| HVPF Manager II, LLC CRD: 318754 | - | 0 | 1 | - | Unknown |
| HW Capital Advisors, LLC CRD: 174649 | - | 0 | 0 | - | Unknown |
| HW Capital LLC CRD: 298731 | - | 0 | 1 | - | Unknown |
| HW Financial Advisors CRD: 120914 | - | 0 | 0 | - | Unknown |
| HWA Financial Group CRD: 120745 | - | 0 | 2 | - | Unknown |
| HWC Financial CRD: 299845 | - | 0 | 1 | - | Unknown |
| Hwco Wealth Management Services, LLC CRD: 173340 | - | 0 | 0 | - | Unknown |
| HWJ Capital Partners II, LLC CRD: 132135 | FL | 1 | 2 | B | Active |
| HWJ Capital Partners, L.P. CRD: 42770 | - | 0 | 0 | A | INACTIVE |
| HWM LLC CRD: 174302 | - | 0 | 0 | - | Unknown |
| HWM Wealth Management LLC CRD: 333763 | - | 0 | 1 | - | Unknown |
| Hwong CRD: 149925 | - | 0 | 2 | - | Unknown |
| HWS Client Services LLC CRD: 304705 | - | 0 | 0 | - | Unknown |
| HWVP Management Company, L.L.C. CRD: 289786 | - | 0 | 1 | - | Unknown |
| HX Investment Advisor II, Inc. CRD: 328361 | - | 0 | 0 | - | Unknown |
| HX Investment Advisor, Inc. CRD: 328359 | - | 0 | 1 | - | Unknown |