Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| HY Financial LLC CRD: 155571 | - | 0 | 1 | - | Unknown |
| HY24 CRD: 325177 | - | 0 | 0 | - | Unknown |
| HYA Advisors, Inc CRD: 106691 | - | 0 | 0 | - | Unknown |
| HYA Financial CRD: 286161 | - | 0 | 1 | - | Unknown |
| Hyacinth Capital LLC CRD: 318812 | - | 0 | 0 | - | Unknown |
| Hyak Capital Partners LLC CRD: 268794 | - | 0 | 0 | - | Unknown |
| Hyams Investments, Inc. CRD: 121932 | - | 0 | 2 | - | Unknown |
| Hyatt Capital Management CRD: 105770 | - | 0 | 0 | - | Unknown |
| Hybrid Endowment Management, LLC CRD: 316846 | - | 0 | 0 | - | Unknown |
| Hybrid Trading & Resources, Inc. CRD: 125032 | - | 1 | 0 | B | INACTIVE |
| Hybrid Trading & Resources, LLC CRD: 133030 | - | 11 | 0 | D | INACTIVE |
| Hybridtrading, LLC CRD: 133016 | - | 0 | 0 | A | INACTIVE |
| Hycliff Associates Limited CRD: 10516 | - | 0 | 0 | A | INACTIVE |
| Hyco River Investments, Incorporated CRD: 341359 | - | 0 | 1 | - | Unknown |
| Hyde Park 88 LLC CRD: 292845 | - | 0 | 0 | - | Unknown |
| Hyde Park Angels, Inc. CRD: 319762 | - | 0 | 1 | - | Unknown |
| Hyde Park Capital Advisors, LLC CRD: 104271 | FL | 1 | 5 | B | Active |
| Hyde Park Financial, Inc. CRD: 18035 | - | 0 | 0 | A | INACTIVE |
| Hyde Park Venture Partners CRD: 170730 | - | 0 | 1 | - | Unknown |
| Hyde Park Wealth LLC CRD: 335695 | - | 0 | 1 | - | Unknown |
| Hyder and Company, Inc. CRD: 2263 | - | 0 | 0 | A | INACTIVE |
| Hydra Securities Corporation CRD: 16095 | - | 0 | 0 | A | INACTIVE |
| Hydra Wealth Advisors LLC CRD: 325154 | - | 0 | 1 | - | Unknown |
| Hydrazine Capital GP, LLC CRD: 165781 | - | 0 | 0 | - | Unknown |
| Hydrazine Capital II GP, LLC CRD: 313937 | - | 0 | 0 | - | Unknown |
| Hydrazine Capital III GP, LLC CRD: 325713 | - | 0 | 0 | - | Unknown |
| Hydrazine Capital IV GP, LLC CRD: 325716 | - | 0 | 0 | - | Unknown |
| Hydrazine Capital Management, LLC CRD: 332160 | - | 0 | 1 | - | Unknown |
| Hydrogen Technology Ventures CRD: 313331 | - | 0 | 1 | - | Unknown |
| Hyer, Bikson & Hinsen, Inc. CRD: 15141 | - | 0 | 0 | A | INACTIVE |
| Hygge Advisors, LLC CRD: 289980 | - | 0 | 1 | - | Unknown |
| HYJC Capital of WNY CRD: 325574 | - | 0 | 1 | - | Unknown |
| Hyla Brook LLC CRD: 298192 | - | 0 | 0 | - | Unknown |
| Hyla Brook, LLC CRD: 310546 | - | 0 | 0 | - | Unknown |
| Hyla Fund Management LLC CRD: 293720 | - | 0 | 1 | - | Unknown |
| Hyland Lake Partners CRD: 332244 | - | 0 | 1 | - | Unknown |
| Hyland Wealth Management LLC CRD: 288231 | - | 0 | 1 | - | Unknown |
| Hyline Wealth CRD: 152893 | - | 0 | 3 | - | Unknown |
| Hylland Capital Management CRD: 281574 | - | 0 | 0 | - | Unknown |
| Hylton Multifamily Fund I LLC CRD: 321250 | - | 0 | 0 | - | Unknown |
| HYM Financial, Inc. CRD: 16983 | - | 0 | 0 | A | INACTIVE |
| Hyman Ketchel CRD: 2432 | - | 0 | 0 | A | INACTIVE |
| Hynes Advisory Group LLC CRD: 145731 | - | 0 | 1 | - | Unknown |
| Hynson & Company Incorporated CRD: 2266 | - | 0 | 0 | A | INACTIVE |
| Hypatia Capital Management LLC CRD: 311411 | - | 0 | 1 | - | Unknown |
| Hyperguap Atlantis, LLC CRD: 322192 | - | 0 | 1 | - | Unknown |
| Hyperion Capital Advisors CRD: 168753 | - | 0 | 0 | - | Unknown |
| Hyperion Capital Advisors LP CRD: 304230 | - | 0 | 1 | - | Unknown |
| Hyperion Capital Management, LLC CRD: 150074 | - | 0 | 0 | - | Unknown |
| Hyperion Capital Partners, LLC CRD: 286658 | - | 0 | 0 | - | Unknown |