Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hyperion Financial CRD: 313014 | - | 0 | 1 | - | Unknown |
| Hyperion Management Holdings, LLC CRD: 340262 | - | 0 | 1 | - | Unknown |
| Hyperion Partners, LLC CRD: 298729 | - | 0 | 0 | - | Unknown |
| Hyperion Street CRD: 328507 | - | 0 | 0 | - | Unknown |
| Hyperion Wealth Management LLC CRD: 321163 | - | 0 | 1 | - | Unknown |
| Hyperion Wealth Management, LLC CRD: 277141 | - | 0 | 1 | - | Unknown |
| Hyperplane Venture Capital CRD: 308587 | - | 0 | 1 | - | Unknown |
| Hyperspace Partners CRD: 333382 | - | 0 | 0 | - | Unknown |
| Hypersphere Atlas Management Ltd. CRD: 330160 | - | 0 | 0 | - | Unknown |
| Hypersphere Capital Management LP CRD: 310620 | - | 0 | 0 | - | Unknown |
| Hypersphere Parallel Network Management LP CRD: 317293 | - | 0 | 1 | - | Unknown |
| Hypersphere Ventures LLC CRD: 307383 | - | 0 | 1 | - | Unknown |
| Hyperwise Ventures Management Ltd CRD: 308932 | - | 0 | 0 | - | Unknown |
| Hyperx Foundation Ltd CRD: 336782 | - | 0 | 1 | - | Unknown |
| Hyphen Capital CRD: 330323 | - | 0 | 1 | - | Unknown |
| Hyphen Fund Management LLC CRD: 148555 | - | 0 | 0 | - | Unknown |
| Hyphen Wealth Management CRD: 338134 | - | 0 | 2 | - | Unknown |
| Hypo Capital Markets, Inc. CRD: 133816 | - | 0 | 0 | A | INACTIVE |
| Hypo Financial Services and Investment Adviser CRD: 165439 | - | 0 | 1 | - | Unknown |
| Hypo Securities Inc. CRD: 35202 | - | 0 | 0 | A | INACTIVE |
| Hyposwiss Advisors SA CRD: 157400 | - | 0 | 0 | - | Unknown |
| Hypotenuse Capital Management, LLC CRD: 175427 | - | 0 | 0 | - | Unknown |
| Hyson Financial Solutions LLC CRD: 282053 | - | 0 | 0 | - | Unknown |
| Hyve CRD: 322634 | - | 0 | 1 | - | Unknown |
| Hyvorian Financial CRD: 339194 | - | 0 | 2 | - | Unknown |
| Hyxcel Asset Management Inc. CRD: 341265 | - | 0 | 1 | - | Unknown |
| HYY Forbes, LLC CRD: 123923 | - | 0 | 0 | A | INACTIVE |
| HYY Specialists, LLC CRD: 42486 | - | 0 | 0 | A | INACTIVE |
| HZ Investments Inc. CRD: 312268 | - | 0 | 1 | - | Unknown |
| I & M Investments,Inc. CRD: 14644 | - | 0 | 0 | A | INACTIVE |
| I AM, Inc. CRD: 149501 | - | 0 | 1 | - | Unknown |
| I Squared Capital Advisors (US) LLC CRD: 168339 | - | 0 | 1 | - | Unknown |
| I T B Asset Management, Inc. CRD: 118422 | - | 0 | 0 | - | Unknown |
| I(DEA) Group Securities LLC CRD: 145739 | - | 0 | 0 | A | INACTIVE |
| I-Bankers Direct, LLC CRD: 167533 | - | 2 | 0 | B | INACTIVE |
| I-Bankers Securities, Inc. CRD: 41352 | FL | 2 | 3 | B | Active |
| I-Cthru Inc. CRD: 170875 | - | 0 | 0 | - | Unknown |
| I-QU & Co. CRD: 301006 | - | 0 | 1 | - | Unknown |
| I-Squared Wealth Management, Inc. CRD: 282152 | - | 0 | 2 | - | Unknown |
| I.B.F. Management Ltd. CRD: 283544 | - | 0 | 0 | - | Unknown |
| I.C.R. Financial Center, Inc. CRD: 30557 | - | 2 | 0 | B | INACTIVE |
| I.D.A. Financial Services, LLC CRD: 101880 | - | 2 | 0 | B | INACTIVE |
| I.E. Butler Securities Inc. CRD: 44864 | - | 0 | 0 | A | INACTIVE |
| I.F.S. Investors Services, Inc. CRD: 3893 | - | 0 | 0 | A | INACTIVE |
| I.G. Global Inc. CRD: 129383 | - | 0 | 0 | - | Unknown |
| I.H.N Jones & Associates CRD: 289305 | - | 0 | 0 | - | Unknown |
| I.L. "Lonnie" Morris, CPA CRD: 118578 | - | 0 | 1 | - | Unknown |
| I.M. Financial, LLC CRD: 135632 | - | 0 | 0 | - | Unknown |
| I.M. Simon & Co., Inc. CRD: 418 | - | 0 | 0 | A | INACTIVE |
| I.M.S. Wealth Management, LLC CRD: 164717 | - | 0 | 1 | - | Unknown |