Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| I.S.S.U.E. Inc. CRD: 157429 | - | 0 | 0 | - | Unknown |
| I.T.S. Securities, Inc. CRD: 45728 | - | 0 | 0 | A | INACTIVE |
| I/B/E/S Inc. CRD: 29154 | - | 1 | 0 | B | INACTIVE |
| I/O Strategies LLC CRD: 339612 | - | 0 | 1 | - | Unknown |
| I2 Wealth - Cross Border Planning CRD: 329976 | - | 0 | 0 | - | Unknown |
| I2BF Global Ventures CRD: 165166 | - | 0 | 0 | - | Unknown |
| I2I Analytics, LLC CRD: 144637 | - | 0 | 2 | - | Unknown |
| I2I Ventures CRD: 321152 | - | 0 | 1 | - | Unknown |
| I2Tclub CRD: 287911 | - | 0 | 0 | - | Unknown |
| I3 Investment Partners, LLC CRD: 307104 | - | 0 | 1 | - | Unknown |
| I4 Advisors LLC CRD: 157911 | - | 0 | 1 | - | Unknown |
| I5Equity CRD: 298949 | CA | 0 | 4 | A | Active |
| I80 Group LLC CRD: 289386 | - | 0 | 0 | - | Unknown |
| I80 Group LP CRD: 304848 | - | 0 | 1 | - | Unknown |
| IA ADV LLC CRD: 316973 | - | 0 | 1 | - | Unknown |
| IA Capital Advisors, LLC CRD: 161772 | - | 0 | 1 | - | Unknown |
| IA Capital Group, Inc. CRD: 129122 | - | 0 | 1 | - | Unknown |
| IA Consultants LLC CRD: 326851 | - | 0 | 0 | - | Unknown |
| IA Global Capital LLC CRD: 129802 | NY | 1 | 2 | B | Active |
| IA Network, LLC CRD: 319096 | - | 0 | 4 | - | Unknown |
| IA Private Wealth (USA) Inc. CRD: 322127 | - | 0 | 0 | - | Unknown |
| IA Securities (USA) Inc. CRD: 135721 | - | 0 | 0 | A | INACTIVE |
| IAA Financial LLC CRD: 6578 | - | 1 | 0 | B | INACTIVE |
| Iaas CRD: 131568 | - | 0 | 0 | - | Unknown |
| IAC Securities, Inc. CRD: 14081 | - | 1 | 0 | B | INACTIVE |
| Iacangelo Financial Group, LLC CRD: 166784 | - | 0 | 1 | - | Unknown |
| Iadvise Partners CRD: 168564 | - | 0 | 2 | - | Unknown |
| IAF Management, LLC CRD: 138156 | - | 0 | 0 | - | Unknown |
| IAF Securities, Inc. CRD: 24203 | - | 0 | 0 | A | INACTIVE |
| Iaff-FC Advisors LLC CRD: 322040 | - | 0 | 2 | - | Unknown |
| Iaff-FC Investments LLC CRD: 318120 | DC | 0 | 2 | A | Active |
| IAG Financial Services, Inc. CRD: 40185 | - | 0 | 0 | A | INACTIVE |
| IAG Wealth Partners, LLC CRD: 109721 | - | 0 | 3 | - | Unknown |
| IAI Securities, Inc. CRD: 27917 | - | 0 | 0 | A | INACTIVE |
| IAM Advisory LLC CRD: 305492 | - | 0 | 4 | - | Unknown |
| IAM Capital Corporation CRD: 45034 | - | 0 | 0 | A | INACTIVE |
| IAM Financial CRD: 146156 | - | 0 | 1 | - | Unknown |
| Iambic Financial L.L.C CRD: 338265 | - | 0 | 1 | - | Unknown |
| Iammarino, Nicholas J. CRD: 137579 | - | 0 | 1 | - | Unknown |
| Iams Wealth Management, LLC CRD: 286085 | - | 0 | 48 | - | Unknown |
| IAN Kutner CRD: 112988 | - | 0 | 0 | - | Unknown |
| Iangels Crowd Ltd. CRD: 170932 | - | 0 | 0 | - | Unknown |
| Ianiro, Andrew Jason CRD: 34696 | - | 0 | 0 | A | INACTIVE |
| Iantorno, Anthony James CRD: 35058 | - | 0 | 0 | A | INACTIVE |
| Iapetus Capital, Inc. CRD: 175189 | - | 0 | 1 | - | Unknown |
| IAS Capital Management Inc. CRD: 324089 | - | 0 | 0 | - | Unknown |
| IAS Wealth Management, Inc. CRD: 112486 | - | 0 | 1 | - | Unknown |
| Iasg Alternatives, LLC CRD: 175478 | IL | 0 | 3 | A | Active |
| Iaso Ventures Management Firm LLC CRD: 315854 | - | 0 | 1 | - | Unknown |
| Iasv Seed Ventures Management Company, LLC CRD: 334660 | - | 0 | 1 | - | Unknown |