Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Iatmarkets LLC CRD: 104312 | - | 0 | 0 | A | INACTIVE |
| IB Capital LLC CRD: 315886 | PR | 0 | 3 | A | Active |
| Ibaa CRD: 283263 | - | 0 | 0 | - | Unknown |
| Ibaera Capital Fund GP Ltd CRD: 290689 | - | 0 | 0 | - | Unknown |
| IBC Investments CRD: 40286 | - | 1 | 0 | B | INACTIVE |
| IBD Wealth Management, LLC CRD: 308567 | - | 0 | 1 | - | Unknown |
| Iberia Asset Management, Inc. CRD: 108159 | - | 0 | 0 | - | Unknown |
| Iberia Capital Partners L.L.C. CRD: 152766 | - | 0 | 0 | A | INACTIVE |
| Iberis Capital CRD: 333802 | - | 0 | 0 | - | Unknown |
| Ibex Investment Management, LLC CRD: 168681 | - | 0 | 0 | - | Unknown |
| Ibex Investors LLC CRD: 126496 | - | 0 | 1 | - | Unknown |
| Ibex Wealth Advisors, LLC CRD: 168674 | - | 0 | 4 | - | Unknown |
| Ibillionaire CRD: 264791 | - | 0 | 0 | - | Unknown |
| Ibis Capital CRD: 342382 | - | 0 | 2 | - | Unknown |
| Ibis Capital Management, LLC CRD: 282069 | - | 0 | 1 | - | Unknown |
| Ibis Capital Partners LLP CRD: 167783 | - | 0 | 0 | - | Unknown |
| Ibis Management, LLC CRD: 318904 | - | 0 | 1 | - | Unknown |
| Ibis Securities, LLC CRD: 38538 | - | 2 | 0 | B | INACTIVE |
| Ibkr Securities Services LLC CRD: 33319 | CT | 42 | 2 | F | Active |
| IBL Syndications Inc CRD: 11905 | - | 0 | 0 | A | INACTIVE |
| IBM Credit Distributors Corporation CRD: 25588 | - | 0 | 0 | A | INACTIVE |
| IBN Advisory Services, Inc. CRD: 293288 | - | 0 | 9 | - | Unknown |
| IBN Financial Services, Inc. CRD: 42360 | NY | 9 | 30 | B | Active |
| Ibolsa, Inc. CRD: 103875 | - | 0 | 0 | A | INACTIVE |
| IBS Capital LLC CRD: 160585 | - | 0 | 1 | - | Unknown |
| IBS Securities, LLC CRD: 37921 | - | 0 | 0 | A | INACTIVE |
| IBV Capital Ltd CRD: 314527 | - | 0 | 0 | - | Unknown |
| IC Advisory Services, Inc. CRD: 140190 | - | 0 | 0 | - | Unknown |
| ICA Group Wealth Management, LLC CRD: 311419 | - | 0 | 0 | - | Unknown |
| ICA, LLC CRD: 145235 | TN | 0 | 2 | A | Active |
| Icahn & Co., Inc. CRD: 2274 | - | 10 | 0 | D | INACTIVE |
| Icanivest, LLC CRD: 318286 | - | 0 | 0 | - | Unknown |
| Icap Financial, Inc. CRD: 29855 | - | 1 | 0 | B | INACTIVE |
| Icap Securities USA LLC CRD: 19739 | - | 3 | 0 | C | INACTIVE |
| Icap/Investment Services and Trading, LLC CRD: 31271 | - | 8 | 0 | D | INACTIVE |
| Icapital Advisors CRD: 173502 | - | 0 | 1 | - | Unknown |
| Icapital Advisors, LLC CRD: 177513 | - | 0 | 1 | - | Unknown |
| Icapital Alternative Investments LLC CRD: 105067 | - | 0 | 0 | - | Unknown |
| Icapital Fund Advisors LLC CRD: 330352 | - | 0 | 1 | - | Unknown |
| Icapital Markets LLC CRD: 5209 | - | 29 | 0 | F | INACTIVE |
| Icapital Markets LLC CRD: 118219 | NY | 0 | 7 | A | Active |
| Icapital Registered Fund Adviser LLC CRD: 310587 | - | 0 | 1 | - | Unknown |
| Icapital Securities, LLC CRD: 171061 | - | 0 | 0 | A | INACTIVE |
| Icapital Wealth LLC CRD: 311102 | - | 0 | 0 | - | Unknown |
| Icapital, LLC CRD: 122816 | - | 0 | 3 | - | Unknown |
| Icba Securities CRD: 24088 | - | 0 | 0 | A | INACTIVE |
| Icbc Credit Suisse Asset Management (Int'l) Co. Lt… CRD: 283218 | - | 0 | 0 | - | Unknown |
| Icbc Standard Securities Inc. CRD: 35560 | NY | 3 | 2 | B | Active |
| Iccf Wealth Management, LLC CRD: 291158 | - | 0 | 0 | - | Unknown |
| ICD Securities Inc. CRD: 134910 | FL | 0 | 4 | A | Active |