CRD #7456 · FINRA BrokerCheck + SEC IAPD

Huntleigh Securities Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Huntleigh Securities Corporation ranks #868 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #8 of 36 on the same disclosure sort used on the state browse page. Huntleigh Securities Corporation carries 8 BrokerCheck disclosures across 14 branch offices - moderate load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
14
branch offices
8
disclosures
#868 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7456 Huntleigh Securities Corporation

Huntleigh Securities Corporation · Grade B · 8 disc · 0.57/office · Regional firm

  • CRD 7456
  • GRADE B
  • DISC 8
  • REG 7
  • ARB 1
  • CIV 0
  • BRANCH 14
  • PER-OFF 0.57
  • RANK #868 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Natalliance Securities, LLC (0.57 disc/office)

Natalliance Securities,…0.57Samuel a. Ramirez & Com…0.57Smith, Moore & Co.0.56Huntleigh Securitie… (this)0.57
Disclosures per office among regional firm peers (lower is cleaner)

Huntleigh Securities Corporation ranks #868 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.57 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

14 offices

FINRA: Small firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

7 actions

88% of all disclosures

Disclosures per office

0.57 per office

8 ÷ 14 offices

Huntleigh Securities Corporation vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 44% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). This entry sits in this band. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 1
Civil Events 0
Total 8

Counts for Huntleigh Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
St. Louis, MO
CRD Number
7456

Regulator-heavy mix

Huntleigh Securities Corporation in the heavier-disclosure third

Huntleigh Securities Corporation carries 8 BrokerCheck disclosures across 14 branch offices - a heavier-third raw book among graded firms (#868 of 20,055). Regulator-initiated events are 88% of the book (7 regulatory / 1 arbitration / 0 civil).

88% of Huntleigh Securities Corporation's 8 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Huntleigh Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Missouri cohort · 0.23× state average

Huntleigh Securities Corporation sits below the Missouri disclosure average

Huntleigh Securities Corporation reports 8 BrokerCheck disclosures, 0.23× the Missouri average of 34.3, lighter than most of the 36 graded firms filed there.

In Missouri, 9 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Missouri state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Huntleigh Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Huntleigh Securities Corporation ranks #868 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #8 of 36 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Huntleigh Securities Corporation?
A grade of B reflects Huntleigh Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 8 total disclosures across 14 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Huntleigh Securities Corporation have?
Huntleigh Securities Corporation has 8 total FINRA disclosures, including 7 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Huntleigh Securities Corporation?
Huntleigh Securities Corporation operates 14 branch offices and is classified by FINRA as a small firm, registered in MO (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Huntleigh Securities Corporation's disciplinary record?
You can verify Huntleigh Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7456. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Huntleigh Securities Corporation's 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Huntleigh Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Huntleigh Securities Corporation carries 8 disclosures across 14 branch offices (about 0.57 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Huntleigh Securities Corporation, both outside MO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Natalliance Securities, LLC (TX) - 0.57 disclosures/office, nearest regional firm peer to Huntleigh Securities Corporation's 0.57
  • Samuel a. Ramirez & Company, Inc. (NY) - 0.57 disclosures/office, nearest regional firm peer to Huntleigh Securities Corporation's 0.57
  • Smith, Moore & Co. (MO) - 0.56 disclosures/office, nearest regional firm peer to Huntleigh Securities Corporation's 0.57
  • Firms in MO - state roster that includes Huntleigh Securities Corporation's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Huntleigh Securities Corporation.
  • Reading BrokerCheck Reports - How Huntleigh Securities Corporation's 0.57 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Huntleigh Securities Corporation.
  • Compare firms - put Huntleigh Securities Corporation next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.