Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Icon Wealth Partners CRD: 319609 | - | 0 | 1 | - | Unknown |
| Icon Wealth Partners, LLC CRD: 283098 | - | 0 | 0 | - | Unknown |
| Iconic Wealth Management CRD: 287846 | - | 0 | 3 | - | Unknown |
| Iconica LLC CRD: 287786 | - | 0 | 1 | - | Unknown |
| Iconical Fund Advisors CRD: 161189 | - | 0 | 0 | - | Unknown |
| Iconiq Capital, LLC CRD: 159198 | - | 0 | 20 | - | Unknown |
| ICP Group Investment Manager, LLC CRD: 219518 | - | 0 | 1 | - | Unknown |
| ICP Investments, Inc. CRD: 33250 | - | 0 | 0 | A | INACTIVE |
| ICP Securities LLC CRD: 133436 | - | 2 | 0 | B | INACTIVE |
| ICP Services, LLC CRD: 162824 | - | 0 | 1 | - | Unknown |
| ICP-III Investment Advisors Limited CRD: 299680 | - | 0 | 0 | - | Unknown |
| ICR Capital LLC CRD: 174952 | CT | 0 | 3 | A | Active |
| ICR Partners CRD: 304689 | - | 0 | 1 | - | Unknown |
| ICV Group, Inc. CRD: 294024 | - | 1 | 0 | B | INACTIVE |
| ICV Management, LLC CRD: 307051 | - | 0 | 1 | - | Unknown |
| ICV Partners, LLC CRD: 160651 | - | 0 | 1 | - | Unknown |
| ICW Holdings, LLC CRD: 319296 | - | 0 | 1 | - | Unknown |
| ID Funds Advisor LLC CRD: 305035 | - | 0 | 0 | - | Unknown |
| ID Ventures America CRD: 161594 | - | 0 | 1 | - | Unknown |
| ID Washington Wealth Management, LLC CRD: 313282 | - | 0 | 0 | - | Unknown |
| ID4 Ventures Limited CRD: 301364 | - | 0 | 0 | - | Unknown |
| Idalion Capital (UK) LLP CRD: 168628 | - | 0 | 0 | - | Unknown |
| Idalion Capital (US) LP CRD: 281436 | - | 0 | 0 | - | Unknown |
| IDB Capital Corp. CRD: 106032 | NY | 1 | 4 | B | Active |
| IDB Lido Wealth, LLC CRD: 322488 | - | 0 | 9 | - | Unknown |
| IDC US LLC CRD: 328548 | - | 0 | 0 | - | Unknown |
| Idea Fund Partners, LLC CRD: 222528 | - | 0 | 1 | - | Unknown |
| Idea Fund Venture Management, LLC CRD: 323775 | - | 0 | 1 | - | Unknown |
| Ideal Capital Investments, LLC CRD: 166589 | - | 0 | 0 | - | Unknown |
| Ideal Finance Ltd CRD: 338983 | - | 0 | 1 | - | Unknown |
| Ideal Financial Planning CRD: 339608 | - | 0 | 1 | - | Unknown |
| Ideal Life Financial Advisors, LLC CRD: 164084 | - | 0 | 0 | - | Unknown |
| Ideal Retirement Solutions CRD: 333393 | - | 0 | 1 | - | Unknown |
| Ideal Securities, Inc. CRD: 25172 | - | 0 | 0 | A | INACTIVE |
| Ideas in Finance CRD: 174284 | - | 0 | 1 | - | Unknown |
| Ideas in Motion, LLC CRD: 45251 | - | 0 | 0 | A | INACTIVE |
| Ideaum LLC CRD: 334961 | - | 0 | 2 | - | Unknown |
| Ideo Colab Ventures LLC CRD: 298342 | - | 0 | 0 | - | Unknown |
| Ideology Wealth Advisors, LLC CRD: 292923 | - | 0 | 2 | - | Unknown |
| Idfc Private Equity Company Limited CRD: 161039 | - | 0 | 0 | - | Unknown |
| IDG Advisors, LLC CRD: 113718 | - | 0 | 2 | - | Unknown |
| IDG Capital Mega CRD: 306442 | - | 0 | 0 | - | Unknown |
| IDG VC Management Ltd. CRD: 163297 | - | 0 | 0 | - | Unknown |
| IDG Ventures India Management Co Ltd CRD: 163605 | - | 0 | 0 | - | Unknown |
| IDG Ventures Vietnam Management Company CRD: 162626 | - | 0 | 0 | - | Unknown |
| Idinvest Partners CRD: 310884 | - | 0 | 0 | - | Unknown |
| Idle Hill Advisors LLC CRD: 317040 | - | 0 | 1 | - | Unknown |
| Idlewild Financial LLC CRD: 173210 | - | 0 | 0 | - | Unknown |
| IDP Ventures CRD: 325638 | - | 0 | 1 | - | Unknown |
| IDR Investment Management, LLC CRD: 286208 | - | 0 | 1 | - | Unknown |