Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IDS Life Insurance Company CRD: 6321 | - | 10 | 0 | D | INACTIVE |
| IDS Options, LLC CRD: 118486 | - | 0 | 0 | A | INACTIVE |
| IDT Investing LLC CRD: 315861 | - | 0 | 0 | - | Unknown |
| IDX Advisors CRD: 299658 | - | 0 | 2 | - | Unknown |
| IDX Markets, LLC CRD: 171357 | NJ | 0 | 2 | A | Active |
| Idylian Capital CRD: 316887 | - | 0 | 1 | - | Unknown |
| IEG Investment CRD: 304966 | - | 0 | 0 | - | Unknown |
| IEG Investment LP CRD: 322025 | - | 0 | 0 | - | Unknown |
| IEG Investment LP CRD: 306121 | - | 0 | 0 | - | Unknown |
| IEM Asset Management, LLC CRD: 141549 | - | 0 | 2 | - | Unknown |
| IEP Management I, Limited CRD: 160692 | - | 0 | 0 | - | Unknown |
| IEQ Capital, LLC CRD: 301819 | - | 0 | 72 | - | Unknown |
| Iequivest Securities Inc. CRD: 127451 | - | 0 | 0 | A | INACTIVE |
| Ieros Investments LLC CRD: 338894 | - | 0 | 1 | - | Unknown |
| Iervoline, Michael CRD: 122223 | - | 0 | 0 | A | INACTIVE |
| IEX DAP LLC CRD: 318014 | NY | 0 | 2 | A | Active |
| IEX Services LLC CRD: 167872 | NY | 0 | 2 | A | Active |
| IF I Were CRD: 309509 | - | 0 | 1 | - | Unknown |
| IF Securities LLC CRD: 306092 | FL | 0 | 1 | A | Active |
| IFA Securities CRD: 21833 | - | 0 | 0 | A | INACTIVE |
| IFA Securities, L.L.C. CRD: 41346 | - | 0 | 0 | A | INACTIVE |
| Ifam Capital CRD: 175084 | - | 0 | 0 | - | Unknown |
| Ifast Securities US Corporation CRD: 327903 | CA | 0 | 2 | A | Active |
| IFB Managing Partnership, L.P. CRD: 10006 | - | 0 | 0 | A | INACTIVE |
| IFB Wealth Management LLC CRD: 299318 | - | 0 | 0 | - | Unknown |
| IFC CRD: 283976 | - | 0 | 4 | - | Unknown |
| IFC Advisors LLC CRD: 332157 | - | 0 | 2 | - | Unknown |
| IFC Core Investment Management LLC CRD: 302090 | - | 0 | 1 | - | Unknown |
| IFC Investment Management, LLC CRD: 305377 | - | 0 | 1 | - | Unknown |
| IFC Personal Money Managers, Inc. CRD: 126344 | - | 0 | 1 | - | Unknown |
| IFC Whiplight, LLC CRD: 337939 | - | 0 | 0 | - | Unknown |
| IFG Advisors, LLC CRD: 172329 | - | 0 | 2 | - | Unknown |
| IFG Advisory, LLC CRD: 168012 | - | 0 | 112 | - | Unknown |
| IFG Fund Management LLC CRD: 322185 | - | 0 | 0 | - | Unknown |
| IFG Network Securities, Inc. CRD: 19948 | - | 7 | 0 | D | INACTIVE |
| IFG Russell Advisors Inc CRD: 108677 | - | 0 | 0 | - | Unknown |
| Ifinancial, LLC CRD: 148055 | - | 0 | 0 | - | Unknown |
| IFL Capital LLC CRD: 127824 | - | 0 | 0 | A | INACTIVE |
| IFL Financial Advisors CRD: 152713 | - | 0 | 2 | - | Unknown |
| Ifly Management, LLC CRD: 317142 | - | 0 | 1 | - | Unknown |
| IFM (US) Securities, LLC CRD: 166325 | NY | 0 | 2 | A | Active |
| IFM Investors (US) Advisor, LLC CRD: 146366 | - | 0 | 1 | - | Unknown |
| IFM Investors PTY Ltd CRD: 162754 | - | 0 | 0 | - | Unknown |
| Ifmg Securities, Inc. CRD: 14416 | - | 9 | 0 | D | INACTIVE |
| Ifmgroup CRD: 143632 | - | 0 | 1 | - | Unknown |
| IFP Securities, LLC CRD: 297287 | FL | 1 | 137 | B | Active |
| Ifps Securities, Corp. CRD: 13133 | - | 0 | 0 | A | INACTIVE |
| IFR Securities, Inc. CRD: 10976 | - | 0 | 0 | A | INACTIVE |
| IFR, Municipal Market Data CRD: 109120 | - | 0 | 1 | - | Unknown |
| Ifrah Financial Services, Inc. CRD: 136925 | - | 0 | 1 | - | Unknown |