Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
IFS Advisors, Inc
CRD: 153975
- 0 0 - Unknown
IFS Fund Distributors, Inc.
CRD: 24075
- 0 0 A INACTIVE
IFS Group
CRD: 328774
- 0 1 - Unknown
IFS Planning Strategies, LLC
CRD: 122206
- 0 0 - Unknown
IFS Securities
CRD: 40375
- 4 0 C INACTIVE
IFS Securities, Inc.
CRD: 101820
- 0 0 A INACTIVE
IG Advisory, LLC
CRD: 318887
- 0 0 - Unknown
IG Better Future Management, LLC
CRD: 314033
- 0 1 - Unknown
IG4 Capital Advisors US LLC
CRD: 316972
- 0 1 - Unknown
IGA Capital, LLC
CRD: 288066
- 0 0 - Unknown
Igah Gestora Ltda.
CRD: 317507
- 0 0 - Unknown
Igenerations Private Wealth Management
CRD: 158101
- 0 0 - Unknown
IGM Brokerage
CRD: 310654
- 0 0 A INACTIVE
Ignia Partners
CRD: 165333
- 0 0 - Unknown
Ignia Partners
CRD: 328550
- 0 1 - Unknown
Ignia Partners
CRD: 328543
- 0 1 - Unknown
Ignite Financial
CRD: 323489
- 0 1 - Unknown
Ignite Financial LLC
CRD: 310329
- 0 1 - Unknown
Ignite Financial LLC
CRD: 282982
- 0 0 - Unknown
Ignite Planners LLC
CRD: 289797
- 0 24 - Unknown
Ignitexl Ventures
CRD: 332572
- 0 1 - Unknown
Ignitexl Ventures, GP LLC
CRD: 325813
- 0 0 - Unknown
Ignition Capital
CRD: 160842
- 0 0 - Unknown
Ignition Partners
CRD: 160814
- 0 1 - Unknown
Ignition Ventures
CRD: 167529
- 0 1 - Unknown
IGO Capital Management, Inc
CRD: 143981
- 0 0 - Unknown
IGP Industries, LLC
CRD: 157214
- 0 1 - Unknown
IGQ Capital PTE. Ltd.
CRD: 336324
- 0 0 - Unknown
IGS Securities, Inc.
CRD: 129586
- 0 0 A INACTIVE
Iguana Healthcare Management
CRD: 157248
- 0 0 - Unknown
IGV Management LLC
CRD: 269868
- 0 0 - Unknown
IGW Advisory Investment Management LLC
CRD: 333479
- 0 1 - Unknown
IH2 Advisors & Company
CRD: 325788
- 0 2 - Unknown
IHG
CRD: 329841
- 0 1 - Unknown
IHG Capital Corp.
CRD: 22465
- 0 0 A INACTIVE
IHG Securities, Inc.
CRD: 25408
- 0 0 A INACTIVE
IHP Capital Partners
CRD: 162620
- 0 0 - Unknown
IHP Wealth Management
CRD: 284815
- 0 1 - Unknown
IHS Herold Inc.
CRD: 127160
- 0 10 - Unknown
IHS Securities, Inc.
CRD: 15580
- 0 0 A INACTIVE
IHS Wealth Management LLC
CRD: 329852
- 0 1 - Unknown
IHT Securities, LLC
CRD: 297984
IL 0 2 A Active
IHT Wealth Management LLC
CRD: 171481
- 0 154 - Unknown
II Technology, LLC
CRD: 282760
- 0 1 - Unknown
IIC
CRD: 168705
- 0 3 - Unknown
Iicc - Tradeco, Inc.
CRD: 13205
- 4 0 C INACTIVE
Iifl Asset Management (Mauritius) Limited
CRD: 264787
- 0 0 - Unknown
Iifl Capital Inc.
CRD: 149073
NY 1 2 B Active
Iifl Inc.
CRD: 146557
- 0 0 - Unknown
Iifl Inc.
CRD: 297226
- 0 0 A INACTIVE
Page 715 of 1601 (80,028 total)