Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IIG Horizons Securities, LLC CRD: 41549 | - | 0 | 0 | A | INACTIVE |
| III Capital Management CRD: 113539 | - | 0 | 1 | - | Unknown |
| III Financial, LLC CRD: 159844 | - | 0 | 1 | - | Unknown |
| III Macro CRD: 314063 | - | 0 | 0 | - | Unknown |
| IINVESTSOLUTIONS.COM, LLC CRD: 282450 | - | 0 | 0 | - | Unknown |
| IIP Securities LLC CRD: 158968 | - | 0 | 0 | A | INACTIVE |
| Iiygroup LLC CRD: 317114 | - | 0 | 1 | - | Unknown |
| IJD Evergreen Financial Services LLC CRD: 130456 | - | 0 | 1 | - | Unknown |
| IJT Capital CRD: 343105 | - | 0 | 1 | - | Unknown |
| IK Investment Partners Aifm CRD: 283689 | - | 0 | 0 | - | Unknown |
| IK Investment Partners Limited CRD: 160199 | - | 0 | 0 | - | Unknown |
| Ikalon Advisors LLC CRD: 332654 | - | 0 | 1 | - | Unknown |
| Ikarian Capital CRD: 281880 | - | 0 | 1 | - | Unknown |
| IKE Capital, LLC CRD: 132473 | - | 0 | 2 | - | Unknown |
| Ikigai CRD: 298920 | - | 0 | 0 | - | Unknown |
| Ikigai Planning CRD: 323594 | - | 0 | 1 | - | Unknown |
| Ikigai Trust Revolution Opportunities Fund I GP LL… CRD: 319682 | - | 0 | 0 | - | Unknown |
| Ikigai Wealth CRD: 304959 | - | 0 | 1 | - | Unknown |
| Ikona Partners CRD: 318986 | - | 0 | 0 | A | INACTIVE |
| Ikos CIF Limited CRD: 138839 | - | 0 | 0 | - | Unknown |
| IKT Holdings, Inc. CRD: 316459 | - | 0 | 1 | - | Unknown |
| Il&fs Investment Advisors LLC CRD: 163110 | - | 0 | 0 | - | Unknown |
| ILA Capital CRD: 282368 | - | 0 | 0 | - | Unknown |
| ILD Securities, Inc. CRD: 13939 | - | 0 | 0 | A | INACTIVE |
| ILE Homes Investment Manager, LLC CRD: 312548 | - | 0 | 0 | - | Unknown |
| Ilex Capital Partners (UK) LLP CRD: 326508 | - | 0 | 0 | - | Unknown |
| ILG Private Wealth, Inc. CRD: 292267 | - | 0 | 2 | - | Unknown |
| Iliad Wealth Solutions CRD: 315826 | - | 0 | 3 | - | Unknown |
| Ilicob Sales Corporation CRD: 4252 | - | 1 | 0 | B | INACTIVE |
| Illac Advisors, LLC CRD: 173743 | - | 0 | 0 | - | Unknown |
| Illinois Capital Corporation CRD: 14031 | - | 0 | 0 | A | INACTIVE |
| Illinois Private Equity Fund-of-Funds G.P., LLC CRD: 133363 | - | 0 | 0 | - | Unknown |
| Illumifi Wealth CRD: 338755 | - | 0 | 1 | - | Unknown |
| Illumina Ventures CRD: 283782 | - | 0 | 1 | - | Unknown |
| Illuminate CRD: 334292 | - | 0 | 1 | - | Unknown |
| Illuminate Financial Management Ltd CRD: 313750 | - | 0 | 0 | - | Unknown |
| Illuminate FM LLC CRD: 313525 | - | 0 | 1 | - | Unknown |
| Illuminate Ventures CRD: 160469 | - | 0 | 1 | - | Unknown |
| Illumination Wealth Management CRD: 149576 | - | 0 | 10 | - | Unknown |
| Illumine Investment Management, LLC CRD: 311661 | - | 0 | 5 | - | Unknown |
| Illumint CRD: 290263 | - | 0 | 1 | - | Unknown |
| Illustro Trading, LLC CRD: 32792 | - | 0 | 0 | A | INACTIVE |
| ILS Advisory Services, LLC CRD: 333054 | - | 0 | 1 | - | Unknown |
| ILS Financial, LLC CRD: 331725 | - | 0 | 1 | - | Unknown |
| ILS GP LLC CRD: 312066 | - | 0 | 0 | - | Unknown |
| ILS Investment Management Limited CRD: 161712 | - | 0 | 0 | - | Unknown |
| Iluka Advisors CRD: 330468 | - | 0 | 2 | - | Unknown |
| IM Global Partner US, LLC CRD: 297426 | - | 0 | 0 | - | Unknown |
| IM Global US Distributors LLC CRD: 299892 | CA | 0 | 3 | A | Active |
| IM Wealth CRD: 338459 | - | 0 | 1 | - | Unknown |