Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IM Wealth Partners CRD: 307379 | - | 0 | 1 | - | Unknown |
| IMA Investor II LLC CRD: 309853 | - | 0 | 1 | - | Unknown |
| IMA Investor, LLC CRD: 305612 | - | 0 | 0 | - | Unknown |
| IMA Wealth CRD: 112091 | - | 0 | 27 | A | INACTIVE |
| Image West, LLC CRD: 117157 | - | 0 | 0 | - | Unknown |
| Imagetech Investments, LLC CRD: 46750 | - | 0 | 0 | A | INACTIVE |
| Imaginary Venture Capital Advisers, LLC CRD: 338491 | - | 0 | 1 | - | Unknown |
| Imaginary Venture Capital Management, L.P. CRD: 291337 | - | 0 | 1 | - | Unknown |
| Imagine Financial Services CRD: 310560 | - | 0 | 1 | - | Unknown |
| Imagine Math CRD: 325433 | - | 0 | 2 | - | Unknown |
| Imagine Ventures Management, LLC CRD: 319413 | - | 0 | 0 | - | Unknown |
| Imaim Capital CRD: 153593 | - | 0 | 0 | - | Unknown |
| Iman Capital Partners CRD: 312400 | - | 0 | 1 | - | Unknown |
| Imax Investment Management, LLC CRD: 288207 | - | 0 | 0 | - | Unknown |
| IMB Partners LLC CRD: 316685 | - | 0 | 1 | - | Unknown |
| Imber Financial Group, LLC CRD: 144846 | - | 0 | 1 | - | Unknown |
| Imbiba CRD: 325271 | - | 0 | 0 | - | Unknown |
| Imbolc Partners CRD: 337785 | - | 0 | 1 | - | Unknown |
| IMC CRD: 106089 | - | 0 | 0 | - | Unknown |
| IMC Advisors, LLC CRD: 111537 | - | 0 | 2 | - | Unknown |
| IMC Asset Management B.V. CRD: 136225 | - | 0 | 0 | - | Unknown |
| IMC Execution Services CRD: 301273 | IL | 0 | 2 | A | Active |
| IMC Financial Markets CRD: 104143 | IL | 40 | 2 | F | Active |
| IMC Securities LLC CRD: 144874 | IL | 3 | 1 | C | Active |
| Imco Investors, Inc. CRD: 420 | - | 0 | 0 | A | INACTIVE |
| IME Financial, LLC CRD: 154630 | - | 0 | 2 | - | Unknown |
| Imetrica Strategies LLC CRD: 226753 | - | 0 | 0 | - | Unknown |
| IMG Capital LLC CRD: 101300 | - | 0 | 0 | A | INACTIVE |
| IMG Financial Services, Inc. CRD: 10902 | - | 0 | 0 | A | INACTIVE |
| IMG Wealth Management, Inc. CRD: 285966 | - | 0 | 4 | - | Unknown |
| Imhaus Investment Advisors CRD: 145960 | - | 0 | 1 | - | Unknown |
| IML Partners CRD: 104424 | - | 0 | 0 | A | INACTIVE |
| IMM Execution Services LLC CRD: 159234 | - | 1 | 0 | B | INACTIVE |
| IMM Investment Singapore PTE. Ltd. CRD: 336742 | - | 0 | 0 | - | Unknown |
| Immad Akhund ERA Series, a Series of IA ADV LLC CRD: 287760 | - | 0 | 0 | - | Unknown |
| Immad Akhund Ventures Management, LLC CRD: 337264 | - | 0 | 1 | - | Unknown |
| Immar Corp CRD: 298108 | - | 0 | 1 | - | Unknown |
| Immersion Investments LLC CRD: 314771 | - | 0 | 1 | - | Unknown |
| Immersive Management, LLC CRD: 285134 | - | 0 | 0 | - | Unknown |
| Immotus Financial LLC CRD: 336194 | - | 0 | 0 | - | Unknown |
| Impact Advising CRD: 332845 | - | 0 | 1 | - | Unknown |
| Impact Advisors Group CRD: 310716 | - | 0 | 3 | - | Unknown |
| Impact Advisory Services, LLC CRD: 140008 | - | 0 | 0 | - | Unknown |
| Impact CAP Management, LLC CRD: 310584 | - | 0 | 0 | - | Unknown |
| Impact Capital, LLC CRD: 297413 | - | 0 | 1 | - | Unknown |
| Impact Connections Group, VFO CRD: 310177 | - | 0 | 0 | - | Unknown |
| Impact Engine CRD: 304022 | - | 0 | 1 | - | Unknown |
| Impact Fiduciary LLC CRD: 288345 | - | 0 | 1 | - | Unknown |
| Impact Financial CRD: 308155 | - | 0 | 3 | - | Unknown |
| Impact Financial Life Planning LLC CRD: 325805 | - | 0 | 1 | - | Unknown |