Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Impact Financial Network, Inc. CRD: 17924 | - | 8 | 0 | D | INACTIVE |
| Impact Financial, LLC CRD: 323394 | - | 0 | 1 | - | Unknown |
| Impact Group CRD: 300148 | - | 0 | 0 | - | Unknown |
| Impact Investment Adviser LLC CRD: 149929 | - | 0 | 1 | - | Unknown |
| Impact Investment Strategies, Inc CRD: 316694 | - | 0 | 1 | - | Unknown |
| Impact Investments LLC CRD: 332153 | - | 0 | 0 | - | Unknown |
| Impact Investors CRD: 289028 | - | 0 | 7 | - | Unknown |
| Impact Kingdom Group, LLC CRD: 340526 | - | 0 | 1 | - | Unknown |
| Impact Money Management CRD: 307416 | - | 0 | 0 | - | Unknown |
| Impact Partnership Wealth, LLC CRD: 313928 | - | 0 | 121 | - | Unknown |
| Impact Retirement Advisors CRD: 330475 | - | 0 | 4 | - | Unknown |
| Impact Shares CRD: 282472 | - | 0 | 1 | - | Unknown |
| Impact Wealth Group CRD: 327364 | - | 0 | 1 | - | Unknown |
| Impact Wealth Management CRD: 324168 | - | 0 | 1 | - | Unknown |
| Impacta VC, LLC CRD: 318009 | - | 0 | 0 | - | Unknown |
| Impactadvisor LLC CRD: 175155 | - | 0 | 3 | - | Unknown |
| Impactassets Capital Partners PB LLC CRD: 317840 | - | 0 | 1 | - | Unknown |
| Impactfi CRD: 319086 | - | 0 | 1 | - | Unknown |
| Impactfirst, LLC CRD: 297933 | - | 0 | 0 | - | Unknown |
| Impactfolio LLC CRD: 291716 | - | 0 | 1 | - | Unknown |
| Impactful Wealth Solutions CRD: 306976 | - | 0 | 1 | - | Unknown |
| Impactive Advisors LLC CRD: 208514 | - | 0 | 0 | A | INACTIVE |
| Impactive Capital LP CRD: 299445 | - | 0 | 1 | - | Unknown |
| IMPACTU.INVESTMENTS, LLC CRD: 122696 | NY | 0 | 2 | A | Active |
| Impactus Marketplace LLC CRD: 282651 | - | 0 | 0 | A | INACTIVE |
| Impala Retirement Advisors CRD: 164631 | - | 0 | 0 | - | Unknown |
| Impart Financial, LLC CRD: 285792 | - | 0 | 0 | - | Unknown |
| Impassioned Wealth Management Ltd CRD: 139264 | - | 0 | 1 | - | Unknown |
| Impatient Ventures Management, LLC CRD: 340899 | - | 0 | 1 | - | Unknown |
| Impatient Ventures, LLC CRD: 326370 | - | 0 | 0 | - | Unknown |
| Impax Asset Management CRD: 171783 | - | 0 | 0 | - | Unknown |
| Impellent Ventures CRD: 328461 | - | 0 | 1 | - | Unknown |
| Imperial Capital, LLC CRD: 43744 | CA | 3 | 6 | B | Active |
| Imperial Wealth Planning LLC CRD: 311203 | - | 0 | 0 | - | Unknown |
| Imperii Securities LLC CRD: 315756 | CA | 0 | 2 | A | Active |
| Imperity Wealth Alliance LLC CRD: 339113 | - | 0 | 5 | - | Unknown |
| Imperium Investment Management, LLC CRD: 336234 | - | 0 | 0 | - | Unknown |
| Imperium Partners Group, LLC CRD: 162389 | - | 0 | 0 | - | Unknown |
| Impetus Management, LLC CRD: 310455 | - | 0 | 1 | - | Unknown |
| Impilo Healthcare Holding AB CRD: 335683 | - | 0 | 0 | - | Unknown |
| Impilo Holding AB CRD: 333114 | - | 0 | 0 | - | Unknown |
| Impresa Management LLC CRD: 168741 | - | 0 | 1 | - | Unknown |
| Imprint Investment Partners, LLC CRD: 306718 | - | 0 | 0 | - | Unknown |
| Imprint LAB, LLC CRD: 226746 | - | 0 | 1 | - | Unknown |
| Imprint Wealth LLC CRD: 322130 | - | 0 | 2 | - | Unknown |
| Impulsora DEL Fondo Mexico, SC CRD: 105298 | - | 0 | 0 | - | Unknown |
| Impulsum Ventures LLC CRD: 316235 | - | 0 | 1 | - | Unknown |
| IMS Capital Management CRD: 105939 | - | 0 | 7 | - | Unknown |
| IMS Health Capital, Inc. CRD: 150156 | - | 0 | 0 | A | INACTIVE |
| IMS Securities, Inc. CRD: 35567 | - | 13 | 0 | D | INACTIVE |