Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Imst Distributors, LLC CRD: 130745 | ME | 0 | 29 | A | Active |
| Imus Wilkinson Investment Management, LLC CRD: 157457 | - | 0 | 0 | - | Unknown |
| Imyers Corporation CRD: 148149 | - | 0 | 0 | - | Unknown |
| IMZ Advisory Inc. CRD: 314890 | - | 0 | 3 | - | Unknown |
| IN Alliance Financial Planning CRD: 281518 | - | 0 | 0 | - | Unknown |
| IN Need Solutions LLC CRD: 289263 | - | 0 | 0 | - | Unknown |
| IN on Capital CRD: 290038 | - | 0 | 1 | - | Unknown |
| IN the Game Wealth Management CRD: 338934 | - | 0 | 1 | - | Unknown |
| IN the Money Retirement Planning Limited Liability… CRD: 332715 | - | 0 | 1 | - | Unknown |
| IN Touch Financial Services CRD: 153249 | - | 0 | 1 | - | Unknown |
| IN-Depth Partners, LLC CRD: 311454 | - | 0 | 0 | - | Unknown |
| Inaeya Wealth Management LLC CRD: 312110 | - | 0 | 2 | - | Unknown |
| Inaman, Inc. CRD: 14756 | - | 0 | 0 | A | INACTIVE |
| Inatai Investment Management Co. LLC CRD: 329696 | - | 0 | 1 | - | Unknown |
| Inbalance Advisors, LLC CRD: 321698 | - | 0 | 0 | - | Unknown |
| Inbank Investments, Inc. CRD: 30678 | - | 0 | 0 | A | INACTIVE |
| Inc Capital Investments LLC CRD: 340356 | - | 0 | 1 | - | Unknown |
| Inca Investments, LLC CRD: 131194 | - | 0 | 1 | - | Unknown |
| Incap Securities Inc. CRD: 14252 | - | 0 | 0 | A | INACTIVE |
| Incap Securities, Inc. CRD: 25401 | - | 2 | 0 | B | INACTIVE |
| Incapital Distributors LLC CRD: 156622 | - | 0 | 0 | A | INACTIVE |
| Ince Capital Ltd. CRD: 305380 | - | 0 | 0 | - | Unknown |
| Incentive as CRD: 174704 | - | 0 | 0 | - | Unknown |
| Inceptionr LLC CRD: 310565 | - | 0 | 1 | - | Unknown |
| Inceptiv CRD: 310133 | - | 0 | 1 | - | Unknown |
| Inceptive Financial CRD: 313360 | - | 0 | 2 | - | Unknown |
| Incisive Venture Capital, LLC CRD: 324465 | - | 0 | 1 | - | Unknown |
| Incite Wealth Management LLC CRD: 281960 | - | 0 | 0 | - | Unknown |
| Incline Advisors CRD: 293345 | NV | 0 | 2 | A | Active |
| Incline Equity Partners CRD: 158858 | - | 0 | 1 | - | Unknown |
| Incline Fund Management, LLC CRD: 151884 | - | 0 | 0 | - | Unknown |
| Incline Global Management, LLC CRD: 162607 | - | 0 | 1 | - | Unknown |
| Incline Investment Advisors, LLC CRD: 293331 | - | 0 | 4 | - | Unknown |
| Incline Investment Management, LLC CRD: 293335 | - | 0 | 2 | - | Unknown |
| Incline Wealth CRD: 306806 | - | 0 | 2 | - | Unknown |
| Inclinevest CRD: 299298 | - | 0 | 1 | - | Unknown |
| Include Venture Partners Management, LLC CRD: 331965 | - | 0 | 1 | - | Unknown |
| Include Venture Partners, LLC CRD: 317503 | - | 0 | 1 | - | Unknown |
| Inclusive Capital Partners, L.P. CRD: 309419 | - | 0 | 1 | - | Unknown |
| Inclusive Digital Advisor CRD: 298965 | - | 0 | 0 | - | Unknown |
| Incomar Investments, LLC CRD: 114455 | - | 0 | 3 | - | Unknown |
| Income & Asset Advisory, Inc. CRD: 124955 | - | 0 | 2 | - | Unknown |
| Income Advisors, LLC CRD: 331472 | - | 0 | 0 | - | Unknown |
| Income Associates CRD: 326018 | - | 0 | 1 | - | Unknown |
| Income Discovery CRD: 157342 | - | 0 | 1 | - | Unknown |
| Income Focus Advisors LLC CRD: 338716 | - | 0 | 1 | - | Unknown |
| Income Growth Advisors, LLC CRD: 156340 | - | 0 | 1 | - | Unknown |
| Income Growth Capital, Inc. CRD: 15705 | - | 0 | 0 | A | INACTIVE |
| Income Investments Incorporated CRD: 7445 | - | 0 | 0 | A | INACTIVE |
| Income Network Company CRD: 20475 | - | 0 | 0 | A | INACTIVE |