Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Income Partners Asset Management (HK) Limited
CRD: 139241
 - 0 0 - Unknown
Income Preservation Inc
CRD: 11861
 - 0 0 A INACTIVE
Income Property Group Syndications, Incorporated
CRD: 17933
 - 0 0 A INACTIVE
Income Research + Management
CRD: 104863
 - 0 1 - Unknown
Income& Technologies, Inc.
CRD: 284678
 - 0 0 - Unknown
Income-Shelter Investors, Inc.
CRD: 14333
 - 0 0 A INACTIVE
Incomeclub, Inc.
CRD: 174826
 - 0 0 - Unknown
Incomparably Dope Venture Partners
CRD: 332325
 - 0 1 - Unknown
Incor Securities, Inc.
CRD: 13989
 - 0 0 A INACTIVE
Incred Global Wealth PTE. Ltd.
CRD: 333920
 - 0 0 - Unknown
Incred Securities Inc
CRD: 337237
 NY 0 2 A Active
Incred Wealth Inc.
CRD: 336840
 - 0 2 - Unknown
Incredible EGG Financial
CRD: 309600
 - 0 0 - Unknown
Incs Trading Associates, LLC
CRD: 47484
 - 0 0 A INACTIVE
Incubate Management Services, LLC
CRD: 312609
 - 0 1 - Unknown
Incube Management, LLC
CRD: 163100
 - 0 1 - Unknown
Incus Capital GP S.A.R.L.
CRD: 281162
 - 0 0 - Unknown
Incus GP Fund III Sarl
CRD: 298082
 - 0 0 - Unknown
Incync Capital Corporation
CRD: 103743
 - 1 0 B INACTIVE
Incyte Venture Management LLC
CRD: 170006
 - 0 0 - Unknown
Indago Capital LLC
CRD: 330343
 - 0 1 - Unknown
Indelible Ventures, LLC
CRD: 317413
 - 0 0 - Unknown
Indelible Wealth Group
CRD: 166864
 - 0 5 - Unknown
Independence Asset Advisors, LLC
CRD: 152963
 - 0 2 - Unknown
Independence Capital Co., Inc.
CRD: 24723
 OH 5 29 B Active
Independence Capital Corporation
CRD: 14136
 - 0 0 A INACTIVE
Independence Equities Inc.
CRD: 17709
 - 0 0 A INACTIVE
Independence Institutional Securities & Company, L…
CRD: 36843
 - 0 0 A INACTIVE
Independence Investments
CRD: 282677
 - 0 0 - Unknown
Independence ONE Brokerage Services, Inc.
CRD: 17529
 - 1 0 B INACTIVE
Independence Planning Corp, Inc.
CRD: 41976
 - 0 0 A INACTIVE
Independence Realty Securities, LLC.
CRD: 150161
 - 0 0 A INACTIVE
Independence Securities, Inc.
CRD: 13432
 - 0 0 A INACTIVE
Independence Securities, Inc.
CRD: 7227
 - 0 0 A INACTIVE
Independence Square Holdings, LLC
CRD: 300139
 - 0 15 - Unknown
Independence Wealth
CRD: 297032
 - 0 1 - Unknown
Independence Wealth Advisors Inc.
CRD: 142195
 - 0 0 - Unknown
Independence Wealth Group
CRD: 170897
 - 0 3 - Unknown
Independent Advisers Group Corp
CRD: 106684
 - 0 0 - Unknown
Independent Advisor Alliance, LLC
CRD: 168267
 - 0 311 - Unknown
Independent Advisors, Inc
CRD: 135859
 - 0 0 - Unknown
Independent Alliance Advisors, LLC
CRD: 153867
 - 0 0 - Unknown
Independent Brokerage Corporation of America, Inc.
CRD: 15204
 - 0 0 A INACTIVE
Independent Brokerage Network Securities, L.L.C.
CRD: 46527
 - 0 0 A INACTIVE
Independent Brokerage Solutions LLC
CRD: 153563
 - 1 0 B INACTIVE
Independent Brokers LLC
CRD: 136163
 - 1 0 B INACTIVE
Independent Distributions, Inc.
CRD: 37340
 - 0 0 A INACTIVE
Independent Family Office, LLC
CRD: 144811
 - 0 1 - Unknown
Independent Financial Advisors
CRD: 121656
 - 0 0 - Unknown
Independent Financial Advisors
CRD: 125758
 - 0 0 - Unknown
Page 720 of 1601 (80,028 total)
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