Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Independent Financial Advisors Inc
CRD: 107500
 - 0 0 - Unknown
Independent Financial Advisors, LLC
CRD: 122468
 - 0 0 - Unknown
Independent Financial Advisory, Inc.
CRD: 129366
 - 0 0 - Unknown
Independent Financial Group, LLC
CRD: 7717
 CA 17 395 B Active
Independent Financial Partners
CRD: 125112
 - 0 324 - Unknown
Independent Financial Securities, Inc.
CRD: 19924
 - 0 0 A INACTIVE
Independent Financial Services
CRD: 151506
 - 0 1 - Unknown
Independent Financial Solutions Group
CRD: 150271
 - 0 1 - Unknown
Independent Investment Advisor, LLC
CRD: 323058
 - 0 1 - Unknown
Independent Investment Advisors
CRD: 286170
 - 0 1 - Unknown
Independent Investment Advisors Inc.
CRD: 165982
 - 0 0 - Unknown
Independent Investment Advisors Inc.
CRD: 112282
 - 0 0 - Unknown
Independent Investment Advisors, Inc.
CRD: 164561
 - 0 0 - Unknown
Independent Investment Bankers, Corp.
CRD: 154134
 TX 0 5 A Active
Independent Investment Brokers of America
CRD: 20635
 - 0 0 A INACTIVE
Independent Investment Research LLC
CRD: 299837
 - 0 0 - Unknown
Independent Investment Services, Inc.
CRD: 282374
 - 0 0 - Unknown
Independent Investments, Inc.
CRD: 20775
 - 0 0 A INACTIVE
Independent Investors Inc
CRD: 105677
 - 0 1 - Unknown
Independent Investors Services, Inc.
CRD: 7215
 - 0 0 A INACTIVE
Independent Mutual Fund Broker
CRD: 2287
 - 0 0 A INACTIVE
Independent Outlook Group, Inc.
CRD: 298584
 - 0 1 - Unknown
Independent Planning Capital Corporation
CRD: 23963
 - 0 0 A INACTIVE
Independent Planning Group, Inc.
CRD: 113484
 - 0 0 - Unknown
Independent Planning Service
CRD: 158496
 - 0 0 - Unknown
Independent Portfolio Consultants, Inc.
CRD: 120420
 - 0 0 - Unknown
Independent Research Group LLC
CRD: 124432
 - 0 0 A INACTIVE
Independent Resource Securities, Inc.
CRD: 19160
 - 0 0 A INACTIVE
Independent Securities Investors Corporation
CRD: 43598
 - 2 0 B INACTIVE
Independent Securities, Inc.
CRD: 25805
 - 0 0 A INACTIVE
Independent Solutions
CRD: 133201
 - 0 0 - Unknown
Independent TAX & Financial Planners, P.C.
CRD: 121249
 - 0 0 - Unknown
Independent Wealth Network, Inc.
CRD: 286262
 - 0 29 - Unknown
Independent Wealth, LLC
CRD: 310050
 - 0 2 - Unknown
Index Capital Consultants, LLC
CRD: 284405
 - 0 0 - Unknown
Index Capital, LLC
CRD: 195512
 - 0 0 - Unknown
Index Fund Advisors, Inc.
CRD: 109143
 - 0 10 - Unknown
Index Gurus, Inc.
CRD: 131014
 - 0 1 - Unknown
Index Investments LLC
CRD: 122708
 - 0 0 - Unknown
Index Portfolio Management, Inc.
CRD: 25641
 - 0 0 A INACTIVE
Index Portfolio Tools Advisors
CRD: 159434
 - 0 1 - Unknown
Index Securities, Inc.
CRD: 19540
 - 0 0 A INACTIVE
Index Strategy Advisors Inc.
CRD: 154967
 - 0 0 - Unknown
Index Technologies Group LLC
CRD: 327771
 - 0 3 - Unknown
Index Ventures SA
CRD: 161175
 - 0 0 - Unknown
Index Wealth Advisors, LLC
CRD: 155628
 - 0 1 - Unknown
Indexedge Investment Consulting, L.L.C.
CRD: 135417
 - 0 0 - Unknown
Indexiq Advisors LLC
CRD: 144790
 - 0 0 - Unknown
Indexperts, LLC
CRD: 314858
 - 0 1 - Unknown
Indfin LLC
CRD: 127898
 - 0 1 - Unknown
Page 721 of 1601 (80,028 total)
← Prev Next →