Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| India Capital LLC CRD: 309034 | - | 0 | 1 | - | Unknown |
| India Quotient Advisers LLP CRD: 338845 | - | 0 | 0 | - | Unknown |
| India Resurgence Asset Management Business Private… CRD: 306456 | - | 0 | 0 | - | Unknown |
| Indian Country Investment Securities, Inc. CRD: 46873 | - | 0 | 0 | A | INACTIVE |
| Indian Creek Capital Management LLC CRD: 163279 | - | 0 | 0 | - | Unknown |
| Indian Harbor, LLC CRD: 115584 | - | 0 | 0 | A | INACTIVE |
| Indian River Financial Group, Inc. CRD: 137197 | - | 0 | 1 | - | Unknown |
| Indiana Financial Capital Securities, Inc. CRD: 18948 | - | 0 | 0 | A | INACTIVE |
| Indiana Merchant Banking and Brokerage Co., Inc. CRD: 16315 | - | 6 | 0 | D | INACTIVE |
| Indiana Securities, LLC CRD: 45115 | - | 5 | 0 | C | INACTIVE |
| Indianapolis Securities, Inc. CRD: 10399 | - | 8 | 0 | D | INACTIVE |
| Indicator Advisory Corporation CRD: 119805 | - | 0 | 0 | - | Unknown |
| Indicator Global Inc CRD: 331058 | - | 0 | 1 | - | Unknown |
| Indicator Management US CRD: 315630 | - | 0 | 1 | - | Unknown |
| Indicator Ventures CRD: 299879 | - | 0 | 1 | - | Unknown |
| Indico Capital LLC CRD: 305074 | - | 0 | 0 | - | Unknown |
| Indie Asset Partners, LLC CRD: 154503 | - | 0 | 3 | - | Unknown |
| Indie Enterprises, LLC CRD: 283529 | - | 0 | 1 | - | Unknown |
| Indie Financial Planning CRD: 281529 | - | 0 | 1 | - | Unknown |
| Indie Healthcare Fund Management, LLC CRD: 329745 | - | 0 | 0 | - | Unknown |
| Indieplan LLC CRD: 333461 | - | 0 | 1 | - | Unknown |
| Indievest Securities, Inc. CRD: 137741 | - | 0 | 0 | A | INACTIVE |
| Indigo Asset Management, Inc. CRD: 127687 | - | 0 | 2 | - | Unknown |
| Indigo Capital LLC CRD: 298710 | - | 0 | 1 | - | Unknown |
| Indigo Capital LLP CRD: 161025 | - | 0 | 0 | - | Unknown |
| Indigo Financial, LLC CRD: 314500 | - | 0 | 0 | - | Unknown |
| Indigo Global Advisors, LLC CRD: 167509 | - | 0 | 0 | - | Unknown |
| Indigo Partners LLC CRD: 163648 | - | 0 | 1 | - | Unknown |
| Indigo Private Wealth CRD: 341427 | - | 0 | 1 | - | Unknown |
| Indigopool USA, Inc CRD: 158403 | - | 0 | 0 | A | INACTIVE |
| Indio Entertainment, LLC CRD: 291367 | - | 0 | 0 | - | Unknown |
| Individual Financial Services, Inc. CRD: 121504 | - | 0 | 0 | - | Unknown |
| Individual Investments CRD: 147296 | - | 0 | 0 | - | Unknown |
| Individual's Securities Ltd. CRD: 7279 | - | 0 | 0 | A | INACTIVE |
| Individuals' Financial Services, Incorporated CRD: 6638 | - | 0 | 0 | A | INACTIVE |
| Indivisible Partners CRD: 332431 | - | 0 | 26 | - | Unknown |
| Indiwealth CRD: 335563 | - | 0 | 1 | - | Unknown |
| Indo US Capital, LLC CRD: 162833 | - | 0 | 0 | - | Unknown |
| Indospace Capital Management Limited CRD: 162515 | - | 0 | 0 | - | Unknown |
| Indousequities LLC CRD: 329894 | - | 0 | 2 | - | Unknown |
| Indra Management LLC CRD: 306004 | - | 0 | 1 | - | Unknown |
| Indus Capital Partners, LLC CRD: 133738 | - | 0 | 1 | - | Unknown |
| Industrial and Commercial Bank of China Financial … CRD: 131487 | - | 6 | 0 | D | INACTIVE |
| Industrial Development Funding LLC CRD: 298015 | - | 0 | 1 | - | Unknown |
| Industrial Opportunity Partners, LLC CRD: 156994 | - | 0 | 1 | - | Unknown |
| Industry Capital Advisors, LLC CRD: 162367 | - | 0 | 0 | - | Unknown |
| Industry Savings Plans, Inc. CRD: 425 | - | 1 | 0 | B | INACTIVE |
| Industry Ventures, L.L.C. CRD: 156213 | - | 0 | 1 | - | Unknown |
| Indxflex Asset Management, LLC CRD: 174573 | - | 0 | 0 | - | Unknown |
| Indy Advisors, LLC. CRD: 152791 | - | 0 | 1 | - | Unknown |