Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Indy Financial Advisors, LLC CRD: 307168 | - | 0 | 0 | - | Unknown |
| Indy Wealth Solutions, LLC CRD: 283634 | - | 0 | 2 | - | Unknown |
| Indyfin LLC CRD: 293453 | - | 0 | 0 | - | Unknown |
| INDÉPendance AM S.A.S. CRD: 333209 | - | 0 | 0 | - | Unknown |
| Inecon Capital Management, Inc. CRD: 127148 | - | 0 | 0 | - | Unknown |
| Ineffable Ventures LLC CRD: 329300 | - | 0 | 1 | - | Unknown |
| Inefficient Market Labs, LLC CRD: 284422 | - | 0 | 0 | - | Unknown |
| Ineo Capital, LLC CRD: 143262 | FL | 0 | 2 | A | Active |
| Inertia Wealth Management CRD: 319113 | - | 0 | 0 | - | Unknown |
| Inet ATS, Inc. CRD: 20746 | - | 7 | 0 | D | INACTIVE |
| Inevitable Outcomes CRD: 310838 | - | 0 | 1 | - | Unknown |
| Inexco Advisors LLC CRD: 301686 | - | 0 | 1 | - | Unknown |
| Infanger Investment Technology, LLC CRD: 112328 | - | 0 | 2 | - | Unknown |
| Infensus Investments Inc. CRD: 21374 | - | 0 | 0 | A | INACTIVE |
| Inferent Capital, LLC CRD: 292027 | - | 0 | 0 | - | Unknown |
| Inferential Brokerage Services, Inc. CRD: 8231 | - | 0 | 0 | A | INACTIVE |
| Inferred Investment Group CRD: 298814 | - | 0 | 0 | - | Unknown |
| Infinedi Partners, LP CRD: 298191 | - | 0 | 1 | - | Unknown |
| Infinet Securities, Inc. CRD: 25976 | - | 0 | 0 | A | INACTIVE |
| Infini Capital Management (US) LLC CRD: 309020 | - | 0 | 0 | - | Unknown |
| Infinita, LLC CRD: 324481 | - | 0 | 0 | - | Unknown |
| Infinitas Capital LLC CRD: 157503 | - | 0 | 0 | - | Unknown |
| Infinite Capital LLC CRD: 319403 | - | 0 | 1 | - | Unknown |
| Infinite Giving Advisory Services, Inc. CRD: 315935 | - | 0 | 1 | - | Unknown |
| Infinite India Investment Management Limited CRD: 161559 | - | 0 | 0 | - | Unknown |
| Infinite Venture Manager X, LLC CRD: 299313 | - | 0 | 1 | - | Unknown |
| Infinite Wealth Management CRD: 284513 | - | 0 | 0 | - | Unknown |
| Infinitespring CRD: 328456 | - | 0 | 2 | - | Unknown |
| Infiniti Wealth Management CRD: 127216 | - | 0 | 1 | - | Unknown |
| Infinity 8 Investments, LLC CRD: 152180 | - | 0 | 1 | - | Unknown |
| Infinity Advisory Group CRD: 324723 | - | 0 | 1 | - | Unknown |
| Infinity Capital Advisors, LLC CRD: 159852 | - | 0 | 1 | - | Unknown |
| Infinity Capital Group, LLC CRD: 159804 | - | 0 | 0 | - | Unknown |
| Infinity Capital Management LLC CRD: 151697 | - | 0 | 0 | - | Unknown |
| Infinity Financial Services CRD: 144302 | CA | 4 | 36 | B | Active |
| Infinity Financial Services Advisory CRD: 304981 | - | 0 | 36 | - | Unknown |
| Infinity Investment Management Holdings, LLC CRD: 315878 | - | 0 | 1 | - | Unknown |
| Infinity Private Wealth CRD: 339513 | - | 0 | 1 | - | Unknown |
| Infinity Q Capital Management, LLC CRD: 164179 | - | 0 | 1 | - | Unknown |
| Infinity Securities Co., Inc. CRD: 35094 | - | 0 | 0 | A | INACTIVE |
| Infinity TAX & Financial Planning CRD: 332590 | - | 0 | 2 | - | Unknown |
| Infinity Ventures Crypto CRD: 321781 | - | 0 | 0 | - | Unknown |
| Infinity Wealth Coaching, LLC CRD: 292099 | - | 0 | 1 | - | Unknown |
| Infinity Wealth Counsel, LLC CRD: 171959 | - | 0 | 1 | - | Unknown |
| Infinity Wealth Management CRD: 282289 | - | 0 | 0 | - | Unknown |
| Infinity Wealth Management, Inc. CRD: 171510 | - | 0 | 1 | - | Unknown |
| Infinity Wealth Partners, LLC CRD: 298097 | - | 0 | 0 | - | Unknown |
| Infinity Wealthcare, LLC CRD: 300622 | - | 0 | 2 | - | Unknown |
| Infinity9 CRD: 330526 | - | 0 | 1 | - | Unknown |
| Infinityze Inc. CRD: 298518 | - | 0 | 0 | - | Unknown |